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Institutional Investment Manager
GUGGENHEIM CAPITAL LLC
GUGGENHEIM CAPITAL LLC (CIK: 0001283072) incorporated in Delaware, located at 227 West Monroe, Chicago, IL. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q3)
Original 13F HR (0001172661-14-001833) filed in 2014.11.14
#
Name
Shares
Value ($)
%
Options
Notes
901 HAIN CELESTIAL GROUP INC 123,191 12,609 0.03%
902 BLACKROCK ENHANCED EQT DIV T 1,536,306 12,599 0.03%
903 VISTEON CORP COM NEW 129,363 12,581 0.03%
904 NUVEEN SHT DUR CR OPP FD 733,737 12,563 0.03%
905 AMERICAN RLTY CAP PPTYS INC 1,040,131 12,544 0.03%
906 GENERAL MTRS CO 392,176 12,526 0.03%
907 XYLEM INC 352,762 12,520 0.03%
908 WEX INC COM 113,431 12,514 0.03%
909 COMMUNITY HEALTH SYS INC NEW 228,101 12,498 0.03%
910 EATON VANCE TAX MNGED BUY WRIT 796,501 12,447 0.03%
911 ILLINOIS TOOL WKS INC 146,628 12,379 0.03%
912 AMERICANCAPITALA 581,588 12,359 0.03%
913 GUGGENHEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF 465,936 12,320 0.03%
914 ANNALY CAP MGMT INC 1,152,388 12,308 0.03%
915 GT ADVANCED TECHNOLOGIES INC COM 1,132,506 12,265 0.03%
916 TECO ENERGY INC 704,472 12,241 0.03%
917 ABBVIE INC 211,617 12,225 0.03%
918 EAGLE MATERIALS INC 119,526 12,171 0.03%
919 SELECT SECTOR SPDR TR 228,900 12,166 0.03%
920 REGENCY ENERGY PARTNERS 372,309 12,145 0.03%
921 HANESBRANDS INC 112,876 12,127 0.03%
922 POWERSHARES N/C 6/4/18 46138E636 416,494 12,105 0.03%
923 ALIGN TECHNOLOGY INC 233,092 12,046 0.03%
924 NUVEEN FLTNG RTE INCM OPP FD 1,056,537 12,023 0.03%
925 BLACKROCK CORPOR HI YLD FD I 1,015,285 12,012 0.03%
926 CLOROX CO DEL 124,915 11,997 0.03%
927 SELECT SECTOR SPDR TR 241,400 11,971 0.03%
928 Van Eck 388,780 11,955 0.03%
929 INTEGRYS ENERGY GROUP INC 184,338 11,950 0.03%
930 ONEOK PARTNERS LP 213,206 11,931 0.03%
931 DOVER CORP 148,405 11,922 0.03%
932 AIR LEASE CORP 366,287 11,904 0.03%
933 SELECT SECTOR SPDR TR 513,700 11,902 0.03%
934 SELECT SECTOR SPDR TR 178,200 11,884 0.03%
935 FIRST TR ENERGY INFRASTRCTR 493,163 11,767 0.03%
936 BLACKROCK ENERGY & RES TR COM 490,344 11,729 0.03%
937 AT&T INC 330,815 11,658 0.03%
938 HYSTER YALE MATLS HANDLING I 162,345 11,627 0.03%
939 HANCOCK JOHN TAX-ADV DIV INC 564,111 11,626 0.03%
940 UNION PAC CORP 107,184 11,622 0.03%
941 PEPSICO INC 124,419 11,582 0.03%
942 LORILLARD 193,069 11,567 0.03%
943 COVIDIEN PLC 133,320 11,533 0.03%
944 SUPERVALU INC 1,278,555 11,430 0.03%
945 FOSTER WHEELER LIMITED 360,960 11,414 0.03%
946 JINKOSOLAR HLDG CO LTD 415,069 11,410 0.03%
947 TRANSOCEAN LTD 354,811 11,343 0.03%
948 KIMBERLY CLARK CORP 105,152 11,313 0.03%
949 MANTECH INTERNATIONAL CORP CL A 417,422 11,250 0.03%
950 LKQ CORP 422,931 11,246 0.03%
Page 19 of 128
New Holding filing (0001172661-14-001864) filed in 2014.11.17
#
Name
Shares
Value ($)
%
Options
Notes
1 DIAMOND RESORTS INTL INC COM 11,338,566 258,066 100.00%