| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | OppenheimerFunds, Inc. | 4,031,937 | 88,622,000 | 39.00% | ||
| 2 | JPMORGAN CHASE & CO | 1,153,702 | 25,358,000 | 11.16% | ||
| 3 | Index Management Solutions, LLC | 758,774 | 16,678,000 | 7.34% | ||
| 4 | Texas Yale Capital Corp. | 467,349 | 10,272,000 | 4.52% | ||
| 5 | CREDIT SUISSE AG/ | 373,156 | 8,201,000 | 3.61% | ||
| 6 | CITY NATIONAL BANK | 335,160 | 7,367,000 | 3.24% | ||
| 7 | MORGAN STANLEY | 296,581 | 6,519,000 | 2.87% | ||
| 8 | Global X Management CO LLC | 249,318 | 5,480,000 | 2.41% | ||
| 9 | CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM | 209,500 | 4,961,000 | 2.18% | ||
| 10 | CUSHING ASSET MANAGEMENT, LP dba NXG INVESTMENT MANAGEMENT | 192,450 | 4,230,000 | 1.86% | ||
| 11 | DEUTSCHE BANK AG\ | 170,814 | 3,753,000 | 1.65% | ||
| 12 | GUGGENHEIM CAPITAL LLC | 150,586 | 3,309,000 | 1.46% | ||
| 13 | BARCLAYS PLC | 156,723 | 3,291,000 | 1.45% | ||
| 14 | RENAISSANCE TECHNOLOGIES LLC | 139,100 | 3,057,000 | 1.35% | ||
| 15 | NOVARE CAPITAL MANAGEMENT LLC | 131,714 | 2,895,000 | 1.27% | ||
| 16 | ALBERT D MASON INC | 90,985 | 2,000,000 | 0.88% | ||
| 17 | Grace Capital | 90,985 | 2,000,000 | 0.88% | ||
| 18 | BANK OF AMERICA CORP /DE/ | 86,030 | 1,890,000 | 0.83% | ||
| 19 | LPL Financial LLC | 57,738 | 1,269,000 | 0.56% | ||
| 20 | UBS Group AG | 54,930 | 1,207,000 | 0.53% | ||
| 21 | ROYAL BANK OF CANADA | 54,454 | 1,197,000 | 0.53% | ||
| 22 | Virtu KCG Holdings LLC | 51,211 | 1,126,000 | 0.50% | ||
| 23 | WELLS FARGO & COMPANY/MN | 50,513 | 1,111,000 | 0.49% | ||
| 24 | WESTPORT RESOURCES MANAGEMENT INC | 50,296 | 1,106,000 | 0.49% | ||
| 25 | Cambridge Investment Research Advisors, Inc. | 50,205 | 1,104,000 | 0.49% | ||
| 26 | Catalyst Capital Advisors LLC | 50,000 | 1,099,000 | 0.48% | ||
| 27 | NORTHERN TRUST CORP | 49,155 | 1,080,000 | 0.48% | ||
| 28 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 48,700 | 1,070,000 | 0.47% | Put | |
| 29 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 45,900 | 1,009,000 | 0.44% | Call | |
| 30 | Parallax Volatility Advisers, L.P. | 44,200 | 972,000 | 0.43% | Put | |
| 31 | Arrow Investment Advisors, LLC | 38,673 | 850,000 | 0.37% | ||
| 32 | PNC FINANCIAL SERVICES GROUP, INC. | 35,013 | 770,000 | 0.34% | ||
| 33 | Huntington Steele LLC | 31,158 | 685,000 | 0.30% | ||
| 34 | STATE STREET CORP | 30,659 | 674,000 | 0.30% | ||
| 35 | Creative Planning | 30,472 | 670,000 | 0.29% | ||
| 36 | GOLDMAN SACHS GROUP INC | 29,224 | 643,000 | 0.28% | ||
| 37 | KEYBANK NATIONAL ASSOCIATION/OH | 29,000 | 637,000 | 0.28% | ||
| 38 | Concert Wealth Management Inc. | 28,742 | 634,000 | 0.28% | ||
| 39 | INVESTMENT CENTERS OF AMERICA INC | 26,945 | 591,000 | 0.26% | ||
| 40 | AMERIPRISE FINANCIAL INC | 24,658 | 542,000 | 0.24% | ||
| 41 | SPIRIT OF AMERICA MANAGEMENT CORP/NY | 23,994 | 527,000 | 0.23% | ||
| 42 | Commonwealth Equity Services, Inc | 20,878 | 459,000 | 0.20% | ||
| 43 | Sigma Planning Corp | 18,281 | 402,000 | 0.18% | ||
| 44 | AMERICAN INTERNATIONAL GROUP, INC. | 17,577 | 386,350 | 0.17% | ||
| 45 | INTEGRAL DERIVATIVES, LLC | 17,200 | 378,000 | 0.17% | Put | |
| 46 | Cannell & Co. | 16,750 | 368,000 | 0.16% | ||
| 47 | Perigon Wealth Management, LLC | 16,298 | 358,000 | 0.16% | ||
| 48 | STIFEL FINANCIAL CORP | 15,600 | 343,000 | 0.15% | ||
| 49 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 14,330 | 315,000 | 0.14% | ||
| 50 | First Allied Advisory Services, Inc. | 12,300 | 269,000 | 0.12% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
