| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | TB Partners GP LTD | 5,200,000 | 16,172,000 | 18.39% | ||
| 2 | GUGGENHEIM CAPITAL LLC | 3,255,251 | 10,124,000 | 11.51% | ||
| 3 | Invesco Ltd. | 1,717,454 | 5,341,000 | 6.07% | ||
| 4 | DnB Asset Management AS | 1,593,050 | 4,954,386 | 5.63% | ||
| 5 | GOLDMAN SACHS GROUP INC | 1,126,796 | 3,504,000 | 3.98% | ||
| 6 | GOLDMAN SACHS GROUP INC | 1,123,900 | 3,495,000 | 3.97% | Put | |
| 7 | Union Point Advisors, LLC | 908,570 | 2,826,000 | 3.21% | ||
| 8 | CRITERION CAPITAL MANAGEMENT LLC | 824,600 | 2,565,000 | 2.92% | Put | |
| 9 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 823,600 | 2,561,000 | 2.91% | Call | |
| 10 | GAM Holding AG | 800,000 | 2,492,000 | 2.83% | ||
| 11 | BANK OF AMERICA CORP /DE/ | 766,855 | 2,384,000 | 2.71% | ||
| 12 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 580,600 | 1,806,000 | 2.05% | Put | |
| 13 | GROUP ONE TRADING LLC | 526,982 | 1,639,000 | 1.86% | ||
| 14 | TB Alternative Assets Ltd. | 500,000 | 1,555,000 | 1.77% | ||
| 15 | COMMERZBANK AKTIENGESELLSCHAFT /FI | 486,919 | 1,514,000 | 1.72% | ||
| 16 | MORGAN STANLEY | 426,339 | 1,326,000 | 1.51% | ||
| 17 | FIRST TRUST ADVISORS LP | 343,312 | 1,068,000 | 1.21% | ||
| 18 | CREDIT SUISSE AG/ | 310,733 | 967,000 | 1.10% | ||
| 19 | SHAH CAPITAL MANAGEMENT | 301,952 | 939,000 | 1.07% | ||
| 20 | UBS AG | 290,520 | 904,000 | 1.03% | ||
| 21 | STATE STREET CORP | 281,026 | 874,000 | 0.99% | ||
| 22 | Visium Asset Management, LP | 275,000 | 855,000 | 0.97% | ||
| 23 | VAN ECK ASSOCIATES CORP | 268,232 | 834,000 | 0.95% | ||
| 24 | BlackRock Group LTD | 265,207 | 825,000 | 0.94% | ||
| 25 | CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM | 259,900 | 808,000 | 0.92% | ||
| 26 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 248,845 | 774,000 | 0.88% | ||
| 27 | BOLTON LP | 215,900 | 671,000 | 0.76% | Put | |
| 28 | ARDSLEY ADVISORY PARTNERS LP | 215,000 | 669,000 | 0.76% | ||
| 29 | PROFUND ADVISORS LLC | 208,852 | 650,000 | 0.74% | ||
| 30 | DEUTSCHE BANK AG\ | 208,660 | 648,000 | 0.74% | ||
| 31 | Guinness Atkinson Asset Management Inc | 202,200 | 629,000 | 0.72% | ||
| 32 | BOLTON LP | 200,000 | 622,000 | 0.71% | Call | |
| 33 | Sculptor Capital LP | 200,000 | 622,000 | 0.71% | Call | |
| 34 | GOLDMAN SACHS GROUP INC | 164,500 | 512,000 | 0.58% | Call | |
| 35 | BlackRock Fund Advisors | 162,772 | 506,000 | 0.58% | ||
| 36 | MILLENNIUM MANAGEMENT LLC | 155,867 | 485,000 | 0.55% | ||
| 37 | Aperio Group, LLC | 140,467 | 437,000 | 0.50% | ||
| 38 | DekaBank Deutsche Girozentrale | 130,000 | 428,000 | 0.49% | ||
| 39 | Legal & General Group Plc | 130,914 | 419,000 | 0.48% | ||
| 40 | Zurcher Kantonalbank (Zurich Cantonalbank) | 128,100 | 398,000 | 0.45% | ||
| 41 | MIZUHO SECURITIES USA LLC | 120,100 | 374,000 | 0.43% | ||
| 42 | LUMINUS MANAGEMENT LLC | 119,684 | 372,000 | 0.42% | ||
| 43 | SG Americas Securities, LLC | 115,867 | 360,000 | 0.41% | ||
| 44 | BARCLAYS PLC | 103,800 | 311,000 | 0.35% | Call | |
| 45 | Guinness Asset Management LTD | 95,620 | 297,000 | 0.34% | ||
| 46 | PARAMETRIC PORTFOLIO ASSOCIATES LLC | 94,435 | 294,000 | 0.33% | ||
| 47 | FRED ALGER MANAGEMENT, LLC | 87,710 | 273,000 | 0.31% | ||
| 48 | BHF Kleinwort Benson Group S.A. | 100,499 | 260,000 | 0.30% | ||
| 49 | Virtu KCG Holdings LLC | 82,540 | 257,000 | 0.29% | ||
| 50 | PIPER SANDLER & CO. | 75,000 | 233,000 | 0.26% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
