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NATL PENN BANCSHARES INC
NATL PENN BANCSHARES INC. Institutional holdings reported to the SEC.

Institutional Holders (2016Q1)
Portfolio Summary: 179 Institutional holders with a total value of $1,052,127,445.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 VANGUARD GROUP INC 10,019,239 106,604,000 10.13%
2 BlackRock Fund Advisors 9,013,980 95,909,000 9.12%
3 AQR ARBITRAGE LLC 6,700,549 71,294,000 6.78%
4 DIMENSIONAL FUND ADVISORS LP 6,597,491 70,203,000 6.67%
5 Weiss Asset Management LP 6,500,000 69,160,000 6.57%
6 STATE STREET CORP 3,646,177 38,797,000 3.69%
7 BlackRock Institutional Trust Company, N.A. 3,591,312 38,212,000 3.63%
8 RENAISSANCE TECHNOLOGIES LLC 3,105,381 33,041,000 3.14%
9 HOMESTEAD ADVISERS CORP 2,650,264 28,199,000 2.68%
10 PZENA INVESTMENT MANAGEMENT LLC 2,540,359 27,029,000 2.57%
11 WATER ISLAND CAPITAL LLC 2,255,852 25,641,000 2.44%
12 NORGES BANK 2,194,286 23,347,000 2.22%
13 NORTHERN TRUST CORP 2,068,564 22,010,000 2.09%
14 Bank of New York Mellon Corp 1,920,250 20,431,000 1.94%
15 CITIGROUP INC 1,728,797 18,394,000 1.75%
16 TEACHERS ADVISORS, LLC 1,651,636 17,573,000 1.67%
17 CREDIT SUISSE AG/ 1,642,514 17,476,000 1.66%
18 Grantham, Mayo, Van Otterloo & Co. LLC 1,587,277 16,889,000 1.61%
19 OMERS ADMINISTRATION Corp 1,532,426 16,305,000 1.55%
20 CHICAGO CAPITAL MANAGEMENT, LLC 1,428,167 16,243,000 1.54%
21 NATIONAL PENN INVESTORS TRUST CO /PA 1,524,580 16,222,000 1.54%
22 DALTON GREINER HARTMAN MAHER & CO 1,440,965 15,332,000 1.46%
23 PRUDENTIAL FINANCIAL INC 1,303,390 13,868,000 1.32%
24 AMERIPRISE FINANCIAL INC 1,063,296 11,314,000 1.08%
25 ING GROEP NV 1,000,000 10,655,000 1.01%
26 PRINCIPAL FINANCIAL GROUP INC 995,643 10,594,000 1.01%
27 BERKLEY W R CORP 928,029 10,548,000 1.00%
28 GEODE CAPITAL MANAGEMENT, LLC 975,594 10,379,000 0.99%
29 KENNEDY CAPITAL MANAGEMENT LLC 774,539 8,241,000 0.78%
30 DIAMOND HILL CAPITAL MANAGEMENT INC 752,149 8,003,000 0.76%
31 GABELLI & Co INVESTMENT ADVISERS, INC. 644,582 6,858,000 0.65%
32 BlackRock Investment Management, LLC 588,374 6,260,000 0.59%
33 SUSQUEHANNA INTERNATIONAL GROUP, LLP 574,845 6,117,000 0.58%
34 UBS Group AG 555,863 5,915,000 0.56%
35 TIAA CREF INVESTMENT MANAGEMENT LLC 539,028 5,735,000 0.55%
36 Bluefin Trading, LLC 506,038 5,384,000 0.51%
37 TWO SIGMA INVESTMENTS, LP 501,338 5,334,000 0.51%
38 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 473,326 5,037,000 0.48%
39 GOLDMAN SACHS GROUP INC 414,264 4,408,000 0.42%
40 Alberta Investment Management Corp 404,002 4,299,000 0.41%
41 Phocas Financial Corp. 397,968 4,234,000 0.40% SH
42 NEW YORK STATE TEACHERS RETIREMENT SYSTEM 382,449 4,069,000 0.39%
43 PNC FINANCIAL SERVICES GROUP, INC. 375,265 3,992,000 0.38%
44 JPMORGAN CHASE & CO 345,028 3,672,000 0.35%
45 Invesco Ltd. 333,816 3,552,000 0.34%
46 DEUTSCHE BANK AG\ 322,467 3,429,000 0.33%
47 FIRST TRUST ADVISORS LP 297,723 3,168,000 0.30%
48 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 296,783 3,158,000 0.30%
49 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 269,747 2,870,000 0.27%
50 RHUMBLINE ADVISERS 252,700 2,689,000 0.26%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.