| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Advisors Asset Management, Inc. | 417,438 | 5,552,000 | 28.68% | ||
| 2 | Invesco Ltd. | 241,758 | 3,215,000 | 16.61% | ||
| 3 | GUGGENHEIM CAPITAL LLC | 216,803 | 2,883,000 | 14.89% | ||
| 4 | MORGAN STANLEY | 124,846 | 1,661,000 | 8.58% | ||
| 5 | Fiera Capital Corp | 100,950 | 1,343,000 | 6.94% | ||
| 6 | WELLS FARGO & COMPANY/MN | 89,926 | 1,196,000 | 6.18% | ||
| 7 | BANK OF AMERICA CORP /DE/ | 50,240 | 669,000 | 3.46% | ||
| 8 | DOLIVER ADVISORS, LP | 37,170 | 494,000 | 2.55% | ||
| 9 | Curi Capital, LLC | 28,106 | 374,000 | 1.93% | ||
| 10 | ROYAL BANK OF CANADA | 24,440 | 325,000 | 1.68% | ||
| 11 | LPL Financial LLC | 24,015 | 320,000 | 1.65% | ||
| 12 | WOLVERINE ASSET MANAGEMENT LLC | 23,282 | 309,000 | 1.60% | ||
| 13 | Thomas J. Herzfeld Advisors, Inc. | 17,511 | 233,000 | 1.20% | ||
| 14 | Karpus Management, Inc. | 15,500 | 206,000 | 1.06% | ||
| 15 | LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 14,980 | 199,000 | 1.03% | ||
| 16 | AQR ARBITRAGE LLC | 13,469 | 179,000 | 0.92% | ||
| 17 | NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 8,871 | 118,000 | 0.61% | ||
| 18 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 3,189 | 42,000 | 0.22% | ||
| 19 | WHITTIER TRUST CO | 3,000 | 40,000 | 0.21% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
