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Institutional Investment Manager
GUGGENHEIM CAPITAL LLC
GUGGENHEIM CAPITAL LLC (CIK: 0001283072) incorporated in Delaware, located at 227 West Monroe, Chicago, IL. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q2)
Original 13F HR (0001172661-16-003784) filed in 2016.08.15
#
Name
Shares
Value ($)
%
Options
Notes
601 INTERNATIONAL BUSINESS MACHS 103,093 15,647 0.05%
602 SOLARCITY CORP 652,408 15,612 0.05%
603 LINEAR TECHNOLOGY CORP 334,658 15,572 0.05%
604 MARKETAXESS HLDGS INC 105,877 15,395 0.05%
605 WHITEWAVE FOODS CO 327,136 15,356 0.05%
606 PEOPLES UNITED FINANCIAL INC 1,042,372 15,281 0.05%
607 SANDERSON FARMS INC 176,142 15,261 0.05%
608 NUVEEN AMT FREE MUN CR INC F 937,548 15,245 0.05%
609 Endurance Specialty 226,369 15,203 0.05%
610 SONOCO PRODS CO 306,016 15,197 0.05%
611 OCCIDENTAL PETE CORP DEL 198,430 14,993 0.05%
612 LEGGETT &PLATT INC 292,289 14,939 0.05%
613 KIMBERLY CLARK CORP 108,402 14,903 0.05%
614 ISHARES TR 120,510 14,790 0.05%
615 PENNEY J C INC 1,662,608 14,764 0.05%
616 CVS HEALTH CORP 153,381 14,685 0.05%
617 MARSH & MCLENNAN COS INC 214,495 14,684 0.05%
618 NVR INC 8,158 14,524 0.05%
619 EXPRESS SCRIPTS HLDG CO 190,760 14,460 0.05%
620 WAL-MART STORES INC 197,377 14,412 0.05%
621 BOEING CO 110,805 14,390 0.05%
622 FIRSTMERIT CORPORATION 705,915 14,309 0.04%
623 AQUA AMERICA INC 399,246 14,237 0.04%
624 UGI CORP NEW 312,231 14,128 0.04%
625 BRISTOL MYERS SQUIBB CO 191,856 14,110 0.04%
626 SPDR SERIES TRUST 394,972 14,101 0.04%
627 VANECK VECTORS ETF TR 434,703 14,050 0.04%
628 TJX COS INC NEW 181,549 14,021 0.04%
629 VANECK VECTORS ETF TR 738,819 13,942 0.04%
630 ASSURED GUARANTY LTD COM 548,217 13,908 0.04%
631 MCCORMICK & CO INC 130,023 13,870 0.04%
632 EVERSOURCE ENERGY 230,516 13,808 0.04%
633 FACEBOOK INC 120,729 13,797 0.04%
634 IDEX CORP 167,480 13,750 0.04%
635 WINTRUST FINL CORP COM 269,076 13,723 0.04%
636 AVISTA CORP 305,558 13,689 0.04%
637 ULTIMATE SOFTWARE GROUP INC COM 64,976 13,664 0.04%
638 NUVEEN DIVID ADVANTAGE MUN FD COM SH BEN INT 858,254 13,663 0.04%
639 VISA INC 184,169 13,660 0.04%
640 SMUCKER J M CO 89,325 13,614 0.04%
641 SYNCHRONY FINL 536,924 13,573 0.04%
642 IXYS Corporation 1,318,253 13,512 0.04%
643 CUBESMART 436,940 13,493 0.04%
644 PORTLAND GEN ELEC CO 305,422 13,475 0.04%
645 EMERGENT BIOSOLUTIONS INC 477,246 13,420 0.04%
646 BARRICK GOLD CORP 627,237 13,392 0.04%
647 UNITED THERAPEUTICS CORP DEL 126,401 13,388 0.04%
648 HOME DEPOT INC 104,438 13,336 0.04%
649 ENTERGY CORP NEW 163,915 13,334 0.04%
650 POPULAR INC COM NEW 454,120 13,306 0.04%
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