| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | WELLS FARGO & COMPANY/MN | 3,165,088 | 51,465,000 | 13.83% | ||
| 2 | Karpus Management, Inc. | 2,460,357 | 40,005,000 | 10.75% | ||
| 3 | UBS Group AG | 2,238,055 | 36,391,000 | 9.78% | ||
| 4 | MORGAN STANLEY | 2,153,740 | 35,021,000 | 9.41% | ||
| 5 | GUGGENHEIM CAPITAL LLC | 984,731 | 16,012,000 | 4.30% | ||
| 6 | OAK HILL ADVISORS LP | 797,316 | 12,964,000 | 3.48% | ||
| 7 | Advisors Asset Management, Inc. | 665,280 | 10,817,000 | 2.91% | ||
| 8 | MACKAY SHIELDS LLC | 639,783 | 10,403,000 | 2.80% | ||
| 9 | LPL Financial LLC | 553,892 | 9,023,000 | 2.43% | ||
| 10 | VAN ECK ASSOCIATES CORP | 527,354 | 8,575,000 | 2.30% | ||
| 11 | RAYMOND JAMES & ASSOCIATES | 451,880 | 7,348,000 | 1.98% | ||
| 12 | ROBINSON CAPITAL MANAGEMENT, LLC | 375,504 | 6,106,000 | 1.64% | ||
| 13 | ROYAL BANK OF CANADA | 332,428 | 5,406,000 | 1.45% | ||
| 14 | Oxbow Advisors, LLC | 316,502 | 5,146,000 | 1.38% | ||
| 15 | HighTower Advisors, LLC | 291,120 | 4,729,000 | 1.27% | ||
| 16 | GOODWIN DANIEL L | 281,788 | 4,582,000 | 1.23% | ||
| 17 | Commonwealth Equity Services, Inc | 278,801 | 4,533,000 | 1.22% | ||
| 18 | NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 263,667 | 4,287,000 | 1.15% | ||
| 19 | BANK OF AMERICA CORP /DE/ | 262,139 | 4,263,000 | 1.15% | ||
| 20 | Capital Investment Advisors, LLC | 250,914 | 4,080,000 | 1.10% | ||
| 21 | Fiera Capital Corp | 235,380 | 3,827,000 | 1.03% | ||
| 22 | STIFEL FINANCIAL CORP | 202,456 | 3,294,000 | 0.89% | ||
| 23 | Creative Planning | 195,232 | 3,174,000 | 0.85% | ||
| 24 | NEWGATE CAPITAL MANAGEMENT LLC | 188,667 | 3,054,000 | 0.82% | ||
| 25 | VICUS CAPITAL | 185,468 | 3,016,000 | 0.81% | ||
| 26 | ASSOCIATED BANC-CORP | 180,717 | 2,938,000 | 0.79% | ||
| 27 | Silver Lake Advisory, LLC | 163,391 | 2,657,000 | 0.71% | ||
| 28 | PNC FINANCIAL SERVICES GROUP, INC. | 150,293 | 2,443,000 | 0.66% | ||
| 29 | Raymond James Financial Services Advisors, Inc. | 149,916 | 2,438,000 | 0.66% | ||
| 30 | Cambridge Investment Research Advisors, Inc. | 142,419 | 2,316,000 | 0.62% | ||
| 31 | UNITED SERVICES AUTOMOBILE ASSOCIATION | 134,502 | 2,187,000 | 0.59% | ||
| 32 | PINNACLE ASSOCIATES LTD | 130,020 | 2,114,000 | 0.57% | ||
| 33 | ADVISOR GROUP, INC. | 126,587 | 2,056,000 | 0.55% | ||
| 34 | Yorktown Management & Research Co Inc | 125,000 | 2,033,000 | 0.55% | ||
| 35 | SIT INVESTMENT ASSOCIATES INC | 122,098 | 1,985,000 | 0.53% | ||
| 36 | IFP ADVISORS, INC | 117,484 | 1,910,000 | 0.51% | ||
| 37 | TELEMUS CAPITAL, LLC | 100,370 | 1,632,000 | 0.44% | ||
| 38 | Yellowstone Partners, LLC | 99,676 | 1,621,000 | 0.44% | ||
| 39 | Tradewinds Capital Management, LLC | 87,469 | 1,422,000 | 0.38% | ||
| 40 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 84,383 | 1,368,000 | 0.37% | ||
| 41 | Koshinski Asset Management, Inc. | 83,289 | 1,354,000 | 0.36% | ||
| 42 | Tortoise Investment Management, LLC | 80,704 | 1,312,000 | 0.35% | ||
| 43 | NATIONAL PLANNING CORP | 76,221 | 1,245,000 | 0.33% | ||
| 44 | FIRST TRUST ADVISORS LP | 74,037 | 1,204,000 | 0.32% | ||
| 45 | Sequoia Financial Advisors, LLC | 73,355 | 1,193,000 | 0.32% | ||
| 46 | RELATIVE VALUE PARTNERS GROUP, LLC | 72,854 | 1,179,000 | 0.32% | ||
| 47 | Brick & Kyle, Associates | 66,024 | 1,074,000 | 0.29% | ||
| 48 | DAVENPORT & Co LLC | 63,514 | 1,032,737 | 0.28% | ||
| 49 | COHEN & STEERS, INC. | 60,180 | 979,000 | 0.26% | ||
| 50 | Laurion Capital Management LP | 57,552 | 936,000 | 0.25% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
