Dark
Light
System
Institutional Investment Manager
GUGGENHEIM CAPITAL LLC
GUGGENHEIM CAPITAL LLC (CIK: 0001283072) incorporated in Delaware, located at 227 West Monroe, Chicago, IL. Institutional holdings reported to the SEC.

Institutional Holdings (2017Q1)
Original 13F HR (0001172661-17-001209) filed in 2017.05.15
#
Name
Shares
Value ($)
%
Options
Notes
151 AKAMAI TECHNOLOGIES INC 28,776 1,718 0.00%
152 AKEBIA THERAPEUTICS INC 1,196 10 0.00%
153 AKEBIA THERAPEUTICS INC 10,066 93 0.00%
154 AKORN INCORPORATED 653,564 15,738 0.04%
155 AKORN INCORPORATED 20,998 506 0.00%
156 ALAMOS GOLD INC NEW 253,002 2,031 0.01%
157 ALASKA AIR GROUP INC 343,208 31,652 0.09%
158 ALASKA AIR GROUP INC 46,114 4,253 0.01%
159 ALASKA COMMUNICATIONS SYS GR 13,679 25 0.00%
160 ALBEMARLE CORP 2,015 213 0.00%
161 ALBEMARLE CORP 531,308 56,128 0.15%
162 ALBEMARLE CORP 7,947 840 0.00%
163 ALCENTRA CAP CORP COM 65,523 900 0.00%
164 ALCOA CORP 25,659 883 0.00%
165 ALCOA CORP 95,149 3,273 0.01%
166 ALDER BIOPHARMACEUTICALS INC 94,725 1,970 0.01%
167 ALERE INC 634 25 0.00%
168 ALERE INC 31,669 1,258 0.00%
169 ALEX REAL ESTATE EQ 333,395 36,844 0.10%
170 ALEX REAL ESTATE EQ 59,973 6,627 0.02%
171 ALEX REAL ESTATE EQ 33,312 3,682 0.01%
172 ALEX REAL ESTATE EQ 8,885 982 0.00%
173 ALEXANDER & BALDWIN INC NEW COM 8,758 389 0.00%
174 ALEXION PHARMACEUTIC 6,432 780 0.00%
175 ALEXION PHARMACEUTIC 10,232 1,241 0.00%
176 ALEXION PHARMACEUTIC 402,863 48,843 0.13%
177 ALEXION PHARMACEUTIC 10,848 1,315 0.00%
178 ALIBABA GROUP HLDG LTD 148,615 16,025 0.04%
179 ALIBABA GROUP HLDG LTD 18,879 2,035 0.01%
180 ALIGN TECHNOLOGY INC 127,457 14,621 0.04%
181 ALIMERA SCIENCES INC 18,966 27 0.00%
182 ALKERMES PLC 86,573 5,065 0.01%
183 ALLEGHANY CORP 27,319 16,792 0.05%
184 ALLEGHENY TECHNOLOGIES INC 49,116 884 0.00%
185 ALLEGIANT TRAVEL CO 8,924 1,430 0.00%
186 ALLEGIANT TRAVEL CO 3,699 593 0.00%
187 ALLEGION PUB LTD CO 394,157 29,837 0.08%
188 ALLEGION PUB LTD CO 110,894 8,396 0.02%
189 ALLEGION PUB LTD CO 12,102 916 0.00%
190 ALLEGION PUB LTD CO 10,996 832 0.00%
191 ALLERGAN PLC 37,629 8,990 0.02%
192 ALLERGAN PLC 18,844 4,502 0.01%
193 ALLERGAN PLC 221,920 53,023 0.14%
194 ALLERGAN PLC 68 16 0.00%
195 ALLETE INC COM NEW 20,466 1,388 0.00%
196 ALLETE INC COM NEW 78,998 5,349 0.01%
197 ALLIANCE CALIF MUN INCOME FD 216,803 2,883 0.01%
198 ALLIANCE DATA SYSTEMS CORP 40,449 10,073 0.03%
199 ALLIANCE DATA SYSTEMS CORP 3,631 904 0.00%
200 ALLIANCE DATA SYSTEMS CORP 183,482 45,688 0.12%
Page 4 of 118