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Institutional Investment Manager
GUGGENHEIM CAPITAL LLC
GUGGENHEIM CAPITAL LLC (CIK: 0001283072) incorporated in Delaware, located at 227 West Monroe, Chicago, IL. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q2)
Portfolio Summary: 3,197 holdings with a total value of $39,524,633,000.
#
Name
Shares
Value ($)
%
Options
Notes
101 HUNTINGTON BANCSHARES INC 7,242,627 69,095,000 0.17%
102 SONOCO PRODS CO 1,563,592 68,690,000 0.17%
103 CAMERON INTERNATIONAL COMPANY 1,014,338 68,682,000 0.17%
104 UNITED TECHNOLOGIES CORP 593,863 68,612,000 0.17%
105 PHILIP MORRIS INTL INC 810,484 68,330,000 0.17%
106 ORBITAL SCIENCES C 2,310,308 68,270,000 0.17%
107 FREEPORT-MCMORAN INC 1,866,941 68,143,000 0.17%
108 SOUTHERN CO 1,468,939 66,662,000 0.17%
109 Allergan plc 388,465 66,097,000 0.17%
110 LILLY ELI & CO 1,062,168 66,034,000 0.17%
111 TRANSOCEAN LTD 1,451,930 65,378,000 0.17%
112 GENERAL MLS INC 1,238,057 65,048,000 0.16%
113 Equinix Inc New 308,705 64,857,000 0.16%
114 Alcoa 4,351,492 64,794,000 0.16%
115 EDISON INTL 1,094,873 63,623,000 0.16%
116 Safeway Inc - Safeway PDC LLC CVR 1,839,325 63,163,000 0.16%
117 FMC TECHNOLOGIES INC 1,033,280 63,103,000 0.16%
118 INTEGRYS ENERGY GROUP INC 884,189 62,891,000 0.16%
119 BROWN SHOE COMPANY INC 2,189,164 62,633,000 0.16%
120 APACHE CORP 622,128 62,599,000 0.16%
121 GLOBAL PMTS INC 859,098 62,585,000 0.16%
122 SEAGATE TECHNOLOGY PLC 1,095,765 62,261,000 0.16%
123 IXYS Corporation 5,046,468 62,172,000 0.16%
124 SANDISK CORP 593,481 61,978,000 0.16%
125 CHESAPEAKE ENERGY CORP 1,989,402 61,830,000 0.16%
126 CITIGROUPINC 1,308,553 61,633,000 0.16%
127 DOW CHEM CO 1,189,187 61,196,000 0.15%
128 ROCKWELL COLLINS INC 782,961 61,181,000 0.15%
129 ALLERGAN PLC 273,172 60,934,000 0.15%
130 NABORS INDUSTRIES LTD 2,067,451 60,722,000 0.15%
131 NETFLIX INC 136,879 60,309,000 0.15%
132 GENERAL MTRS CO 1,641,922 59,614,000 0.15%
133 UGI CORP NEW 1,179,431 59,561,000 0.15%
134 TOLL BROTHERS INC 1,609,873 59,405,000 0.15%
135 HOLOGIC INC 2,335,602 59,206,000 0.15%
136 PPL CORP 1,663,400 59,099,000 0.15%
137 POWERSHARES QQQ TRUST 628,645 59,035,000 0.15%
138 CAPITAL ONE FINL CORP 712,755 58,875,000 0.15%
139 RED HAT INC 1,064,382 58,827,000 0.15%
140 CONSTELLATION BRANDS INC 667,196 58,799,000 0.15%
141 EXELON CORP 1,611,064 58,771,000 0.15%
142 AETNA INC NEW 724,321 58,729,000 0.15%
143 DEVON ENERGY CORP NEW 739,194 58,691,000 0.15%
144 MCDONALDS CORP 581,761 58,627,000 0.15%
145 Monster Beverage Corpo 823,506 58,493,000 0.15%
146 BANK AMER CORP 3,805,233 58,486,000 0.15%
147 MONDELEZ INTL INC 1,554,810 58,476,000 0.15%
148 MONSANTO CO NEW 465,473 58,075,000 0.15%
149 CARDINAL HEALTH INC 843,573 57,836,000 0.15%
150 EQT CORP 540,766 57,809,000 0.15%
Page 3 of 64

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001172661-14-001455, filed 2014.08.14).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.