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Institutional Investment Manager
GUGGENHEIM CAPITAL LLC
GUGGENHEIM CAPITAL LLC (CIK: 0001283072) incorporated in Delaware, located at 227 West Monroe, Chicago, IL. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q3)
Original 13F HR (0001172661-14-001833) filed in 2014.11.14
#
Name
Shares
Value ($)
%
Options
Notes
651 CBRE GROUP INC 675,224 20,081 0.05%
652 ISHARES 515,977 20,072 0.05%
653 PRICE T ROWE GROUP INC 255,828 20,057 0.05%
654 LEGG MASON INC 391,502 20,029 0.05%
655 COCA COLA CO 469,383 20,024 0.05%
656 STARWOOD HOTELS & RESORTS WORLDWIDE INC COM 240,411 20,005 0.05%
657 WEYERHAEUSER CO 627,617 19,996 0.05%
658 PALL CORP 238,579 19,969 0.05%
659 ROPER TECHNOLOGIES INC 136,493 19,968 0.05%
660 EMERSON ELEC CO 318,942 19,959 0.05%
661 ESSEX PPTY TR INC 111,536 19,937 0.05%
662 Nielsen Holdings B.V. 449,421 19,923 0.05%
663 HASBRO INC 362,041 19,910 0.05%
664 KIMCO RLTY CORP 907,602 19,886 0.05%
665 BEST BUY INC 591,131 19,856 0.05%
666 CADENCE DESIGN SYSTEM INC 1,152,253 19,830 0.05%
667 MATTEL INC 646,185 19,806 0.05%
668 PLUM CREEK TIMBER 507,692 19,805 0.05%
669 McGraw Hill Group Inc 234,372 19,793 0.05%
670 REGIONS FINANCIAL CORP NEW 1,961,124 19,690 0.05%
671 FMC 344,252 19,688 0.05%
672 GENUINE PARTS CO 224,094 19,655 0.05%
673 PENTAIR PLC 299,940 19,643 0.05%
674 TERADYNE INC 1,013,060 19,643 0.05%
675 DUN & BRADSTREET CORP DEL NE 167,187 19,639 0.05%
676 CONOCOPHILLIPS 256,540 19,626 0.05%
677 OMNICOM GROUP INC 284,830 19,613 0.05%
678 NORDSTROM INC 286,031 19,556 0.05%
679 LINCOLN NATL CORP IND 364,386 19,524 0.05%
680 NEWELL BRANDS INC 567,008 19,511 0.05%
681 E TRADE FINANCIAL CORP 863,026 19,496 0.05%
682 ILLUMINA INC 118,901 19,490 0.05%
683 SCRIPPS NETWORKS INTERACT IN 249,019 19,446 0.05%
684 KEURIG GREEN MTN INC 149,312 19,430 0.05%
685 PRINCIPAL FIN GROUP 370,297 19,429 0.05%
686 DOVER CORP 241,656 19,412 0.05%
687 MOODYS CORP 205,369 19,407 0.05%
688 INGERSOLL-RAND PLC 344,201 19,399 0.05%
689 PETSMART 276,685 19,393 0.05%
690 ILLINOIS TOOL WKS INC 229,218 19,351 0.05%
691 FOOT LOCKER INC 347,478 19,337 0.05%
692 APARTMENT INVT & MGMT CO 607,046 19,316 0.05%
693 UMPQUA HOLDINGS CORP 1,172,777 19,316 0.05%
694 PRICE T ROWE GROUP INC 245,711 19,262 0.05%
695 SPDR SERIES TRUST 479,155 19,253 0.05%
696 LEGGETT &PLATT INC 550,756 19,232 0.05%
697 Family Dollar Stores Inc 248,827 19,219 0.05%
698 LENNAR CORP 494,594 19,205 0.05%
699 DOLLAR GEN CORP NEW 313,560 19,162 0.05%
700 ROCKWELL AUTOMATION INC 174,379 19,161 0.05%
Page 14 of 128
New Holding filing (0001172661-14-001864) filed in 2014.11.17
#
Name
Shares
Value ($)
%
Options
Notes
1 DIAMOND RESORTS INTL INC COM 11,338,566 258,066 100.00%