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FIRST TR ENERGY INFRASTRCTR
FIRST TR ENERGY INFRASTRCTR. Institutional holdings reported to the SEC.

Institutional Holders (2014Q3)
Portfolio Summary: 40 Institutional holders with a total value of $77,017,102.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 704,894 16,819,000 21.84%
2 GUGGENHEIM CAPITAL LLC 493,163 11,767,000 15.28%
3 WELLS FARGO & COMPANY/MN 300,662 7,173,000 9.31%
4 ROYAL BANK OF CANADA 290,143 6,923,000 8.99%
5 LPL Financial LLC 226,185 5,311,000 6.90%
6 CORNERSTONE ADVISORS INC 178,693 4,264,000 5.54%
7 Advisors Asset Management, Inc. 172,465 4,115,000 5.34%
8 BANK OF AMERICA CORP /DE/ 148,009 3,532,000 4.59%
9 BB&T SECURITIES, LLC 12,080 2,882,000 3.74%
10 EnTrustPermal Management LLC 108,970 2,600,000 3.38%
11 STIFEL FINANCIAL CORP 90,151 2,151,000 2.79%
12 Sterneck Capital Management, LLC 48,809 1,165,000 1.51%
13 COHEN & STEERS, INC. 44,750 1,068,000 1.39%
14 UBS AG 41,648 994,000 1.29%
15 HighTower Advisors, LLC 38,006 907,000 1.18%
16 Invesco Ltd. 37,243 889,000 1.15%
17 Atria Investments, Inc 23,203 554,000 0.72%
18 BECK CAPITAL MANAGEMENT, LLC 20,708 476,000 0.62%
19 Cambridge Investment Research Advisors, Inc. 19,317 461,000 0.60%
20 DOLIVER ADVISORS, LP 15,304 365,000 0.47%
21 RAYMOND JAMES & ASSOCIATES 15,132 361,000 0.47%
22 SII INVESTMENTS INC/WI 13,221 318,000 0.41%
23 Global Endowment Management, LP 12,000 286,000 0.37%
24 LADENBURG THALMANN FINANCIAL SERVICES INC. 11,874 283,000 0.37%
25 Janney Montgomery Scott LLC 10,439 249,072 0.32%
26 Partnervest Advisory Services LLC 10,250 245,000 0.32%
27 AMERICAN INTERNATIONAL GROUP, INC. 7,671 183,030 0.24%
28 BENJAMIN F. EDWARDS & COMPANY, INC. 7,148 171,000 0.22%
29 D.A. DAVIDSON & CO. 6,600 157,000 0.20%
30 DEUTSCHE BANK AG\ 4,867 116,000 0.15%
31 CITIGROUP INC 2,709 65,000 0.08%
32 OPTIMUM INVESTMENT ADVISORS 2,000 48,000 0.06%
33 Exchange Capital Management, Inc. 1,000 24,000 0.03%
34 FIFTH THIRD BANCORP 833 20,000 0.03%
35 SIGNATUREFD, LLC 587 14,000 0.02%
36 Thomas J. Herzfeld Advisors, Inc. 588 13,000 0.02%
37 NEXT Financial Group, Inc 500 12,000 0.02%
38 Financial Architects, Inc 510 12,000 0.02%
39 Formidable Asset Management, LLC 500 12,000 0.02%
40 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 500 12,000 0.02%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.