| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Advisors Asset Management, Inc. | 1,319,966 | 52,917,000 | 23.40% | ||
| 2 | GUGGENHEIM CAPITAL LLC | 823,776 | 33,027,000 | 14.60% | ||
| 3 | MORGAN STANLEY | 759,867 | 30,463,000 | 13.47% | ||
| 4 | Invesco Ltd. | 444,757 | 17,830,000 | 7.88% | ||
| 5 | BANK OF AMERICA CORP /DE/ | 438,027 | 17,560,000 | 7.76% | ||
| 6 | SUN LIFE FINANCIAL INC | 560,000 | 15,053,000 | 6.66% | ||
| 7 | UBS AG | 346,741 | 13,901,000 | 6.15% | ||
| 8 | WELLS FARGO & COMPANY/MN | 256,147 | 10,269,000 | 4.54% | ||
| 9 | KAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT LLC | 129,863 | 5,206,000 | 2.30% | ||
| 10 | COHEN & STEERS, INC. | 125,815 | 5,044,000 | 2.23% | ||
| 11 | Friedberg Investment Management | 91,103 | 3,652,000 | 1.61% | ||
| 12 | Thomas J. Herzfeld Advisors, Inc. | 57,330 | 2,298,000 | 1.02% | ||
| 13 | LPL Financial LLC | 45,869 | 1,818,000 | 0.80% | ||
| 14 | FIRST TRUST ADVISORS LP | 44,809 | 1,796,000 | 0.79% | ||
| 15 | BNP PARIBAS FINANCIAL MARKETS | 42,664 | 1,710,400 | 0.76% | ||
| 16 | USCA RIA LLC | 39,675 | 1,591,000 | 0.70% | ||
| 17 | STEPHENS INC /AR/ | 29,645 | 1,188,000 | 0.53% | ||
| 18 | TFS CAPITAL LLC | 27,419 | 1,099,000 | 0.49% | ||
| 19 | MSI Financial Services Inc | 25,961 | 1,041,000 | 0.46% | ||
| 20 | Cordasco Financial Network | 18,686 | 749,000 | 0.33% | ||
| 21 | UNITED CAPITAL FINANCIAL ADVISORS, LLC | 15,458 | 620,000 | 0.27% | ||
| 22 | ENVESTNET ASSET MANAGEMENT INC | 14,399 | 577,000 | 0.26% | ||
| 23 | D.A. DAVIDSON & CO. | 14,300 | 573,000 | 0.25% | ||
| 24 | ROYAL BANK OF CANADA | 12,180 | 488,000 | 0.22% | ||
| 25 | HighTower Advisors, LLC | 12,071 | 484,000 | 0.21% | ||
| 26 | Robert W. Baird & Co. Inc | 11,793 | 473,000 | 0.21% | SH | |
| 27 | CREDIT SUISSE AG/ | 11,567 | 464,000 | 0.21% | ||
| 28 | Commonwealth Equity Services, Inc | 10,905 | 437,000 | 0.19% | ||
| 29 | DEUTSCHE BANK AG\ | 10,855 | 435,000 | 0.19% | ||
| 30 | WILLIAM HARRIS INVESTORS INC | 10,300 | 413,000 | 0.18% | ||
| 31 | BARD ASSOCIATES INC | 9,305 | 373,000 | 0.16% | ||
| 32 | Creative Planning | 7,838 | 314,000 | 0.14% | ||
| 33 | KMS FINANCIAL SERVICES, INC | 7,394 | 296,000 | 0.13% | ||
| 34 | Northeast Financial Consultants Inc | 7,300 | 293,000 | 0.13% | ||
| 35 | COMMERCE BANK | 6,275 | 252,000 | 0.11% | ||
| 36 | Cambridge Investment Research Advisors, Inc. | 6,052 | 243,000 | 0.11% | ||
| 37 | BANK OF MONTREAL /CAN/ | 6,000 | 241,000 | 0.11% | ||
| 38 | Janney Montgomery Scott LLC | 5,716 | 229,138 | 0.10% | ||
| 39 | TDAM USA INC. | 5,550 | 222,000 | 0.10% | ||
| 40 | WFG Advisors, LP | 4,480 | 180,000 | 0.08% | ||
| 41 | Plante Moran Financial Advisors, LLC | 2,300 | 92,000 | 0.04% | ||
| 42 | PNC FINANCIAL SERVICES GROUP, INC. | 1,436 | 58,000 | 0.03% | ||
| 43 | Winslow, Evans & Crocker, Inc. | 1,428 | 57,210 | 0.03% | ||
| 44 | US BANCORP \DE\ | 610 | 24,000 | 0.01% | ||
| 45 | B. Riley Wealth Management, Inc. | 500 | 20,000 | 0.01% | ||
| 46 | Evercore Wealth Management, LLC | 500 | 20,000 | 0.01% | ||
| 47 | Hoxton Financial, Inc. | 440 | 18,000 | 0.01% | ||
| 48 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 430 | 17,000 | 0.01% | ||
| 49 | GLENMEDE TRUST CO NA | 418 | 16,000 | 0.01% | ||
| 50 | AMERICAN INTERNATIONAL GROUP, INC. | 215 | 8,604 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
