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Institutional Investment Manager
GUGGENHEIM CAPITAL LLC
GUGGENHEIM CAPITAL LLC (CIK: 0001283072) incorporated in Delaware, located at 227 West Monroe, Chicago, IL. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q1)
Original 13F HR (0001172661-14-001129) filed in 2014.05.16
#
Name
Shares
Value ($)
%
Options
Notes
6601 EMERSON ELEC CO 2 0 0.00%
6602 ISHARES TR 2 0 0.00%
6603 ROCKWELL AUTOMATION INC 1 0 0.00%
6604 REGENCY ENERGY PARTNERS 1 0 0.00%
6605 SPDR S&P 500 ETF TR 41,300 7,725 0.02% Call
6606 LOWES COS INC 137,600 6,729 0.02% Call
6607 GENERAL MTRS CO 187,500 6,454 0.02% Call
6608 VODAFONE GROUP PLC NEW 100,000 3,681 0.01% Call
6609 YAHOO INC 100,000 3,590 0.01% Call
6610 MONSANTO CO NEW 30,500 3,470 0.01% Call
6611 PROSHARES TR 50,000 3,378 0.01% Call
6612 APPLIED MATLS INC 150,000 3,063 0.01% Call
6613 Con-Way Inc 73,600 3,023 0.01% Call
6614 SINA CORP 50,000 3,021 0.01% Call
6615 SPDR GOLD TR 22,900 2,831 0.01% Call
6616 C H ROBINSON WORLDWIDE INC 41,000 2,148 0.01% Call
6617 ANADARKO PETE CORP 25,000 2,119 0.01% Call
6618 ALLEGHENY TECHNOLOGIES INC 53,500 2,016 0.01% Call
6619 OXFORD INDS INC COM 24,600 1,924 0.01% Call
6620 AMERICAN AIRLS GROUP INC 50,000 1,830 0.01% Call
6621 TIFFANY & CO NEW 20,800 1,792 0.01% Call
6622 SIGNET JEWELERS LIMITED 15,600 1,651 0.00% Call
6623 SWIFT TRANSN CO 64,000 1,584 0.00% Call
6624 KANSAS CITY SOUTHERN 15,300 1,562 0.00% Call
6625 GOODYEAR TIRE & RUBR CO 50,000 1,307 0.00% Call
6626 JOS A BANK CLOTHIERS INC 20,000 1,286 0.00% Call
6627 PANERA BREAD CO 4,100 724 0.00% Call
6628 FREDS INC-TENN CL A 32,400 584 0.00% Call
6629 ACCELRYS INC. 36,200 451 0.00% Call
6630 MOVADO GROUP INC 7,300 333 0.00% Call
6631 VEEVA SYS INC 9,400 251 0.00% Call
6632 QUIKSILVER INC COM 9,700 73 0.00% Call
6633 STAPLES INC 2,600 29 0.00% Call
6634 SPDR S&P 500 ETF TR 373,800 69,904 0.20% Put
6635 JOS A BANK CLOTHIERS INC 105,000 6,752 0.02% Put
6636 Lamar Advertising Co A 85,000 4,335 0.01% Put
6637 ISHARES TR 61,100 4,085 0.01% Put
6638 GOODYEAR TIRE & RUBR CO 150,000 3,920 0.01% Put
6639 TYSON FOODS INC 61,100 2,689 0.01% Put
6640 REYNOLDS AMERICAN INC 50,000 2,671 0.01% Put
6641 CALLAWAY GOLF CO 243,500 2,488 0.01% Put
6642 AMERICAN AIRLS GROUP INC 60,000 2,196 0.01% Put
6643 Walgreens 33,100 2,186 0.01% Put
6644 ANADARKO PETE CORP 25,000 2,119 0.01% Put
6645 ROCKWELL AUTOMATION INC 15,300 1,906 0.01% Put
6646 UNITED CONTL HLDGS INC 35,000 1,562 0.00% Put
6647 Patterson UTI Energy Inc Com 45,800 1,451 0.00% Put
6648 URBAN OUTFITTERS INC 38,900 1,419 0.00% Put
6649 T MOBILE US INC 35,000 1,156 0.00% Put
6650 LULULEMON ATHLETICA INC 21,400 1,126 0.00% Put
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