| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 2,108,502 | 20,727,000 | 15.97% | ||
| 2 | MORGAN STANLEY | 1,554,190 | 15,277,000 | 11.77% | ||
| 3 | LPL Financial LLC | 1,321,457 | 13,413,000 | 10.34% | ||
| 4 | WELLS FARGO & COMPANY/MN | 1,219,490 | 11,987,000 | 9.24% | ||
| 5 | Oxbow Advisors, LLC | 1,123,367 | 11,043,000 | 8.51% | ||
| 6 | ROYAL BANK OF CANADA | 657,633 | 6,464,000 | 4.98% | ||
| 7 | GUGGENHEIM CAPITAL LLC | 518,561 | 5,097,000 | 3.93% | ||
| 8 | UBS Group AG | 473,505 | 4,655,000 | 3.59% | ||
| 9 | BANK OF AMERICA CORP /DE/ | 411,989 | 4,050,000 | 3.12% | ||
| 10 | CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | 321,527 | 3,164,000 | 2.44% | ||
| 11 | Commonwealth Equity Services, Inc | 294,644 | 2,896,000 | 2.23% | ||
| 12 | Advisors Asset Management, Inc. | 237,141 | 2,331,000 | 1.80% | ||
| 13 | Cetera Advisor Networks LLC | 236,522 | 2,329,000 | 1.80% | ||
| 14 | Shaker Financial Services, LLC | 209,959 | 2,064,000 | 1.59% | ||
| 15 | CENTRAL TRUST Co | 204,581 | 2,011,000 | 1.55% | ||
| 16 | Invesco Ltd. | 186,011 | 1,828,000 | 1.41% | ||
| 17 | Raymond James Financial Services Advisors, Inc. | 182,353 | 1,793,000 | 1.38% | ||
| 18 | D.A. DAVIDSON & CO. | 172,435 | 1,695,000 | 1.31% | ||
| 19 | Camelot Portfolios, LLC | 151,709 | 1,491,000 | 1.15% | ||
| 20 | MARINER INVESTMENT GROUP LLC | 109,600 | 1,077,000 | 0.83% | ||
| 21 | Merriman Wealth Management, LLC | 109,541 | 1,077,000 | 0.83% | ||
| 22 | Texas Yale Capital Corp. | 99,707 | 980,000 | 0.76% | ||
| 23 | First Allied Advisory Services, Inc. | 64,181 | 631,000 | 0.49% | ||
| 24 | E&G Advisors, LP | 63,475 | 624,000 | 0.48% | ||
| 25 | PINNACLE ASSOCIATES LTD | 62,350 | 613,000 | 0.47% | ||
| 26 | WEALTHPLAN PARTNERS, LLC | 91,168 | 504,264 | 0.39% | ||
| 27 | IFP ADVISORS, INC | 48,543 | 477,000 | 0.37% | ||
| 28 | Calamos Wealth Management LLC | 47,603 | 468,000 | 0.36% | ||
| 29 | CITIGROUP INC | 45,477 | 448,000 | 0.35% | ||
| 30 | Cetera Advisors LLC | 44,210 | 435,000 | 0.34% | ||
| 31 | ADVISOR GROUP, INC. | 43,563 | 427,000 | 0.33% | ||
| 32 | STIFEL FINANCIAL CORP | 41,738 | 411,000 | 0.32% | ||
| 33 | Janney Montgomery Scott LLC | 38,358 | 378,000 | 0.29% | ||
| 34 | RAYMOND JAMES & ASSOCIATES | 36,914 | 363,000 | 0.28% | ||
| 35 | CLOUGH CAPITAL PARTNERS L P | 34,800 | 342,000 | 0.26% | ||
| 36 | UNITED CAPITAL FINANCIAL ADVISORS, LLC | 30,550 | 306,000 | 0.24% | ||
| 37 | GENEOS WEALTH MANAGEMENT INC. | 30,441 | 299,000 | 0.23% | ||
| 38 | MSI Financial Services Inc | 30,080 | 296,000 | 0.23% | ||
| 39 | Kingfisher Capital LLC | 28,556 | 281,000 | 0.22% | ||
| 40 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 28,296 | 278,000 | 0.21% | ||
| 41 | WALTER & KEENAN WEALTH MANAGEMENT LLC /IN/ /ADV | 28,000 | 275,000 | 0.21% | ||
| 42 | Curi Capital, LLC | 27,848 | 274,000 | 0.21% | ||
| 43 | PNC FINANCIAL SERVICES GROUP, INC. | 26,026 | 256,000 | 0.20% | ||
| 44 | Cambridge Investment Research Advisors, Inc. | 24,815 | 244,000 | 0.19% | ||
| 45 | Concert Wealth Management Inc. | 23,411 | 231,000 | 0.18% | ||
| 46 | Capital Investment Advisors, LLC | 23,530 | 231,000 | 0.18% | ||
| 47 | HOLLENCREST CAPITAL MANAGEMENT | 22,129 | 218,000 | 0.17% | ||
| 48 | Maryland Capital Management | 21,700 | 213,000 | 0.16% | ||
| 49 | PINNACLE FINANCIAL PARTNERS INC | 21,500 | 211,000 | 0.16% | ||
| 50 | Sigma Planning Corp | 21,135 | 208,000 | 0.16% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
