| 1 |
Saba Capital Management, L.P. |
1,281,658 |
11,458,000 |
50.57% |
|
|
| 2 |
US BANCORP \DE\ |
342,709 |
3,064,000 |
13.52% |
|
|
| 3 |
GUGGENHEIM CAPITAL LLC |
194,279 |
1,738,000 |
7.67% |
|
|
| 4 |
RIVERNORTH CAPITAL MANAGEMENT, LLC |
179,427 |
1,604,000 |
7.08% |
|
|
| 5 |
WOLVERINE ASSET MANAGEMENT LLC |
106,400 |
951,000 |
4.20% |
|
|
| 6 |
CORNERSTONE ADVISORS INC |
88,424 |
791,000 |
3.49% |
|
|
| 7 |
Shaker Financial Services, LLC |
87,247 |
780,000 |
3.44% |
|
|
| 8 |
MORGAN STANLEY |
44,514 |
398,000 |
1.76% |
|
|
| 9 |
DOLIVER ADVISORS, LP |
40,687 |
364,000 |
1.61% |
|
|
| 10 |
AQR CAPITAL MANAGEMENT LLC |
39,908 |
357,000 |
1.58% |
|
|
| 11 |
Kamunting Street Capital Management, L.P. |
28,299 |
253,000 |
1.12% |
|
|
| 12 |
Commonwealth Equity Services, Inc |
18,056 |
161,000 |
0.71% |
|
|
| 13 |
LPL Financial LLC |
17,729 |
159,000 |
0.70% |
|
|
| 14 |
UBS AG |
14,998 |
134,000 |
0.59% |
|
|
| 15 |
SII INVESTMENTS INC/WI |
14,405 |
129,000 |
0.57% |
|
|
| 16 |
WELLS FARGO & COMPANY/MN |
10,148 |
91,000 |
0.40% |
|
|
| 17 |
BANK OF AMERICA CORP /DE/ |
6,061 |
54,000 |
0.24% |
|
|
| 18 |
Gradient Investments LLC |
3,096 |
28,000 |
0.12% |
|
|
| 19 |
AMERIPRISE FINANCIAL INC |
3,000 |
27,000 |
0.12% |
|
|
| 20 |
CITIGROUP INC |
2,688 |
24,000 |
0.11% |
|
|
| 21 |
FARMERS & MERCHANTS INVESTMENTS INC |
2,491 |
22,000 |
0.10% |
|
|
| 22 |
BENJAMIN F. EDWARDS & COMPANY, INC. |
1,925 |
17,000 |
0.08% |
|
|
| 23 |
AMERICAN INTERNATIONAL GROUP, INC. |
1,750 |
15,645 |
0.07% |
|
|
| 24 |
Creative Planning |
1,650 |
15,000 |
0.07% |
|
|
| 25 |
MSI Financial Services Inc |
1,500 |
13,000 |
0.06% |
|
|
| 26 |
DEUTSCHE BANK AG\ |
500 |
4,000 |
0.02% |
|
|
| 27 |
LADENBURG THALMANN FINANCIAL SERVICES INC. |
289 |
3,000 |
0.01% |
|
|
| 28 |
NEXT Financial Group, Inc |
200 |
2,000 |
0.01% |
|
|
