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YUMA ENERGY INC
YUMA ENERGY INC. Institutional holdings reported to the SEC.

Institutional Holders (2016Q2)
Portfolio Summary: 17 Institutional holders with a total value of $3,545,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 SANDERS MORRIS HARRIS INC/FA 10,800,154 3,151,000 88.89%
2 VANGUARD GROUP INC 299,571 87,000 2.45%
3 RENAISSANCE TECHNOLOGIES LLC 265,300 77,000 2.17%
4 ASSET ADVISORS CORP 214,000 62,000 1.75%
5 BRIDGEWAY CAPITAL MANAGEMENT, LLC 150,211 44,000 1.24%
6 GEODE CAPITAL MANAGEMENT, LLC 106,091 30,000 0.85%
7 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 101,376 30,000 0.85%
8 CITADEL ADVISORS LLC 72,601 21,000 0.59%
9 GOLDMAN SACHS GROUP INC 65,061 19,000 0.54%
10 SUSQUEHANNA INTERNATIONAL GROUP, LLP 19,045 6,000 0.17%
11 NORTHERN TRUST CORP 17,246 5,000 0.14%
12 GUGGENHEIM CAPITAL LLC 13,723 4,000 0.11%
13 BLAIR WILLIAM & CO/IL 14,000 4,000 0.11%
14 UBS Group AG 5,391 2,000 0.06%
15 BlackRock Fund Advisors 5,144 2,000 0.06%
16 MANUFACTURERS LIFE INSURANCE COMPANY, THE 2,484 1,000 0.03%
17 BANK OF AMERICA CORP /DE/ 15 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.