| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Invesco Ltd. | 3,633,616 | 32,448,000 | 11.17% | ||
| 2 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 3,583,368 | 31,999,000 | 11.01% | ||
| 3 | GUGGENHEIM CAPITAL LLC | 2,314,323 | 20,666,000 | 7.11% | ||
| 4 | MORGAN STANLEY | 2,031,201 | 18,139,000 | 6.24% | ||
| 5 | NEWGATE CAPITAL MANAGEMENT LLC | 1,737,091 | 15,512,000 | 5.34% | ||
| 6 | Advisors Asset Management, Inc. | 1,706,726 | 15,241,000 | 5.25% | ||
| 7 | PRIVATE MANAGEMENT GROUP INC | 1,458,325 | 13,023,000 | 4.48% | ||
| 8 | 1832 Asset Management L.P. | 1,346,700 | 12,037,000 | 4.14% | ||
| 9 | UBS AG | 1,285,223 | 11,477,000 | 3.95% | ||
| 10 | JPMORGAN CHASE & CO | 1,204,900 | 10,760,000 | 3.70% | ||
| 11 | MARINER INVESTMENT GROUP LLC | 965,270 | 8,620,000 | 2.97% | ||
| 12 | WELLS FARGO & COMPANY/MN | 927,364 | 8,282,000 | 2.85% | ||
| 13 | CITIGROUP INC | 755,336 | 6,745,000 | 2.32% | ||
| 14 | Kamunting Street Capital Management, L.P. | 655,057 | 5,850,000 | 2.01% | ||
| 15 | CORNERSTONE ADVISORS INC | 598,632 | 5,346,000 | 1.84% | ||
| 16 | ROBINSON CAPITAL MANAGEMENT, LLC | 595,956 | 5,322,000 | 1.83% | ||
| 17 | BANK OF AMERICA CORP /DE/ | 486,223 | 4,342,000 | 1.49% | ||
| 18 | FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD | 470,415 | 4,201,000 | 1.45% | ||
| 19 | Saba Capital Management, L.P. | 384,747 | 3,436,000 | 1.18% | ||
| 20 | BNP PARIBAS FINANCIAL MARKETS | 379,155 | 3,385,854 | 1.17% | ||
| 21 | Thomas J. Herzfeld Advisors, Inc. | 362,453 | 3,237,000 | 1.11% | ||
| 22 | Relative Value Partners, LLC | 360,685 | 3,221,000 | 1.11% | ||
| 23 | JANUS HENDERSON GROUP PLC | 331,200 | 2,958,000 | 1.02% | ||
| 24 | UNITED CAPITAL FINANCIAL ADVISORS, LLC | 314,284 | 2,807,000 | 0.97% | ||
| 25 | ENVESTNET ASSET MANAGEMENT INC | 301,831 | 2,695,000 | 0.93% | ||
| 26 | AQR CAPITAL MANAGEMENT LLC | 280,130 | 2,502,000 | 0.86% | ||
| 27 | CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | 256,329 | 2,288,000 | 0.79% | ||
| 28 | ZAZOVE ASSOCIATES LLC | 248,024 | 2,215,000 | 0.76% | ||
| 29 | ROYAL BANK OF CANADA | 247,632 | 2,212,000 | 0.76% | ||
| 30 | LPL Financial LLC | 246,742 | 2,189,000 | 0.75% | ||
| 31 | STIFEL FINANCIAL CORP | 240,188 | 2,145,000 | 0.74% | ||
| 32 | RAYMOND JAMES & ASSOCIATES | 221,198 | 1,975,000 | 0.68% | ||
| 33 | BB&T SECURITIES, LLC | 20,438 | 1,825,000 | 0.63% | ||
| 34 | Eos Management, L.P. | 188,553 | 1,683,000 | 0.58% | ||
| 35 | FIRST NATIONAL BANK & TRUST CO OF NEWTOWN | 172,553 | 1,541,000 | 0.53% | ||
| 36 | Mariner, LLC | 152,173 | 1,359,000 | 0.47% | ||
| 37 | DOLIVER ADVISORS, LP | 142,618 | 1,274,000 | 0.44% | ||
| 38 | PARAMETRIC PORTFOLIO ASSOCIATES LLC | 133,679 | 1,194,000 | 0.41% | ||
| 39 | Raymond James Financial Services Advisors, Inc. | 132,393 | 1,182,000 | 0.41% | ||
| 40 | WOLVERINE ASSET MANAGEMENT LLC | 119,888 | 1,070,000 | 0.37% | ||
| 41 | PNC FINANCIAL SERVICES GROUP, INC. | 111,626 | 998,000 | 0.34% | ||
| 42 | NWAM LLC | 109,629 | 979,000 | 0.34% | ||
| 43 | SHEPHERD KAPLAN KROCHUK, LLC | 107,370 | 959,000 | 0.33% | ||
| 44 | GEODE CAPITAL MANAGEMENT, LLC | 107,202 | 957,000 | 0.33% | PRN | |
| 45 | CREDIT SUISSE AG/ | 95,120 | 849,000 | 0.29% | ||
| 46 | AMERIPRISE FINANCIAL INC | 88,676 | 792,000 | 0.27% | ||
| 47 | AMERICAN INTERNATIONAL GROUP, INC. | 66,570 | 594,467 | 0.20% | ||
| 48 | Commonwealth Equity Services, Inc | 62,065 | 554,000 | 0.19% | ||
| 49 | Horizon Kinetics LLC | 46,161 | 412,000 | 0.14% | ||
| 50 | DUBUQUE BANK & TRUST CO | 43,060 | 385,000 | 0.13% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
