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Institutional Investment Manager
Geneva Advisors, LLC
Geneva Advisors, LLC (CIK: 0001269932) incorporated in Delaware, located at 181 W Madison Street, Chicago, IL. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q4)
Portfolio Summary: 791 holdings with a total value of $5,122,246,000.
#
Name
Shares
Value ($)
%
Options
Notes
751 DENISON MINES CORP 25,000 13,000 0.00%
752 APPLIED DNA SCIENCES INC 19,205 10,000 0.00%
753 Titan Medical (USD) 35,600 9,000 0.00%
754 BELLEROPHON THERAPEUTICS INC 12,500 7,000 0.00%
755 Quaterra Res Inc 136,175 7,000 0.00%
756 GLYECO INC COM 73,500 7,000 0.00%
757 PURE ENERGY MINERALS L COM 10,000 4,000 0.00%
758 Medical Marijuana Inc. 20,000 4,000 0.00%
759 WALKER INNOVATION IN 10,000 4,000 0.00%
760 DUOS TECHNOLOGIES GROUP INC CO 175,373 4,000 0.00%
761 LAKES OIL NL 2,666,666 4,000 0.00%
762 PHARMACYTE BIOTECH INC COM NEW 21,000 3,000 0.00%
763 GENERAL MOLY INC 13,518 3,000 0.00%
764 KRAIG BIOCRAFT LABS 62,500 3,000 0.00%
765 GOLDSOURCE MINES INC F 10,805 2,000 0.00%
766 COLORADO RESOURCES F 11,000 2,000 0.00%
767 LEEP INC 723,000 2,000 0.00%
768 ENERGIZER RESOURCES F 50,000 2,000 0.00%
769 POWER CLOUDS INC COM 19,000 1,000 0.00%
770 ECOSPHERE TECH INC COM 30,980 1,000 0.00%
771 ETHOS GOLD CORP F 10,000 1,000 0.00%
772 MULTICELL TECHS INC 3,395,000 1,000 0.00%
773 Petrosonic Energy Inc 310,000 1,000 0.00%
774 American Green Inc 100,000 0 0.00%
775 BLUE EARTH INC COM 27,900 0 0.00%
776 GENERAL MOTORS 6.75XXX ESCROW 10,000 0 0.00%
777 CMKM DIAMONDS INC COM 1,999,994 0 0.00%
778 VIEW SYSTEMS INC 200,000 0 0.00%
779 MED BIOGENE INC F 10,000 0 0.00%
780 CREATIVE EDGE NUTRIT 20,000 0 0.00%
781 IBIZ TECHNOLOGY CORP 40,000 0 0.00%
782 CONCORDIA HEALTH CARE 17,349 0 0.00%
783 FRAC FIRST HORIZON NATL CORP 214,434 0 0.00%
784 HARRINGTON WEST FINL COM 48,554 0 0.00%
785 HEALTH SCIENCES GRP 1,000,000 0 0.00%
786 FUQI INTERNATIONAL INC COM NEW 10,000 0 0.00%
787 W M D HOLDINGS GROUP 222,750 0 0.00%
788 LIFE EXCHANGE INC 14,465 0 0.00%
789 AFFINITY GOLD CORP COM 25,000 0 0.00%
790 STATMON TECHNOLOGIES CORP COM 11,000 0 0.00%
791 OUTDOORPARTNER MEDIA F 20,000 0 0.00%
Page 16 of 16

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001144204-17-007302, filed 2017.02.10).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.