Dark
Light
System
Institutional Investment Manager
DUMONT & BLAKE INVESTMENT ADVISORS LLC
DUMONT & BLAKE INVESTMENT ADVISORS LLC (CIK: 0001287618) incorporated in New Jersey, located at 731 Alexander Road Suite 301, Princeton, NJ. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q2)
Original 13F HR (0001287618-16-000007) filed in 2016.08.02
#
Name
Shares
Value ($)
%
Options
Notes
101 BAXTER INTL INC 15,442 634 0.33%
102 DU PONT E I DE NEMOURS & CO 9,877 625 0.32%
103 CHEESECAKE FACTORY INC 11,660 619 0.32%
104 RAYTHEON CO 5,005 614 0.32%
105 VISA INC CL A COMMON STOCK 7,920 606 0.31%
106 QUALCOMM INC 11,217 574 0.30%
107 Seagate Technology PLC 16,623 573 0.30%
108 BP PLC 18,500 558 0.29%
109 OCCIDENTAL PETE CORP DEL 8,131 556 0.29%
110 PFIZER INC 18,747 556 0.29%
111 LILLY ELI & CO 7,550 544 0.28%
112 ETF MANAGERS TR PUREFUNDS ISE CY 22,030 528 0.27%
113 Sprott Physical Gold Trust 50,113 507 0.26%
114 HARMAN INTL INDS INC COM 5,500 490 0.25%
115 ConocoPhillips 11,975 482 0.25%
116 POWERSHARES ETF TR II 14,440 477 0.25%
117 HUNTSMAN CORP 35,805 476 0.25%
118 BRISTOL MYERS SQUIBB CO 7,000 447 0.23%
119 KAR AUCTION SVCS INC 11,625 443 0.23%
120 DELTA AIRLINES INC DEL 8,925 434 0.22%
121 ISHARES TR 3,610 429 0.22%
122 BankUnited Inc 12,427 428 0.22%
123 CARDINAL HEALTH INC 5,050 414 0.21%
124 MCDONALDS CORP 3,180 400 0.21%
125 TAKE-TWO INTERACTIVE SOFTWAR 10,000 377 0.19%
126 VANGUARD BD INDEX FDS 4,491 372 0.19%
127 ANNALY CAP MGMT INC 34,651 356 0.18%
128 GENERAL MLS INC 5,540 351 0.18%
129 FORD MTR CO DEL 25,394 343 0.18%
130 UNITED RENTALS INC 5,470 340 0.18%
131 PRA GROUP INC 11,426 336 0.17%
132 DBX ETF TR 11,625 297 0.15%
133 CDK GLOBAL INC 6,133 285 0.15%
134 BANK AMER CORP 20,969 284 0.15%
135 HUNTSMAN CORP 20,000 266 0.14% Call
136 CLOROX CO DEL 2,066 260 0.13%
137 MARSH & MCLENNAN COS INC 4,200 255 0.13% Call
138 AMAZON COM INC 415 246 0.13%
139 ISHARES TR 2,820 240 0.12%
140 COLGATE PALMOLIVE CO 3,222 228 0.12%
141 SELECT SECTOR SPDR FUND SHS BE 2,855 226 0.12%
142 ISHARES TR 8,672 218 0.11%
143 McKesson Corp 1,350 212 0.11%
144 AMERICAN EXPRESS CO 3,424 210 0.11%
145 BRISTOL MYERS SQUIBB CO 3,260 208 0.11%
146 SPDR S&P 500 ETF TR 1,000 206 0.11% Put
147 ACTIVISION BLIZZARD 6,000 203 0.10%
148 CALAMOS CONV OPPORTUNITIES & 20,900 198 0.10%
149 METLIFE INC 4,200 185 0.10% Call
150 GENERAL ELECTRIC CO 5,400 172 0.09% Put
Page 3 of 4
Restatement filing (0001287618-16-000008) filed in 2016.08.03
#
Name
Shares
Value ($)
%
Options
Notes
1 Water Technologies Intl 404,000 0 0.00%
2 WHITEWAVE FOODS CO 16,889 793 0.40%
3 WELLS FARGO CO NEW 25,097 1,188 0.60%
4 WALGREENS BOOTS ALLIANCE INC 15,375 1,280 0.64%
5 WAL-MART STORES INC 26,436 1,930 0.97%
6 VISTA GOLD CORP 35,000 67 0.03%
7 VISA INC CL A COMMON STOCK 7,320 543 0.27%
8 VERIZON COMMUNICATIONS INC 14,445 807 0.40%
9 VANGUARD WORLD FDS 27,981 2,753 1.38%
10 VANGUARD WHITEHALL FDS 40,962 2,927 1.47%
11 VANGUARD UTILITIES ETF 16,278 1,864 0.93%
12 VANGUARD BD INDEX FDS 4,231 357 0.18%
13 US BANCORP DEL 23,213 936 0.47%
14 UNITED TECHNOLOGIES CORP 7,356 754 0.38%
15 UNITED RENTALS INC 5,345 359 0.18%
16 THERMO FISHER SCIENTIFIC INC 5,626 831 0.42%
17 TEVA PHARMACEUTICAL INDS LTD 20,919 1,051 0.53%
18 TARGET CORP 13,198 921 0.46%
19 TAKE-TWO INTERACTIVE SOFTWAR 10,000 379 0.19%
20 Sprott Physical Gold Trust 49,452 543 0.27%
21 Skyworks Solutions 16,601 1,051 0.53%
22 Shire PLC 2,665 491 0.25%
23 Select Sector SPDR Materials 34,625 1,605 0.80%
24 Seagate Technology PLC 16,173 394 0.20%
25 Schwab Small-Cap Index Fund 56,271 1,387 0.70%
26 Schwab S&P 500 Index FD 87,569 2,868 1.44%
27 SYSCO CORP 25,255 1,281 0.64%
28 STRYKER CORP 12,495 1,497 0.75%
29 STAPLES INC 68,952 594 0.30%
30 STAPLES INC 17,000 147 0.07% Call
31 STAPLES INC 4,000 34 0.02% Call
32 STANLEY BLACK &DECKER INC 11,303 1,257 0.63%
33 SPDR S&P Intl Div ETF 27,098 954 0.48%
34 SPDR S&P DIVIDEND ETF 18,307 1,536 0.77%
35 SPDR S&P 500 ETF TR 100 21 0.01% Put
36 SPDR S&P 500 ETF TR 400 84 0.04% Put
37 SPDR S&P 500 ETF TR 200 42 0.02% Put
38 SPDR S&P 500 ETF TR 62,912 13,179 6.61%
39 SPDR S&P 500 ETF TR 500 105 0.05% Put
40 SPDR S&P 500 ETF TR 400 84 0.04% Put
41 SPDR S&P 500 ETF TR 900 189 0.09% Put
42 SPDR S&P 500 ETF TR 400 84 0.04% Call
43 SPDR S&P 500 ETF TR 500 105 0.05% Put
44 SPDR S&P 500 ETF TR 900 189 0.09% Put
45 SPDR Barclays ST High Yield Bond ETF 39,538 1,067 0.54%
46 SELECT SECTOR SPDR TRUST THE T 26,106 1,132 0.57%
47 SELECT SECTOR SPDR TR 20,795 1,091 0.55%
48 SELECT SECTOR SPDR FUND SHS BE 2,705 211 0.11%
49 SEI INST'L MGD TRUST HIGH YIELD BOND FD CLASS F 11,333 78 0.04%
50 SCRIPPS NETWORKS INTERACT IN 11,458 713 0.36%
Page 1 of 5