Dark
Light
System
Institutional Investment Manager
GUGGENHEIM CAPITAL LLC
GUGGENHEIM CAPITAL LLC (CIK: 0001283072) incorporated in Delaware, located at 227 West Monroe, Chicago, IL. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q4)
Original 13F HR (0001172661-15-000669) filed in 2015.02.17
#
Name
Shares
Value ($)
%
Options
Notes
1 HARVARD APPARATUS REGENER TE 112 0 0.00%
2 CUBIST PHARMACEUTICALS INC 3,694 0 0.00%
3 KINDER MORGAN INC DEL 0 0 0.00%
4 PEOPLES UNITED FINANCIAL INC 15 0 0.00%
5 ISHARES TR 2 0 0.00%
6 MEMORIAL PRODTN PARTNERS LP 90 1 0.00%
7 ATLAS RESOURCES PARTNERS LP 90 1 0.00%
8 EV Energy Partners, L.P. 50 1 0.00%
9 RENTECH NITROGEN PARTNERS L P COM UNIT 50 1 0.00%
10 SUNCOKE ENERGY PARTNERS L P 40 1 0.00%
11 VANGUARD NAT RES LLC COM UNIT 90 1 0.00%
12 OCEAN RIG UDW INC 130 1 0.00%
13 NATURAL RESOURCE PARTNERS 130 1 0.00%
14 MARTIN MIDSTREAM PRTNRS L P 40 1 0.00%
15 LEGACY RESVS LP 80 1 0.00%
16 EXTERRAN PARTNERS LP 60 1 0.00%
17 CSI Compressco LP 40 1 0.00%
18 HOLLY ENERGY PARTNERS L P 60 2 0.00%
19 NORTHERN TIER ENERGY LP COM UN REPR PART 90 2 0.00%
20 BREITBURN ENERGY PARTNERS LP COM 219 2 0.00%
21 CALAMOS GBL DYN INCOME FUND COM 206 2 0.00%
22 FERRELLGAS PARTNERS L.P. UNIT LTD PART 90 2 0.00%
23 Rose Rock Midstream LP 40 2 0.00%
24 CALUMET SPECIALTY PRODS PTNR 80 2 0.00%
25 YINGLI GREEN ENERGY HLDG CO 741 2 0.00%
26 SUMMIT MIDSTREAM PARTNERS LP 60 2 0.00%
27 GAFISA ADR RPSG 2 ORD 1,021 2 0.00%
28 CUTWATER SELECT INCOME FUND 100 2 0.00%
29 HOMEINNS HOTEL GROUP 59 2 0.00%
30 NGL ENERGY PARTNERS LP 90 3 0.00%
31 VERITIV CORP 69 3 0.00%
32 STRAIGHT PATH COMMUNICATNS INCORPORATED CLASS B 159 3 0.00%
33 CENTRAIS ELETRICAS BRASILEIR SPON ADR PFD B 1,033 3 0.00%
34 Crestwood Midstream Partners LP 190 3 0.00%
35 SUBURBAN PROPANE PARTNERS LP COM USD1 60 3 0.00%
36 BAYTEX ENERGY CORP 180 3 0.00%
37 Nuverra Environmental Solutions Inc 795 4 0.00%
38 AMERIGAS PARTNERS L P 90 4 0.00%
39 CHINA LODGING GROUP LTD 143 4 0.00%
40 GOL LINHAS AEREAS INTELIGENTES SA 612 4 0.00%
41 51JOB INC SP ADR REP COM 118 4 0.00%
42 AMERICAN CAP LTD 280 4 0.00%
43 DEUTSCHE HIGH INCOME TR 431 4 0.00%
44 JOES JEANS INC 10,852 4 0.00%
45 21VIANET GROUP INC 230 4 0.00%
46 LINN ENERGY LLC UNIT LTD LIAB 350 4 0.00%
47 CIVEO CORP CDA 1,014 4 0.00%
48 EMERALD OIL INC 3,001 4 0.00%
49 TRINA SOLAR ADR REPTG 50 ORD 523 5 0.00%
50 NUSTAR ENERGY LP 90 5 0.00%
Page 1 of 123