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Institutional Investment Manager
GUGGENHEIM CAPITAL LLC
GUGGENHEIM CAPITAL LLC (CIK: 0001283072) incorporated in Delaware, located at 227 West Monroe, Chicago, IL. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q1)
Original 13F HR (0001172661-14-001129) filed in 2014.05.16
#
Name
Shares
Value ($)
%
Options
Notes
6601 YAHOO INC 11,668 419 0.00%
6602 YAHOO INC 53,808 1,932 0.01%
6603 YAHOO INC 1,125,327 40,399 0.11%
6604 YAHOO INC 100,000 3,590 0.01% Call
6605 YAMANA GOLD INC 426,544 3,741 0.01%
6606 YAMANA GOLD INC 181,900 1,595 0.00%
6607 YANDEX N V 39,900 1,205 0.00%
6608 YANDEX N V 9,614 290 0.00%
6609 YANZHOU COAL MNG CO LTD 42,906 322 0.00%
6610 YANZHOU COAL MNG CO LTD 25,100 188 0.00%
6611 YELP INC 13,469 1,036 0.00%
6612 YELP INC 10,228 787 0.00%
6613 YELP INC 478 37 0.00%
6614 YINGLI GREEN ENERGY HLDG CO 61,809 269 0.00%
6615 YINGLI GREEN ENERGY HLDG CO 3,378,905 14,699 0.04%
6616 YINGLI GREEN ENERGY HLDG CO 20,599 90 0.00%
6617 YONGYE INTL INC 85,040 579 0.00%
6618 YORK WTR CO 50,671 1,033 0.00%
6619 YORK WTR CO 7,155 146 0.00%
6620 YORK WTR CO 3,619 74 0.00%
6621 YOUKU TUDOU INC 1,515 43 0.00%
6622 YOUKU TUDOU INC 151,140 4,237 0.01%
6623 YOUKU TUDOU INC 41,345 1,159 0.00%
6624 YPF SOCIEDAD ANONIMA 197,714 6,161 0.02%
6625 YPF SOCIEDAD ANONIMA 16,642 519 0.00%
6626 YRC WORLDWIDE INC COM PAR .01 13,123 295 0.00%
6627 YRC WORLDWIDE INC COM PAR .01 1,757 40 0.00%
6628 YUM BRANDS INC 223,769 16,870 0.05%
6629 YUM BRANDS INC 36,844 2,778 0.01%
6630 YUM BRANDS INC 7,924 597 0.00%
6631 YY INC 35,055 2,677 0.01%
6632 YY INC 15,034 1,148 0.00%
6633 Yadkin Finl Corp Com 116,225 2,489 0.01%
6634 Yadkin Finl Corp Com 1,292 28 0.00%
6635 ZAGG INCORPORATED 9,827 45 0.00%
6636 ZAGG INCORPORATED 5,223 24 0.00%
6637 ZALE CORP NEW 13,689 286 0.00%
6638 ZALE CORP NEW 13,726 287 0.00%
6639 ZAZA ENERGY CORP 39,705 30 0.00%
6640 ZAZA ENERGY CORP 2,149 2 0.00%
6641 ZEBRA TECHNOLOGIES CORPORATION CL A 4,042 281 0.00%
6642 ZEP INC 49,495 876 0.00%
6643 ZHONE TECHNOLOGIES INC NEW 10,507 44 0.00%
6644 ZIMMER BIOMET HLDGS INC 209,345 19,800 0.06%
6645 ZIMMER BIOMET HLDGS INC 6,713 635 0.00%
6646 ZION OIL & GAS INC 16,939 32 0.00%
6647 ZIONS BANCORPORATION 1,196,157 37,057 0.11%
6648 ZIONS BANCORPORATION 14,285 443 0.00%
6649 ZIPREALTY INC 11,992 39 0.00%
6650 ZIX CORP 6,515 27 0.00%
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