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Institutional Investment Manager
GUGGENHEIM CAPITAL LLC
GUGGENHEIM CAPITAL LLC (CIK: 0001283072) incorporated in Delaware, located at 227 West Monroe, Chicago, IL. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q3)
Portfolio Summary: 2,887 holdings with a total value of $32,145,749,000.
#
Name
Shares
Value ($)
%
Options
Notes
51 ACTIVISION BLIZZARD INC 1,670,484 74,003,000 0.23%
52 MONSTER BEVERAGE CORP NEW 499,917 73,392,000 0.23%
53 HP INC 4,661,540 72,393,000 0.23%
54 KIMBERLY CLARK CORP 564,476 71,204,000 0.22%
55 ARCHER DANIELS MIDLAND CO 1,665,295 70,226,000 0.22%
56 COGNIZANT TECHNOLOGY SOLUTIO 1,457,602 69,542,000 0.22%
57 GENERAL MLS INC 1,078,633 68,903,000 0.21%
58 HORMEL FOODS CORP 1,802,512 68,370,000 0.21%
59 DISNEY WALT CO 730,556 67,840,000 0.21%
60 ILLUMINA INC 371,709 67,524,000 0.21%
61 CLOROX CO DEL 539,346 67,517,000 0.21%
62 APPLIED MATLS INC 2,232,396 67,307,000 0.21%
63 STARBUCKS CORP 1,242,116 67,247,000 0.21%
64 AMERICAN WTR WKS CO INC NEW 896,361 67,083,000 0.21%
65 ISHARES TR 548,388 66,717,000 0.21%
66 RED HAT INC 822,902 66,515,000 0.21%
67 SKYWORKS SOLUTIONS INC 873,341 66,497,000 0.21%
68 WESTROCK CO 1,367,576 66,301,000 0.21%
69 TYSON FOODS INC 886,796 66,217,000 0.21%
70 PRICELINE GRP INC 44,917 66,095,000 0.21%
71 WELLS FARGO & CO NEW 1,470,326 65,106,000 0.20%
72 UNITEDHEALTH GROUP INC 464,429 65,020,000 0.20%
73 PAYPAL HLDGS INC 1,584,000 64,896,000 0.20%
74 WALGREENS BOOTS ALLIANCE INC 804,862 64,888,000 0.20%
75 MCCORMICK & CO INC 648,306 64,779,000 0.20%
76 EDWARDS LIFESCIENCES CORP 536,813 64,719,000 0.20%
77 DR PEPPER SNAPPLE GROUP INC 704,174 64,299,000 0.20%
78 BERKSHIRE HATHAWAY INC DEL 444,372 64,200,000 0.20%
79 LOCKHEED MARTIN CORP 267,273 64,070,000 0.20%
80 LAUDER ESTEE COS INC 722,093 63,948,000 0.20%
81 VERISIGN INC 807,446 63,174,000 0.20%
82 COSTCO WHSL CORP NEW 412,265 62,875,000 0.20%
83 PRAXAIR INC 519,897 62,819,000 0.20%
84 D R HORTON INC 2,048,251 61,858,000 0.19%
85 MCDONALDS CORP 532,303 61,406,000 0.19%
86 BECTON DICKINSON & CO 341,205 61,325,000 0.19%
87 EBAY INC 1,857,937 61,126,000 0.19%
88 SYSCO CORP 1,246,242 61,079,000 0.19%
89 BOEING CO 461,152 60,752,000 0.19%
90 ALEXION PHARMACEUTIC 494,681 60,619,000 0.19%
91 SOUTHERN CO 1,180,921 60,580,000 0.19%
92 CITRIX SYS INC 708,759 60,400,000 0.19%
93 BANK AMER CORP 3,853,423 60,307,000 0.19%
94 NEXTERA ENERGY INC 487,812 59,668,000 0.19%
95 GLOBAL PMTS INC 773,632 59,384,000 0.18%
96 SMUCKER J M CO 437,260 59,266,000 0.18%
97 EXELON CORP 1,769,009 58,890,000 0.18%
98 ULTA BEAUTY INC 247,316 58,857,000 0.18%
99 FIRST SOLAR INC 1,482,539 58,545,000 0.18%
100 NEWMONT CORP 1,486,960 58,423,000 0.18%
Page 2 of 58

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001172661-16-004345, filed 2016.11.15).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.