Dark
Light
System
Institutional Investment Manager
GUGGENHEIM CAPITAL LLC
GUGGENHEIM CAPITAL LLC (CIK: 0001283072) incorporated in Delaware, located at 227 West Monroe, Chicago, IL. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q3)
Original 13F HR (0001172661-14-001833) filed in 2014.11.14
#
Name
Shares
Value ($)
%
Options
Notes
6201 CENTRAIS ELETRICAS BRASILEIRAS SPONSORED ADR 6,572 18 0.00%
6202 Dendreon Corp 12,756 18 0.00%
6203 APPLIED MICRO CIRCUITS ORD 2,637 18 0.00%
6204 GRACO INC COM 240 18 0.00%
6205 DUPONT FABROS TECHNOLOGY INC 670 18 0.00%
6206 GLACIER BANCORP INC NEW COM 680 18 0.00%
6207 TCF FINL CORP 1,170 18 0.00%
6208 STARZ SERIES A 547 18 0.00%
6209 SUCAMPO PHARMACEUTICALS INC 2,767 18 0.00%
6210 SENECA FOODS CORP NEW CL A 628 18 0.00%
6211 FUEL SYS SOLUTIONS INC 1,979 18 0.00%
6212 ZOGENIX INC 14,477 17 0.00%
6213 ISORAY INC COM 10,097 17 0.00%
6214 FUTUREFUEL CORPORATION 1,395 17 0.00%
6215 HSN INC 281 17 0.00%
6216 GLOBAL CASH ACCESS HLDGS INC 2,550 17 0.00%
6217 LDR HLDG CORP COM 558 17 0.00%
6218 BROOKLINE BANCORP INC DEL COM 1,955 17 0.00%
6219 EXCO RESOURCES INC 5,209 17 0.00%
6220 META FINL GROUP INCORPORATED 480 17 0.00%
6221 CHART INDS INC 264 16 0.00%
6222 SCOTTS MIRACLE-GRO CO 290 16 0.00%
6223 ParkerVision Inc. (PRKR) 13,716 16 0.00%
6224 IDERA PHARMACEUTICALS INCORPORATED COM NEW 7,196 16 0.00%
6225 QUICKLOGIC CORP 5,226 16 0.00%
6226 ASSOCIATED BANC CORP 899 16 0.00%
6227 QUIKSILVER INC COM 9,325 16 0.00%
6228 CBL & ASSOC PPTYS INC 920 16 0.00%
6229 EQUITY COMWLTH COM SH BEN INT 640 16 0.00%
6230 BUCKLE INC 351 16 0.00%
6231 NATL PENN BANCSHARES INC 1,660 16 0.00%
6232 SPEED COMM INC 5,988 16 0.00%
6233 SIX FLAGS ENTMT CORP NEW 457 16 0.00%
6234 BOSTON PRIVATE FINANCIAL HLDGS INC (FORM BOSTON PRIVATE BANCORP INC) 1,260 16 0.00%
6235 EVERBANK FINL CORP 934 16 0.00%
6236 LIFEVANTAGE CORPORATION 14,095 16 0.00%
6237 NEW YORK & CO INC 5,284 16 0.00%
6238 REXAHN PHARMACEUTICALS INC 19,860 16 0.00%
6239 LANDSTAR SYS INC COM 220 16 0.00%
6240 NUVEEN CR STRATEGIES INCOME FD COM SHS 1,726 15 0.00%
6241 NEWS CORP CL A 887 15 0.00%
6242 CORPORATE OFFICE PPTYS TR 590 15 0.00%
6243 VIPSHOP HLDGS LTD 77 15 0.00%
6244 HILL ROM HLDGS INC 361 15 0.00%
6245 ABERCROMBIE & FITCH CO 420 15 0.00%
6246 Pacific Sunwear Calif Inc 8,569 15 0.00%
6247 TRUSTMARK CORP 650 15 0.00%
6248 Omnicare Inc (Acquired 8/18/2015) 243 15 0.00%
6249 OCLARO INC 10,385 15 0.00%
6250 WEBSTER FINL CORP CONN 530 15 0.00%
Page 125 of 128
New Holding filing (0001172661-14-001864) filed in 2014.11.17
#
Name
Shares
Value ($)
%
Options
Notes
1 DIAMOND RESORTS INTL INC COM 11,338,566 258,066 100.00%