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Institutional Investment Manager
GUGGENHEIM CAPITAL LLC
GUGGENHEIM CAPITAL LLC (CIK: 0001283072) incorporated in Delaware, located at 227 West Monroe, Chicago, IL. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q1)
Original 13F HR (0001172661-14-001129) filed in 2014.05.16
#
Name
Shares
Value ($)
%
Options
Notes
6301 PRGX GLOBAL INC 4,062 28 0.00%
6302 RARE ELEMENT RES LTD 19,364 28 0.00%
6303 Yadkin Finl Corp Com 1,292 28 0.00%
6304 TORONTO DOMINION BK ONT COM NEW 600 28 0.00%
6305 KBR INC COM 1,007 27 0.00%
6306 ZIX CORP 6,515 27 0.00%
6307 Retail Opportunity Invt 1,817 27 0.00%
6308 ULTIMATE SOFTWARE GROUP INC 196 27 0.00%
6309 TOWER INTL INC COM 1,001 27 0.00%
6310 NEOPHOTONICS CORP 3,456 27 0.00%
6311 ELECTRO SCIENTIFIC INDS 2,715 27 0.00%
6312 LOCAL CORP COM 13,928 27 0.00%
6313 Gevo Inc 23,493 27 0.00%
6314 UNIVERSAL INS HLDGS INC COM 2,148 27 0.00%
6315 SHUTTERFLY INC 629 27 0.00%
6316 DERMA SCIENCES ORD 2,164 27 0.00%
6317 CLEAN ENERGY FUELS CORP 3,032 27 0.00%
6318 CENTERSTATE BANKS INC 2,484 27 0.00%
6319 TBBK 1,554 27 0.00%
6320 CARROLS RESTAURANT GROUP INC 3,638 26 0.00%
6321 CASELLA WASTE SYS INC 5,052 26 0.00%
6322 BRIGHTCOVE INC 2,656 26 0.00%
6323 AMREIT INC NEW 1,590 26 0.00%
6324 Energizer Holding Inc 263 26 0.00%
6325 POWER SOLUTIONS INTERNATIONAL INC 340 26 0.00%
6326 NEWPORT CORP 1,278 26 0.00%
6327 WHITESTONE REIT 1,828 26 0.00%
6328 AXCELIS TECHNOLOGIES INC 12,151 26 0.00%
6329 SUPERIOR ENERGY SVCS INC COM 834 26 0.00%
6330 Empire State Realty Trust 1,730 26 0.00%
6331 CYTORI THERAPEUTIC INC 9,618 26 0.00%
6332 Destination XL Group Inc 4,539 26 0.00%
6333 DELIA'S INC NEW 29,868 25 0.00%
6334 CHIQUITA BRANDS INTL 2,000 25 0.00%
6335 Supernus Pharmaceuticals Inc 2,835 25 0.00%
6336 RETAIL PPTYS AMER INC CL A 1,822 25 0.00%
6337 Gramercy Property Trust 4,859 25 0.00%
6338 Genco Shipping & Trading Ltd 14,339 25 0.00%
6339 RADISYS CORP COM 7,052 25 0.00%
6340 PREMIER EXHIBITIONS INC 26,308 25 0.00%
6341 FULL HOUSE RESORTS INC 11,461 25 0.00%
6342 Telephone & Data Systems Inc 950 25 0.00%
6343 KVH INDS INC COM 1,868 25 0.00%
6344 METALICO INC 15,611 25 0.00%
6345 FIBROCELL SCIENCE 4,691 25 0.00%
6346 WASHINGTON BKG CO OAK HBR WA 1,338 24 0.00%
6347 MANPOWERGROUP INC COM 300 24 0.00%
6348 ARES COML REAL ESTATE CORP 1,818 24 0.00%
6349 NAVIDEA BIOPHARMACEUTICALS INC COM 13,094 24 0.00%
6350 AMPIO PHARMACEUTICALS INC 3,706 24 0.00%
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