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Institutional Investment Manager
GUGGENHEIM CAPITAL LLC
GUGGENHEIM CAPITAL LLC (CIK: 0001283072) incorporated in Delaware, located at 227 West Monroe, Chicago, IL. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q3)
Original 13F HR (0001172661-14-001833) filed in 2014.11.14
#
Name
Shares
Value ($)
%
Options
Notes
101 ADAMS DIVERSIFIED EQUITY FD 50,578 705 0.00%
102 ADOBE INC 7,759 537 0.00%
103 ADOBE INC 6,069 420 0.00%
104 ADOBE INC 518,799 35,896 0.09%
105 ADTRAN INC COM 12,246 251 0.00%
106 ADVANCE AUTO PARTS INC 3,793 494 0.00%
107 ADVANCE AUTO PARTS INC 12,634 1,646 0.00%
108 ADVANCED ENERGY INDS COM 537,540 10,100 0.02%
109 ADVANCED ENERGY INDS COM 233,205 4,382 0.01%
110 ADVANCED MICRO DEVICES INC 172,611 589 0.00%
111 ADVANCED SEMICONDUCTOR ENGR SPONSORED ADR 55,659 329 0.00%
112 ADVANCED SEMICONDUCTOR ENGR SPONSORED ADR 258,716 1,528 0.00%
113 ADVENT CLAY CONV SEC INCORPORATED FD II 35,627 242 0.00%
114 ADVENT CLAYMORE CV SECS & INCORPORATED 404,678 7,016 0.02%
115 ADVISORY BRD CO COM 181,575 8,460 0.02%
116 ADVISORY BRD CO COM 459 21 0.00%
117 ADVISORY BRD CO COM 2,180 102 0.00%
118 AECOM 10,275 347 0.00%
119 AECOM 111,668 3,769 0.01%
120 AEGERION PHARMACEUTICALS INC 91,281 3,047 0.01%
121 AEGION CORP 90,395 2,011 0.00%
122 AEGION CORP 1,602,018 35,645 0.09%
123 AEGON N V 36,302 298 0.00%
124 AERCAP HOLDINGS NV 149,536 6,117 0.01%
125 AERCAP HOLDINGS NV 18,226 745 0.00%
126 AEROPOSTALE INC N/C 8/16/17 00215Q103 70,015 230 0.00%
127 AES CORP 2,284,681 32,397 0.08%
128 AES CORP 33,631 477 0.00%
129 AES CORP 46,594 661 0.00%
130 AETNA INC NEW 743,685 60,238 0.15%
131 AETNA INC NEW 38,772 3,140 0.01%
132 AFFILIATED MANAGERS GROUP 165,175 33,094 0.08%
133 AFFILIATED MANAGERS GROUP 8,926 1,788 0.00%
134 AFFILIATED MANAGERS GROUP 2,639 529 0.00%
135 AFFILIATED MANAGERS GROUP 1,329 266 0.00%
136 AFFYMETRIX INCOC-CAP STK CASH MGREFF 4/1/16 1 OLDUSD 14.00 PER SHARE 253,881 2,026 0.00%
137 AFFYMETRIX INCOC-CAP STK CASH MGREFF 4/1/16 1 OLDUSD 14.00 PER SHARE 32,863 262 0.00%
138 AFLAC INC 427,249 24,887 0.06%
139 AFLAC INC 81,479 4,746 0.01%
140 AFLAC INC 53,076 3,092 0.01%
141 AG MTG INVT TR INC 136,531 2,430 0.01%
142 AG MTG INVT TR INC 88,371 1,573 0.00%
143 AG MTG INVT TR INC 1,589 28 0.00%
144 AGCO CORP 8,720 396 0.00%
145 AGCO CORP 8,372 381 0.00%
146 AGCO CORP 43,262 1,967 0.00%
147 AGCO CORP 6,920 314 0.00%
148 AGENUS INC 6,736 21 0.00%
149 AGENUS INC 7,752 24 0.00%
150 AGILENT TECHNOLOGIES INC 101,427 5,779 0.01%
Page 3 of 128
New Holding filing (0001172661-14-001864) filed in 2014.11.17
#
Name
Shares
Value ($)
%
Options
Notes
1 DIAMOND RESORTS INTL INC COM 11,338,566 258,066 100.00%