Dark
Light
System
Institutional Investment Manager
GUGGENHEIM CAPITAL LLC
GUGGENHEIM CAPITAL LLC (CIK: 0001283072) incorporated in Delaware, located at 227 West Monroe, Chicago, IL. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q3)
Original 13F HR (0001172661-14-001833) filed in 2014.11.14
#
Name
Shares
Value ($)
%
Options
Notes
251 LILLY ELI & CO 552,101 35,804 0.09%
252 BRISTOL MYERS SQUIBB CO 698,953 35,772 0.09%
253 NETAPP INC 831,737 35,731 0.09%
254 AEGION CORP 1,602,018 35,645 0.09%
255 MORGAN STANLEY 1,030,962 35,640 0.09%
256 Tortoise Egy Infrastruct 736,838 35,443 0.09%
257 NOBLE ENERGY INC 516,607 35,315 0.09%
258 DUKE ENERGY CORP NEW 472,099 35,299 0.09%
259 STAPLES INC 2,907,250 35,178 0.08%
260 QUALCOMM INC 467,444 34,951 0.08%
261 AVAGO TECHNOLOGIES LTD SHS 401,540 34,934 0.08%
262 ZOETIS INC 944,475 34,898 0.08%
263 TRACTOR SUPPLY CO 567,077 34,881 0.08%
264 TRAVELERS COMPANIES INC 369,803 34,739 0.08%
265 SIGMA ALDRICH 254,359 34,595 0.08%
266 MALLINCKRODT PUB LTD CO 383,337 34,558 0.08%
267 VIACOM INC NEW 448,986 34,545 0.08%
268 UNION PAC CORP 318,141 34,493 0.08%
269 FREEPORT-MCMORAN INC 1,056,197 34,485 0.08%
270 HOME DEPOT INC 374,398 34,347 0.08%
271 WESTAR ENERGY 1,003,600 34,243 0.08%
272 PPL CORP 1,039,465 34,136 0.08%
273 ROBERT HALF INTL INC 693,840 33,998 0.08%
274 TRINITY INDS INC 724,613 33,854 0.08%
275 NVIDIA CORPORATION 1,834,766 33,851 0.08%
276 GUGGENHEIM BULLETSHARES 2015 CORPORATE BOND ETF 1,556,055 33,829 0.08%
277 AUTONATION INC 672,134 33,815 0.08%
278 UNITED THERAPEUTICS CORP DEL 262,548 33,777 0.08%
279 PNC FINL SVCS GROUP INC 393,625 33,686 0.08%
280 ANALOG DEVICES INC 680,644 33,685 0.08%
281 UNITEDHEALTH GROUP INC 390,406 33,672 0.08%
282 FIRSTENERGY CORP 1,001,055 33,605 0.08%
283 SUNTRUST BKS INC 883,576 33,602 0.08%
284 STARWOOD PPTY TR INC COM 1,529,863 33,596 0.08%
285 ST JUDE MED INC 558,336 33,573 0.08%
286 KINDER MORGAN INC DEL 874,073 33,512 0.08%
287 PAYCHEX INC 758,167 33,511 0.08%
288 AFFILIATED MANAGERS GROUP 165,175 33,094 0.08%
289 COCA COLA ENTERPRISES INC NE COM 744,838 33,041 0.08%
290 KAYNE ANDERSON MDSTM ENERGY FD 823,776 33,027 0.08%
291 RANGE RES CORP 486,943 33,020 0.08%
292 KLA-TENCOR CORP 418,276 32,952 0.08%
293 CONSOLIDATED EDISON INC 577,240 32,706 0.08%
294 PUBLIC SVC ENTERPRISE GRP IN 876,824 32,653 0.08%
295 ALTERA CORPORATION 910,452 32,576 0.08%
296 TARGET CORP 518,898 32,525 0.08%
297 SCHOLASTIC CORP 1,006,149 32,519 0.08%
298 CHICOS FAS INC 2,200,829 32,506 0.08%
299 EXPEDIA INC DEL 370,460 32,460 0.08%
300 LOEWS CORP 778,711 32,441 0.08%
Page 6 of 128
New Holding filing (0001172661-14-001864) filed in 2014.11.17
#
Name
Shares
Value ($)
%
Options
Notes
1 DIAMOND RESORTS INTL INC COM 11,338,566 258,066 100.00%