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ROCKWELL AUTOMATION INC
ROCKWELL AUTOMATION INC. Institutional holdings reported to the SEC.

Institutional Holders (2014Q1)
Portfolio Summary: 606 Institutional holders with a total value of $13,007,864,285.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Capital World Investors 7,343,924 914,686,000 7.03%
2 VANGUARD GROUP INC 7,003,035 872,229,000 6.71%
3 STATE STREET CORP 5,795,771 721,858,000 5.55%
4 FMR LLC 4,722,474 588,184,000 4.52%
5 BlackRock Institutional Trust Company, N.A. 3,691,849 459,820,000 3.53%
6 HARRIS ASSOCIATES L P 2,983,275 371,567,000 2.86%
7 PRIMECAP MANAGEMENT CO/CA/ 2,869,030 357,338,000 2.75%
8 BLACKROCK ADVISORS LLC 2,813,135 350,376,000 2.69%
9 AMERICAN CENTURY COMPANIES INC 2,469,214 307,541,000 2.36%
10 Capital Research Global Investors 2,344,000 291,945,000 2.24%
11 FRANKLIN RESOURCES INC 2,273,976 283,221,000 2.18%
12 Artisan Partners Limited Partnership 2,049,799 255,302,000 1.96%
13 NORTHERN TRUST CORP 1,936,211 241,155,000 1.85%
14 AMERIPRISE FINANCIAL INC 1,796,054 223,695,000 1.72%
15 BlackRock Fund Advisors 1,750,148 217,981,000 1.68%
16 Capital International Investors 1,626,400 202,568,000 1.56%
17 Bank of New York Mellon Corp 1,607,886 200,262,000 1.54%
18 BlackRock Group LTD 1,462,496 182,154,000 1.40%
19 TIAA CREF INVESTMENT MANAGEMENT LLC 1,275,745 158,894,000 1.22%
20 WELLINGTON MANAGEMENT GROUP LLP 1,253,863 156,168,000 1.20%
21 EATON VANCE MANAGEMENT 1,250,109 155,701,000 1.20%
22 MASSACHUSETTS FINANCIAL SERVICES CO /MA/ 1,195,986 148,960,057 1.15%
23 GEODE CAPITAL MANAGEMENT, LLC 1,017,000 126,613,000 0.97%
24 BANK OF AMERICA CORP /DE/ 976,424 121,613,000 0.93%
25 LAZARD ASSET MANAGEMENT LLC 957,621 119,270,000 0.92%
26 NORGES BANK 867,339 108,027,000 0.83%
27 DEUTSCHE BANK AG\ 837,956 104,364,000 0.80%
28 Neuberger Berman Group LLC 732,208 91,197,000 0.70%
29 SUNTRUST BANKS INC 680,374 84,739,000 0.65%
30 TimesSquare Capital Management, LLC 661,500 82,390,000 0.63%
31 MARSHALL WACE, LLP 657,846 81,935,000 0.63%
32 GABELLI FUNDS LLC 614,300 76,511,000 0.59%
33 ADAGE CAPITAL PARTNERS GP, L.L.C. 579,167 72,136,000 0.55%
34 Legal & General Group Plc 569,980 70,991,000 0.55%
35 AXIOM INVESTORS LLC /DE 543,265 67,664,000 0.52%
36 WADDELL & REED FINANCIAL INC 523,579 65,211,000 0.50%
37 ALLIANCEBERNSTEIN L.P. 514,835 64,123,000 0.49%
38 PRINCIPAL FINANCIAL GROUP INC 483,234 60,187,000 0.46%
39 PRUDENTIAL FINANCIAL INC 482,091 60,044,000 0.46%
40 NEW YORK STATE COMMON RETIREMENT FUND 478,367 59,581,000 0.46%
41 PANAGORA ASSET MANAGEMENT INC 468,736 58,381,000 0.45%
42 Calamos Advisors LLC 453,170 56,442,000 0.43%
43 BlackRock Investment Management, LLC 451,100 56,185,000 0.43%
44 GOLDMAN SACHS GROUP INC 445,684 55,510,000 0.43%
45 UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 445,437 55,479,000 0.43%
46 RENAISSANCE TECHNOLOGIES LLC 432,700 53,893,000 0.41%
47 WILLIAMS JONES & ASSOCIATES LLC 424,770 52,905,000 0.41%
48 TEACHERS ADVISORS, LLC 417,395 51,987,000 0.40%
49 Impala Asset Management LLC 408,689 50,902,000 0.39%
50 GAMCO INVESTORS, INC. ET AL 404,930 50,434,000 0.39%
Page 1 of 13

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.