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Institutional Investment Manager
GUGGENHEIM CAPITAL LLC
GUGGENHEIM CAPITAL LLC (CIK: 0001283072) incorporated in Delaware, located at 227 West Monroe, Chicago, IL. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q1)
Original 13F HR (0001172661-14-001129) filed in 2014.05.16
#
Name
Shares
Value ($)
%
Options
Notes
6501 First Security Group Inc 7,075 15 0.00%
6502 Response Genetics, Inc. 12,778 15 0.00%
6503 ISHARES TR 150 15 0.00%
6504 IAMGOLD CORP 3,974 14 0.00%
6505 VENTRUS BIOSCIENCES INC 10,569 14 0.00%
6506 CONSUMER PORTFOLIO SVCS INC COM 1,978 14 0.00%
6507 COMMUNITYONE BANCORP COM 1,282 14 0.00%
6508 GTX INC 9,350 14 0.00%
6509 Connectone Bancorp, Inc. 288 14 0.00%
6510 Saratoga Resources Inc 10,604 14 0.00%
6511 Tenga Inc 27,444 14 0.00%
6512 HILL ROM HLDGS INC 361 14 0.00%
6513 AUTHENTIDATE HLDG CORP 14,366 14 0.00%
6514 SOLITARIO EXPL & RTY CORP COM 10,690 14 0.00%
6515 WET SEAL INC 10,327 14 0.00%
6516 BENEFITFOCUS INC 304 14 0.00%
6517 AMERICAN APPAREL INC COM 26,644 13 0.00%
6518 VIPSHOP HLDGS LTD 90 13 0.00%
6519 Omnicare Inc (Acquired 8/18/2015) 212 13 0.00%
6520 Patterson UTI Energy Inc Com 413 13 0.00%
6521 SWISHER HYGIENE INC 29,170 13 0.00%
6522 GOLD FIELDS LTD NEW 3,625 13 0.00%
6523 IMPERIAL HLDGS INC 2,192 13 0.00%
6524 RESOURCE AMERICA INC 1,562 13 0.00%
6525 Education Management Corporation 2,664 13 0.00%
6526 MONMOUTH REAL ESTATE INVT CO 1,360 13 0.00%
6527 Cosi Inc. 10,455 12 0.00%
6528 JAMES RIVER COAL CO 15,627 12 0.00%
6529 CLEAN HARBORS INC 228 12 0.00%
6530 OI S.A. SPN ADR 9,037 12 0.00%
6531 TIME WARNER INC 187 12 0.00%
6532 KALOBIOS PHARMACEUTICALS INC 4,269 12 0.00%
6533 CENTRAIS ELETRICAS BRASILEIRAS SPONSORED ADR 3,933 12 0.00%
6534 GAFISA ADR RPSG 2 ORD 3,851 12 0.00%
6535 ADOBE INC 186 12 0.00%
6536 WAVE SYSTEMS CORP 13,270 12 0.00%
6537 AUTONAVI HOLDINGS LTD-ADR 541 11 0.00%
6538 LUCAS ENERGY INC 14,260 11 0.00%
6539 HEALTH INS INNOVATIONS INC 1,055 11 0.00%
6540 GREAT PLAINS ENERGY INC 408 11 0.00%
6541 ANDERSONS INC COM 186 11 0.00%
6542 BAXANO SURGICAL INC COM 10,456 11 0.00%
6543 ENZON PHARMACEUTICALS INC 10,938 11 0.00%
6544 FAIRCHILD SEMICONDUCTOR INTLCOM 723 10 0.00%
6545 INTERMOLECULAR INC 3,544 10 0.00%
6546 GOL LINHAS AEREAS INTELIGENTES SA 2,022 10 0.00%
6547 51JOB INC SP ADR REP COM 145 10 0.00%
6548 ENVIRI CORP COM 396 9 0.00%
6549 VITACOST COM INC 1,280 9 0.00%
6550 CERES, INC. 10,124 9 0.00%
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