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Institutional Investment Manager
GUGGENHEIM CAPITAL LLC
GUGGENHEIM CAPITAL LLC (CIK: 0001283072) incorporated in Delaware, located at 227 West Monroe, Chicago, IL. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q3)
Original 13F HR (0001172661-14-001833) filed in 2014.11.14
#
Name
Shares
Value ($)
%
Options
Notes
151 COMERICA INC 899,537 44,851 0.11%
152 TESORO CORP 735,468 44,849 0.11%
153 ENTERGY CORP NEW 579,183 44,788 0.11%
154 TEXAS INSTRS INC 931,945 44,444 0.11%
155 ALTRIA GROUP INC 965,292 44,346 0.11%
156 NEWS CORP CL A 2,708,225 44,279 0.11%
157 PRUDENTIAL FINL INC 502,263 44,169 0.11%
158 CARDINAL HEALTH INC 585,434 43,861 0.11%
159 EXELON CORP 1,285,360 43,818 0.11%
160 VERIZON COMMUNICATIONS INC 875,153 43,749 0.11%
161 BOEING CO 343,399 43,742 0.11%
162 ASSURANT INC 680,069 43,728 0.11%
163 MICHAEL KORS HLDGS LTD 611,520 43,656 0.11%
164 NRG ENERGY INC 1,429,621 43,575 0.11%
165 COSTCO WHSL CORP NEW 347,662 43,569 0.11%
166 ALPS ETF TR 2,269,284 43,503 0.10%
167 SVB FINL GROUP 387,278 43,410 0.10%
168 PEPCO HOLDINGS INC 1,620,123 43,354 0.10%
169 FOOT LOCKER INC 778,741 43,337 0.10%
170 ROCK-TENN COMPANY 910,301 43,312 0.10%
171 FIFTH THIRD BANCORP 2,144,787 42,939 0.10%
172 Monster Beverage Corpo 468,225 42,922 0.10%
173 CIGNA CORPORATION 470,848 42,701 0.10%
174 ABBVIE INC 738,508 42,656 0.10%
175 SALIX PHARMACEUTICALS INC 272,885 42,636 0.10%
176 CABOT OIL & GAS CORP 1,303,599 42,615 0.10%
177 MARATHON OIL CORP 1,126,149 42,332 0.10%
178 DENBURY RES INC COM NEW 2,813,957 42,294 0.10%
179 BOSTON SCIENTIFIC CORP 3,559,948 42,043 0.10%
180 CERNER CORP 705,463 42,024 0.10%
181 ELECTRONIC ARTS INC 1,173,143 41,776 0.10%
182 MAXWELL TECHNOLOGIES INC 4,753,579 41,451 0.10%
183 UNITED RENTALS INC 372,961 41,436 0.10%
184 KRAFT HEINZ CO COM 734,307 41,415 0.10%
185 TIME WARNER INC 550,585 41,409 0.10%
186 DISCOVER FINL SVCS 642,444 41,367 0.10%
187 STARBUCKS CORP 547,362 41,304 0.10%
188 SNAP ON INC 339,432 41,099 0.10%
189 TE CONNECTIVITY LTD 738,666 40,841 0.10%
190 INTEGRYS ENERGY GROUP INC 623,159 40,393 0.10%
191 KOHLS CORP 661,315 40,360 0.10%
192 ORACLE CORP 1,051,169 40,239 0.10%
193 HARTFORD FINL SVCS GROUP INC 1,078,532 40,175 0.10%
194 METLIFE INC 745,697 40,059 0.10%
195 EBAY INC 706,545 40,012 0.10%
196 SALESFORCE COM INC 695,023 39,985 0.10%
197 HARMAN INTL INDS INC COM 407,345 39,936 0.10%
198 GOODYEAR TIRE & RUBR CO 1,766,547 39,897 0.10%
199 AMERIPRISE FINL INC 323,072 39,861 0.10%
200 GENERAL MTRS CO 1,239,479 39,589 0.10%
Page 4 of 128
New Holding filing (0001172661-14-001864) filed in 2014.11.17
#
Name
Shares
Value ($)
%
Options
Notes
1 DIAMOND RESORTS INTL INC COM 11,338,566 258,066 100.00%