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Institutional Investment Manager
GUGGENHEIM CAPITAL LLC
GUGGENHEIM CAPITAL LLC (CIK: 0001283072) incorporated in Delaware, located at 227 West Monroe, Chicago, IL. Institutional holdings reported to the SEC.

Institutional Holdings (2015Q3)
Portfolio Summary: 2,958 holdings with a total value of $32,496,957,000.
#
Name
Shares
Value ($)
%
Options
Notes
101 CBRE GROUP INC 1,830,215 58,568,000 0.18%
102 DR PEPPER SNAPPLE GROUP INC 731,219 57,803,000 0.18%
103 LOCKHEED MARTIN CORP 277,275 57,480,000 0.18%
104 EQUITY RESIDENTIAL 762,895 57,308,000 0.18%
105 BOEING CO 436,783 57,197,000 0.18%
106 COSTCO WHSL CORP NEW 395,354 57,156,000 0.18%
107 AMERICAN TOWER CORP NEW 649,584 57,151,000 0.18%
108 WELLTOWER INC 842,898 57,081,000 0.18%
109 ZIONS BANCORPORATION 2,065,638 56,888,000 0.18%
110 ISHARES TR 674,939 56,715,000 0.17%
111 GENERAL MLS INC 1,002,163 56,252,000 0.17%
112 C H ROBINSON WORLDWIDE INC 827,886 56,114,000 0.17%
113 CONSOLIDATED EDISON INC 836,665 55,933,000 0.17%
114 UNION PAC CORP 628,275 55,547,000 0.17%
115 CHIPOTLE MEXICAN GRILL INC 76,563 55,143,000 0.17%
116 CINTAS CORP 640,588 54,931,000 0.17%
117 SALESFORCE COM INC 788,014 54,712,000 0.17%
118 DOW CHEM CO 1,286,572 54,551,000 0.17%
119 TJX COS INC NEW 760,382 54,305,000 0.17%
120 REYNOLDS AMERICAN INC 1,224,200 54,195,000 0.17%
121 REINSURANCE GROUP AMER INC 597,904 54,163,000 0.17%
122 EDISON INTL 852,801 53,786,000 0.17%
123 EBAY INC 2,189,916 53,522,000 0.16%
124 VERTEX PHARMACEUTICALS INC 512,733 53,397,000 0.16%
125 HORMEL FOODS CORP 841,919 53,301,000 0.16%
126 WESTERN DIGITAL CORP 667,845 53,054,000 0.16%
127 ANTHEM INC 378,759 53,027,000 0.16%
128 SIGNET JEWELERS LIMITED 389,436 53,014,000 0.16%
129 FIRST SOLAR INC 1,236,942 52,879,000 0.16%
130 LOWES COS INC 764,932 52,718,000 0.16%
131 AGILENT TECHNOLOGIES INC 1,533,043 52,629,000 0.16%
132 MYLAN N V 1,304,435 52,516,000 0.16%
133 LILLY ELI & CO 620,828 51,958,000 0.16%
134 EXPRESS SCRIPTS HLDG CO 637,549 51,616,000 0.16%
135 NIKE INC 419,232 51,552,000 0.16%
136 FISERV INC 595,114 51,543,000 0.16%
137 PEOPLES UNITED FINANCIAL INC 3,275,374 51,525,000 0.16%
138 GENERAL MTRS CO 1,714,977 51,482,000 0.16%
139 WALGREENS BOOTS ALLIANCE INC 614,752 51,086,000 0.16%
140 CINCINNATI FINL CORP 949,495 51,083,000 0.16%
141 CLOROX CO DEL 439,878 50,819,000 0.16%
142 CA INC 1,855,524 50,656,000 0.16%
143 ORACLE CORP 1,402,210 50,648,000 0.16%
144 VENTAS INC 901,519 50,537,000 0.16%
145 KIMBERLY CLARK CORP 463,417 50,531,000 0.16%
146 SIMON PPTY GROUP INC NEW 274,566 50,444,000 0.16%
147 NVIDIA CORPORATION 2,035,681 50,180,000 0.15%
148 BB&T CORP 1,407,563 50,110,000 0.15%
149 BANK AMER CORP 3,212,326 50,048,000 0.15%
150 HERSHEY CO 543,466 49,934,000 0.15%
Page 3 of 60

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001172661-15-002098, filed 2015.11.16).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.