Dark
Light
System
Institutional Investment Manager
GUGGENHEIM CAPITAL LLC
GUGGENHEIM CAPITAL LLC (CIK: 0001283072) incorporated in Delaware, located at 227 West Monroe, Chicago, IL. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q1)
Original 13F HR (0001172661-14-001129) filed in 2014.05.16
#
Name
Shares
Value ($)
%
Options
Notes
151 AES CORP 1,759,156 25,121 0.07%
152 AETNA INC NEW 49,995 3,749 0.01%
153 AETNA INC NEW 605,497 45,394 0.13%
154 AFFILIATED MANAGERS GROUP 47,549 9,512 0.03%
155 AFFILIATED MANAGERS GROUP 1,015 203 0.00%
156 AFFYMETRIX INCOC-CAP STK CASH MGREFF 4/1/16 1 OLDUSD 14.00 PER SHARE 332,027 2,367 0.01%
157 AFFYMETRIX INCOC-CAP STK CASH MGREFF 4/1/16 1 OLDUSD 14.00 PER SHARE 54,774 391 0.00%
158 AFLAC INC 44,497 2,806 0.01%
159 AFLAC INC 73,727 4,648 0.01%
160 AFLAC INC 317,878 20,039 0.06%
161 AG MTG INVT TR INC 2,142 38 0.00%
162 AG MTG INVT TR INC 215,232 3,769 0.01%
163 AG MTG INVT TR INC 114,577 2,006 0.01%
164 AGCO CORP 14,587 804 0.00%
165 AGCO CORP 7,685 424 0.00%
166 AGCO CORP 39,377 2,172 0.01%
167 AGCO CORP 40,254 2,220 0.01%
168 AGENUS INC 28,392 90 0.00%
169 AGILENT TECHNOLOGIES INC 87,412 4,889 0.01%
170 AGILENT TECHNOLOGIES INC 32,961 1,843 0.01%
171 AGILENT TECHNOLOGIES INC 363,030 20,301 0.06%
172 AGL Resources Inc 25,453 1,246 0.00%
173 AGL Resources Inc 32,233 1,578 0.00%
174 AGL Resources Inc 75,389 3,691 0.01%
175 AGL Resources Inc 461,788 22,609 0.06%
176 AGNICO EAGLE MINES LTD 122,049 3,701 0.01%
177 AGNICO EAGLE MINES LTD 142,300 4,315 0.01%
178 AGNICO EAGLE MINES LTD 805 24 0.00%
179 AGREE RLTY CORP COM 1,117 34 0.00%
180 AGREE RLTY CORP COM 22,941 698 0.00%
181 AGREE RLTY CORP COM 5,569 169 0.00%
182 AGRIUM INC 6,633 647 0.00%
183 AGRIUM INC 1,555 151 0.00%
184 AGRIUM INC 130,608 12,737 0.04%
185 AIR LEASE CORP 11,974 447 0.00%
186 AIR LEASE CORP 76,395 2,849 0.01%
187 AIR METHODS CORP 14,043 750 0.00%
188 AIR METHODS CORP 6,404 343 0.00%
189 AIR PRODS & CHEMS INC 59,215 7,048 0.02%
190 AIR PRODS & CHEMS INC 7,524 895 0.00%
191 AIR PRODS & CHEMS INC 154,724 18,418 0.05%
192 AIRCASTLE LTD 6,792 132 0.00%
193 AIRCASTLE LTD 596,031 11,551 0.03%
194 AIRGAS INC 6,221 663 0.00%
195 AIRGAS INC 4,135 440 0.00%
196 AIRGAS INC 166,723 17,758 0.05%
197 AK STL HLDG CORP 47,930 346 0.00%
198 AKAMAI TECHNOLOGIES INC 28,432 1,655 0.00%
199 AKAMAI TECHNOLOGIES INC 460,671 26,816 0.08%
200 AKAMAI TECHNOLOGIES INC 354,497 20,635 0.06%
Page 4 of 134