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Institutional Investment Manager
GUGGENHEIM CAPITAL LLC
GUGGENHEIM CAPITAL LLC (CIK: 0001283072) incorporated in Delaware, located at 227 West Monroe, Chicago, IL. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q2)
Original 13F HR (0001172661-16-003784) filed in 2016.08.15
#
Name
Shares
Value ($)
%
Options
Notes
5851 ARDMORE SHIPPING CORP 703 5 0.00%
5852 DAWSON GEOPHYSICAL CO NEW 635 5 0.00%
5853 REPUBLIC FIRST BANCORP INC 1,061 5 0.00%
5854 BEAR ST FINL INC 577 5 0.00%
5855 PERNIX THERAPEUTICS HLDGS IN 11,827 5 0.00%
5856 ZAGG INCORPORATED 889 5 0.00%
5857 CONNS INC 660 5 0.00%
5858 ACTIVE POWER INC COM NEW 12,936 5 0.00%
5859 UNITED STATES ANTIMONY CORP 23,700 5 0.00%
5860 PHARMATHENE INC COM 1,966 5 0.00%
5861 LAYNE CHRISTENSEN CO 572 5 0.00%
5862 ENERNOC INC 864 5 0.00%
5863 BIOTIME INC 2,060 5 0.00%
5864 GREEN BRICK PARTNERS INCORPORATED 748 5 0.00%
5865 DESTINATION XL GROUP INC COM 1,172 5 0.00%
5866 RADISYS CORP COM 1,124 5 0.00%
5867 AG&E HOLDINGS INC 20,248 5 0.00%
5868 COLLECTORS UNIVERSE INC 242 5 0.00%
5869 SYNTHETIC BIOLOGICS INCORPORATED 2,389 4 0.00%
5870 PLATFORM SPECIALTY PRODS COR 446 4 0.00%
5871 TRC COS INC 600 4 0.00%
5872 KRONOS WORLDWIDE INC 710 4 0.00%
5873 LIBERTY MEDIA CORP DELAWARE COM A BRAVES GRP 288 4 0.00%
5874 NAVIOS MARITIME ACQUIS CORP 2,603 4 0.00%
5875 NEW AMER HIGH INCOME FD INC 445 4 0.00%
5876 CENTURY CASINOS INC COM 675 4 0.00%
5877 KVH INDS INC COM 488 4 0.00%
5878 YUMA ENERGY INC 13,723 4 0.00%
5879 INFORMATION SERVICES GROUP I COM 980 4 0.00%
5880 ALPHABET INC 5 4 0.00%
5881 IDERA PHARMACEUTICALS INCORPORATED COM NEW 2,869 4 0.00%
5882 NRG ENERGY INC 243 4 0.00%
5883 PHOTOMEDEX INC COM PAR NEW 12,036 3 0.00%
5884 GALENA BIOPHARMA INC 5,913 3 0.00%
5885 MCBC HLDGS INCORPORATED 249 3 0.00%
5886 GENIE ENERGY LTD CL B 416 3 0.00%
5887 WILLBROS GROUP INC DEL COM 1,365 3 0.00%
5888 ALPHABET INC 5 3 0.00%
5889 ACELRX PHARMACEUTICALS INC 1,116 3 0.00%
5890 LIBERTY MEDIA CORP 124 2 0.00%
5891 AMPIO PHARMACEUTICALS INC 1,386 2 0.00%
5892 TOWERSTREAM CORP 13,000 2 0.00%
5893 VIVINT SOLAR INC 733 2 0.00%
5894 NUSTAR ENERGY LP 12 1 0.00%
5895 ZIOPHARM ONCOLOGY INC 155 1 0.00%
5896 TESORO LOGISTICS LP 16 1 0.00%
5897 LIBERTY MEDIA CORP DELAWARE COM A BRAVES GRP 49 1 0.00%
5898 VERITIV CORP 18 1 0.00%
5899 ICAHN ENTERPRISES LP 22 1 0.00%
5900 AMERIGAS PARTNERS L P 15 1 0.00%
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