Dark
Light
System
Institutional Investment Manager
GUGGENHEIM CAPITAL LLC
GUGGENHEIM CAPITAL LLC (CIK: 0001283072) incorporated in Delaware, located at 227 West Monroe, Chicago, IL. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q3)
Original 13F HR (0001172661-14-001833) filed in 2014.11.14
#
Name
Shares
Value ($)
%
Options
Notes
6351 GENERAL CABLE CORP DEL NEW 313 5 0.00%
6352 TITAN INTL INC ILL COM 393 5 0.00%
6353 BRASKEM S A SP ADR PFD A 386 5 0.00%
6354 CYTORI THERAPEUTIC INC 8,006 5 0.00%
6355 SKYWEST INC 581 5 0.00%
6356 MERCURY GENL CORP NEW 100 5 0.00%
6357 KBR INC 262 5 0.00%
6358 21VIANET GROUP INC 252 5 0.00%
6359 51JOB INC SP ADR REP COM 129 4 0.00%
6360 ALICO INC 111 4 0.00%
6361 CENTRAIS ELETRICAS BRASILEIRAS SPONSORED ADR 1,393 4 0.00%
6362 DEUTSCHE HIGH INCOME TR 431 4 0.00%
6363 CHINA LODGING GROUP LTD 157 4 0.00%
6364 GAFISA ADR RPSG 2 ORD 1,119 3 0.00%
6365 Engility Hldgs Inc 93 3 0.00%
6366 Fairway Group Holdings Corp. 687 3 0.00%
6367 SILVER BULL RES INC 12,468 3 0.00%
6368 GOL LINHAS AEREAS INTELIGENTES SA 670 3 0.00%
6369 FTD GROUP INC 102 3 0.00%
6370 HOSPIRA INC. 30 2 0.00%
6371 C1 FINL INC COM 121 2 0.00%
6372 CALAMOS GBL DYN INCOME FUND COM 206 2 0.00%
6373 DELIA'S INC NEW 8,156 2 0.00%
6374 ELECTRONIC ARTS INC 48 2 0.00%
6375 HOME INNS & HOTELS MANAG-ADR 64 2 0.00%
6376 CUTWATER SELECT INCOME FUND 100 2 0.00%
6377 MOTOROLA SOLUTIONS INC 16 1 0.00%
6378 STRAIGHT PATH COMMUNICATNS INCORPORATED CLASS B 66 1 0.00%
6379 ISHARES TR 2 0 0.00%
6380 CUBIST PHARMACEUTICALS INC 3,694 0 0.00%
6381 HARVARD APPARATUS REGENER TE 44 0 0.00%
Page 128 of 128
New Holding filing (0001172661-14-001864) filed in 2014.11.17
#
Name
Shares
Value ($)
%
Options
Notes
1 DIAMOND RESORTS INTL INC COM 11,338,566 258,066 100.00%