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Institutional Investment Manager
GUGGENHEIM CAPITAL LLC
GUGGENHEIM CAPITAL LLC (CIK: 0001283072) incorporated in Delaware, located at 227 West Monroe, Chicago, IL. Institutional holdings reported to the SEC.

Institutional Holdings (2015Q2)
Portfolio Summary: 3,040 holdings with a total value of $40,511,418,000.
#
Name
Shares
Value ($)
%
Options
Notes
101 SOUTHERN CO 1,699,659 71,216,000 0.18%
102 DELTA AIRLINES INC DEL 1,721,419 70,716,000 0.17%
103 ISHARES TR 566,131 70,687,000 0.17%
104 NAVIENT 3,866,218 70,403,000 0.17%
105 ISHARES TR 614,683 69,988,000 0.17%
106 NEXTERA ENERGY INC 711,615 69,761,000 0.17%
107 YAHOO INC 1,765,933 69,383,000 0.17%
108 FIRST SOLAR INC 1,464,027 68,781,000 0.17%
109 EXPRESS SCRIPTS HLDG CO 761,660 67,742,000 0.17%
110 3M CO 435,883 67,257,000 0.17%
111 MARTIN MARIETTA MATLS INC 474,016 67,078,000 0.17%
112 MONDELEZ INTL INC 1,629,892 67,052,000 0.17%
113 CERNER CORP 970,234 67,004,000 0.17%
114 ALLIANCE DATA SYSTEMS CORP 229,131 66,894,000 0.17%
115 LOCKHEED MARTIN CORP 352,821 65,589,000 0.16%
116 FISERV INC 790,771 65,500,000 0.16%
117 AMERICAN TOWER CORP NEW 698,948 65,205,000 0.16%
118 ARCHER DANIELS MIDLAND CO 1,340,971 64,661,000 0.16%
119 UNION PAC CORP 676,480 64,518,000 0.16%
120 DOW CHEM CO 1,260,594 64,506,000 0.16%
121 KINDER MORGAN INC DEL 1,674,247 64,276,000 0.16%
122 CITRIX SYS INC 915,991 64,266,000 0.16%
123 CA INC 2,193,828 64,255,000 0.16%
124 POWERSHARES QQQ TRUST 597,754 64,001,000 0.16%
125 OWENS-ILLINOIS, INC. 2,781,176 63,800,000 0.16%
126 KIMBERLY CLARK CORP 600,426 63,628,000 0.16%
127 SOUTHWEST AIRLS CO 1,920,934 63,563,000 0.16%
128 PRICE T ROWE GROUP INC 816,388 63,458,000 0.16%
129 GENERAL MTRS CO 1,896,082 63,197,000 0.16%
130 MOODYS CORP 584,681 63,122,000 0.16%
131 ORACLE CORP 1,563,345 63,004,000 0.16%
132 INTUITIVE SURGICAL INC 129,590 62,786,000 0.15%
133 AETNA INC NEW 491,424 62,636,000 0.15%
134 QORVO INC 777,363 62,399,000 0.15%
135 CARDINAL HEALTH INC 745,485 62,360,000 0.15%
136 NEWS CORP CL A 4,271,453 62,320,000 0.15%
137 ISHARES TR 675,032 62,245,000 0.15%
138 SPDR SERIES TRUST 1,616,471 62,120,000 0.15%
139 COSTCO WHSL CORP NEW 457,813 61,832,000 0.15%
140 CHIPOTLE MEXICAN GRILL INC 102,100 61,770,000 0.15%
141 TIME WARNER INC 703,331 61,478,000 0.15%
142 Welltower Inc. 930,512 61,069,000 0.15%
143 CAPITAL ONE FINL CORP 689,854 60,687,000 0.15%
144 SCHLUMBERGER LTD 703,746 60,656,000 0.15%
145 BANK AMER CORP 3,538,298 60,223,000 0.15%
146 SIMON PPTY GROUP INC NEW 345,387 59,760,000 0.15%
147 WALGREENS BOOTS ALLIANCE INC 706,264 59,637,000 0.15%
148 ENTERGY CORP NEW 845,257 59,592,000 0.15%
149 TEXAS INSTRS INC 1,155,827 59,537,000 0.15%
150 GENERAL MLS INC 1,062,717 59,215,000 0.15%
Page 3 of 61

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001172661-15-001542, filed 2015.08.14).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.