| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | TB Partners GP LTD | 5,200,000 | 22,620,000 | 19.00% | ||
| 2 | GUGGENHEIM CAPITAL LLC | 3,461,313 | 15,058,000 | 12.65% | ||
| 3 | BlackRock Group LTD | 1,889,802 | 8,220,000 | 6.91% | ||
| 4 | Invesco Ltd. | 1,760,432 | 7,657,000 | 6.43% | ||
| 5 | DEUTSCHE BANK AG\ | 1,404,920 | 6,109,000 | 5.13% | ||
| 6 | GOLDMAN SACHS GROUP INC | 1,254,984 | 5,459,000 | 4.59% | ||
| 7 | GOLDMAN SACHS GROUP INC | 1,138,700 | 4,953,000 | 4.16% | Put | |
| 8 | QUENTEC ASSET MANAGEMENT LLC | 873,500 | 3,800,000 | 3.19% | ||
| 9 | CRITERION CAPITAL MANAGEMENT LLC | 669,700 | 2,913,000 | 2.45% | Put | |
| 10 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 657,300 | 2,859,000 | 2.40% | Put | |
| 11 | COMMERZBANK AKTIENGESELLSCHAFT /FI | 544,898 | 2,370,000 | 1.99% | ||
| 12 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 529,500 | 2,303,000 | 1.93% | Call | |
| 13 | TB Alternative Assets Ltd. | 500,000 | 2,175,000 | 1.83% | ||
| 14 | MORGAN STANLEY | 472,752 | 2,057,000 | 1.73% | ||
| 15 | FIRST TRUST ADVISORS LP | 434,002 | 1,888,000 | 1.59% | ||
| 16 | MILLENNIUM MANAGEMENT LLC | 327,062 | 1,423,000 | 1.20% | ||
| 17 | LEVIN CAPITAL STRATEGIES, L.P. | 321,468 | 1,398,000 | 1.17% | ||
| 18 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 319,848 | 1,391,000 | 1.17% | ||
| 19 | A.R.T. Advisors, LLC | 314,776 | 1,369,000 | 1.15% | ||
| 20 | SHAH CAPITAL MANAGEMENT | 310,896 | 1,352,000 | 1.14% | ||
| 21 | SAC Capital Advisors LP | 302,528 | 1,316,000 | 1.11% | ||
| 22 | VAN ECK ASSOCIATES CORP | 271,542 | 1,181,000 | 0.99% | ||
| 23 | BARCLAYS PLC | 273,217 | 1,092,000 | 0.92% | ||
| 24 | Empire Capital Management, L.L.C. | 250,000 | 1,088,000 | 0.91% | ||
| 25 | CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM | 244,300 | 1,011,000 | 0.85% | ||
| 26 | BANK OF AMERICA CORP /DE/ | 226,151 | 984,000 | 0.83% | ||
| 27 | BARCLAYS PLC | 239,400 | 958,000 | 0.80% | Call | |
| 28 | PICTON MAHONEY ASSET MANAGEMENT | 216,300 | 941,000 | 0.79% | SH | |
| 29 | GOLDMAN SACHS GROUP INC | 216,200 | 940,000 | 0.79% | Call | |
| 30 | STATE STREET CORP | 204,157 | 888,000 | 0.75% | ||
| 31 | PROFUND ADVISORS LLC | 200,382 | 872,000 | 0.73% | ||
| 32 | ARDSLEY ADVISORY PARTNERS LP | 148,800 | 647,000 | 0.54% | ||
| 33 | UBS AG | 138,625 | 603,000 | 0.51% | ||
| 34 | Guinness Atkinson Asset Management Inc | 136,500 | 594,000 | 0.50% | ||
| 35 | Airain ltd | 130,895 | 569,000 | 0.48% | ||
| 36 | BlackRock Fund Advisors | 103,153 | 449,000 | 0.38% | ||
| 37 | Legal & General Group Plc | 93,614 | 409,000 | 0.34% | ||
| 38 | CITIGROUP INC | 90,400 | 393,000 | 0.33% | Call | |
| 39 | FRED ALGER MANAGEMENT, LLC | 87,710 | 382,000 | 0.32% | ||
| 40 | Aperio Group, LLC | 85,513 | 372,000 | 0.31% | ||
| 41 | Guinness Asset Management LTD | 78,720 | 342,000 | 0.29% | ||
| 42 | SG Americas Securities, LLC | 76,602 | 333,000 | 0.28% | ||
| 43 | Private Wealth Advisors, Inc. | 73,096 | 318,000 | 0.27% | ||
| 44 | BOLTON LP | 67,300 | 293,000 | 0.25% | ||
| 45 | JPMORGAN CHASE & CO | 62,986 | 274,000 | 0.23% | ||
| 46 | ING GROEP NV | 58,704 | 258,000 | 0.22% | ||
| 47 | WOLVERINE ASSET MANAGEMENT LLC | 910 | 249,000 | 0.21% | Put | |
| 48 | CITIGROUP INC | 53,200 | 231,000 | 0.19% | Put | |
| 49 | Schonfeld Group Holdings LLC | 52,446 | 228,000 | 0.19% | ||
| 50 | INTEGRAL DERIVATIVES, LLC | 50,000 | 218,000 | 0.18% | Call |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
