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AMERIPRISE FINL INC
AMERIPRISE FINL INC. Institutional holdings reported to the SEC.

Institutional Holders (2014Q3)
Portfolio Summary: 589 Institutional holders with a total value of $20,038,369,140.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 FMR LLC 12,847,066 1,585,072,000 7.91%
2 VANGUARD GROUP INC 9,689,167 1,195,450,000 5.97%
3 STATE STREET CORP 8,525,193 1,051,832,000 5.25%
4 WELLINGTON MANAGEMENT GROUP LLP 7,328,733 904,220,000 4.51%
5 JPMORGAN CHASE & CO 6,647,277 820,140,000 4.09%
6 PRICE T ROWE ASSOCIATES INC /MD/ 6,050,359 746,493,000 3.73%
7 Bank of New York Mellon Corp 5,028,840 620,457,000 3.10%
8 BlackRock Institutional Trust Company, N.A. 4,876,573 601,672,000 3.00%
9 Allianz Asset Management GmbH 3,916,811 483,257,000 2.41%
10 LSV ASSET MANAGEMENT 3,640,967 449,222,000 2.24%
11 INSTITUTIONAL CAPITAL LLC 3,624,011 447,129,000 2.23%
12 TIAA CREF INVESTMENT MANAGEMENT LLC 3,012,216 371,647,000 1.85%
13 NORTHERN TRUST CORP 2,746,925 338,915,000 1.69%
14 BANK OF MONTREAL /CAN/ 2,698,959 332,998,000 1.66%
15 VOYA INVESTMENT MANAGEMENT LLC 2,533,820 312,623,000 1.56%
16 BlackRock Fund Advisors 2,500,060 308,457,000 1.54%
17 RR PARTNERS LP 2,327,800 287,204,000 1.43%
18 Invesco Ltd. 2,196,021 270,946,000 1.35%
19 BARROW HANLEY MEWHINNEY & STRAUSS LLC 2,074,886 255,999,000 1.28%
20 TCW GROUP INC 1,929,807 238,099,000 1.19%
21 DEUTSCHE BANK AG\ 1,709,283 210,882,000 1.05%
22 VIRTUS CAPITAL ADVISERS, LLC 1,667,226 205,703,000 1.03%
23 GENERAL ELECTRIC CO 1,449,486 178,838,000 0.89%
24 BlackRock Group LTD 1,436,766 177,268,000 0.88%
25 GOLDMAN SACHS GROUP INC 1,358,671 167,633,000 0.84%
26 GEODE CAPITAL MANAGEMENT, LLC 1,356,964 167,206,000 0.83%
27 UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 1,336,676 164,920,000 0.82%
28 JANUS HENDERSON INVESTORS US LLC 1,281,372 158,096,000 0.79%
29 PANAGORA ASSET MANAGEMENT INC 1,241,815 153,215,000 0.76%
30 TEACHERS ADVISORS, LLC 1,240,461 153,048,000 0.76%
31 Epoch Investment Partners, Inc. 1,197,600 147,760,000 0.74%
32 WELLS FARGO & COMPANY/MN 1,175,581 145,044,000 0.72%
33 OppenheimerFunds, Inc. 1,169,490 144,292,000 0.72%
34 State of New Jersey Common Pension Fund D 1,009,000 124,490,000 0.62%
35 AGF INVESTMENTS INC. 918,036 113,398,000 0.57%
36 RUSSELL FRANK CO/ 914,219 112,816,000 0.56%
37 TEACHER RETIREMENT SYSTEM OF TEXAS 894,726 110,391,000 0.55%
38 EAGLE ASSET MANAGEMENT INC 873,651 107,791,000 0.54%
39 AQR CAPITAL MANAGEMENT LLC 853,272 105,277,000 0.53%
40 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 848,057 104,633,000 0.52%
41 FEDERATED HERMES, INC. 819,340 101,090,000 0.50%
42 MANAGED ACCOUNT ADVISORS LLC 809,048 99,821,000 0.50%
43 PNC FINANCIAL SERVICES GROUP, INC. 786,484 97,036,000 0.48%
44 Legal & General Group Plc 777,518 95,929,000 0.48%
45 UBS AG 775,716 95,707,000 0.48%
46 LYRICAL ASSET MANAGEMENT LP 726,466 89,631,000 0.45%
47 CREDIT SUISSE AG/ 710,419 87,651,000 0.44%
48 LOOMIS SAYLES & CO L P 636,224 78,497,000 0.39%
49 NEW YORK STATE COMMON RETIREMENT FUND 598,110 73,795,000 0.37%
50 CREDIT AGRICOLE S A 587,609 72,498,000 0.36%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.