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Institutional Investment Manager
GUGGENHEIM CAPITAL LLC
GUGGENHEIM CAPITAL LLC (CIK: 0001283072) incorporated in Delaware, located at 227 West Monroe, Chicago, IL. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q3)
Original 13F HR (0001172661-14-001833) filed in 2014.11.14
#
Name
Shares
Value ($)
%
Options
Notes
1 iPath S&P 500 VIX Short-Term F 85,600 2,668 0.01% Call
2 iPath S&P 500 VIX Short-Term F 881,400 27,474 0.07% Put
3 iPath S&P 500 VIX Short-Term F 571,336 17,808 0.04%
4 Zillow, Inc. 4,458 517 0.00%
5 ZYNGA INC 156,595 423 0.00%
6 ZWEIG TOTAL RETURN FD INC 26,092 361 0.00%
7 ZULILY INC 24,841 941 0.00%
8 ZULILY INC 3,000 114 0.00%
9 ZOGENIX INC 12,378 14 0.00%
10 ZOGENIX INC 14,477 17 0.00%
11 ZOETIS INC 14,135 522 0.00%
12 ZOETIS INC 944,475 34,898 0.08%
13 ZOETIS INC 12,819 474 0.00%
14 ZOETIS INC 729,152 26,942 0.06%
15 ZIX CORP 9,972 34 0.00%
16 ZIX CORP 6,855 23 0.00%
17 ZIONS BANCORPORATION 16,005 465 0.00%
18 ZIONS BANCORPORATION 55,776 1,621 0.00%
19 ZIONS BANCORPORATION 1,358,382 39,475 0.10%
20 ZIMMER BIOMET HLDGS INC 4,770 479 0.00%
21 ZIMMER BIOMET HLDGS INC 27,231 2,738 0.01%
22 ZIMMER BIOMET HLDGS INC 247,524 24,889 0.06%
23 ZIMMER BIOMET HLDGS INC 6,628 667 0.00%
24 ZIMMER BIOMET HLDGS INC 41,426 4,165 0.01%
25 ZEP INC 44,436 623 0.00%
26 ZEBRA TECHNOLOGIES CORPORATION CL A 3,828 272 0.00%
27 Yadkin Finl Corp Com 1,802 33 0.00%
28 Yadkin Finl Corp Com 94,134 1,709 0.00%
29 YY INC 63,192 4,733 0.01%
30 YY INC 7,199 539 0.00%
31 YUM BRANDS INC 6,479 466 0.00%
32 YUM BRANDS INC 280,796 20,212 0.05%
33 YUM BRANDS INC 22,831 1,643 0.00%
34 YPF SOCIEDAD ANONIMA 218,557 8,084 0.02%
35 YPF SOCIEDAD ANONIMA 23,374 865 0.00%
36 YOUKU TUDOU INC 585 10 0.00%
37 YOUKU TUDOU INC 29,673 532 0.00%
38 YOUKU TUDOU INC 157,553 2,823 0.01%
39 YORK WTR CO 62,718 1,254 0.00%
40 YORK WTR CO 3,910 78 0.00%
41 YORK WTR CO 1,955 39 0.00%
42 YINGLI GREEN ENERGY HLDG CO 215,499 670 0.00%
43 YINGLI GREEN ENERGY HLDG CO 3,021,492 9,397 0.02%
44 YINGLI GREEN ENERGY HLDG CO 18,260 57 0.00%
45 YELP INC 14,083 961 0.00%
46 YELP INC 7,279 497 0.00%
47 YANDEX N V 20,468 569 0.00%
48 YAMANA GOLD INC 526,154 3,157 0.01%
49 YAMANA GOLD INC 180,000 1,082 0.00%
50 YAHOO INC 23,116 942 0.00%
Page 1 of 128
New Holding filing (0001172661-14-001864) filed in 2014.11.17
#
Name
Shares
Value ($)
%
Options
Notes
1 DIAMOND RESORTS INTL INC COM 11,338,566 258,066 100.00%