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Institutional Investment Manager
DUMONT & BLAKE INVESTMENT ADVISORS LLC
DUMONT & BLAKE INVESTMENT ADVISORS LLC (CIK: 0001287618) incorporated in New Jersey, located at 731 Alexander Road Suite 301, Princeton, NJ. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q2)
Original 13F HR (0001287618-16-000007) filed in 2016.08.02
#
Name
Shares
Value ($)
%
Options
Notes
101 BAXTER INTL INC 15,442 634 0.33%
102 DU PONT E I DE NEMOURS & CO 9,877 625 0.32%
103 CHEESECAKE FACTORY INC 11,660 619 0.32%
104 RAYTHEON CO 5,005 614 0.32%
105 VISA INC CL A COMMON STOCK 7,920 606 0.31%
106 QUALCOMM INC 11,217 574 0.30%
107 Seagate Technology PLC 16,623 573 0.30%
108 BP PLC 18,500 558 0.29%
109 OCCIDENTAL PETE CORP DEL 8,131 556 0.29%
110 PFIZER INC 18,747 556 0.29%
111 LILLY ELI & CO 7,550 544 0.28%
112 ETF MANAGERS TR PUREFUNDS ISE CY 22,030 528 0.27%
113 Sprott Physical Gold Trust 50,113 507 0.26%
114 HARMAN INTL INDS INC COM 5,500 490 0.25%
115 ConocoPhillips 11,975 482 0.25%
116 POWERSHARES ETF TR II 14,440 477 0.25%
117 HUNTSMAN CORP 35,805 476 0.25%
118 BRISTOL MYERS SQUIBB CO 7,000 447 0.23%
119 KAR AUCTION SVCS INC 11,625 443 0.23%
120 DELTA AIRLINES INC DEL 8,925 434 0.22%
121 ISHARES TR 3,610 429 0.22%
122 BankUnited Inc 12,427 428 0.22%
123 CARDINAL HEALTH INC 5,050 414 0.21%
124 MCDONALDS CORP 3,180 400 0.21%
125 TAKE-TWO INTERACTIVE SOFTWAR 10,000 377 0.19%
126 VANGUARD BD INDEX FDS 4,491 372 0.19%
127 ANNALY CAP MGMT INC 34,651 356 0.18%
128 GENERAL MLS INC 5,540 351 0.18%
129 FORD MTR CO DEL 25,394 343 0.18%
130 UNITED RENTALS INC 5,470 340 0.18%
131 PRA GROUP INC 11,426 336 0.17%
132 DBX ETF TR 11,625 297 0.15%
133 CDK GLOBAL INC 6,133 285 0.15%
134 BANK AMER CORP 20,969 284 0.15%
135 HUNTSMAN CORP 20,000 266 0.14% Call
136 CLOROX CO DEL 2,066 260 0.13%
137 MARSH & MCLENNAN COS INC 4,200 255 0.13% Call
138 AMAZON COM INC 415 246 0.13%
139 ISHARES TR 2,820 240 0.12%
140 COLGATE PALMOLIVE CO 3,222 228 0.12%
141 SELECT SECTOR SPDR FUND SHS BE 2,855 226 0.12%
142 ISHARES TR 8,672 218 0.11%
143 McKesson Corp 1,350 212 0.11%
144 AMERICAN EXPRESS CO 3,424 210 0.11%
145 BRISTOL MYERS SQUIBB CO 3,260 208 0.11%
146 SPDR S&P 500 ETF TR 1,000 206 0.11% Put
147 ACTIVISION BLIZZARD 6,000 203 0.10%
148 CALAMOS CONV OPPORTUNITIES & 20,900 198 0.10%
149 METLIFE INC 4,200 185 0.10% Call
150 GENERAL ELECTRIC CO 5,400 172 0.09% Put
Page 3 of 4
Restatement filing (0001287618-16-000008) filed in 2016.08.03
#
Name
Shares
Value ($)
%
Options
Notes
1 SPDR S&P 500 ETF TR 900 189 0.09% Put
2 SPDR S&P 500 ETF TR 900 189 0.09% Put
3 SPDR S&P 500 ETF TR 500 105 0.05% Put
4 SPDR S&P 500 ETF TR 500 105 0.05% Put
5 Level 3 Communications 2,000 103 0.05% Put
6 SPDR S&P 500 ETF TR 400 84 0.04% Put
7 SPDR S&P 500 ETF TR 400 84 0.04% Put
8 SCHLUMBERGER LTD 900 71 0.04% Put
9 HUNTSMAN CORP 5,300 71 0.04% Put
10 MICROSOFT CORP 1,200 61 0.03% Put
11 CORNING INC 2,900 59 0.03% Put
12 SPDR S&P 500 ETF TR 200 42 0.02% Put
13 SPDR S&P 500 ETF TR 100 21 0.01% Put
14 Exxon Mobil Corp 200 19 0.01% Put
15 PROCTER AND GAMBLE CO 200 17 0.01% Put
16 SCHLUMBERGER LTD 200 16 0.01% Put
17 HUNTSMAN CORP 300 4 0.00% Put
18 MARSH & MCLENNAN COS INC 4,200 288 0.14% Call
19 HUNTSMAN CORP 20,000 269 0.13% Call
20 METLIFE INC 4,200 167 0.08% Call
21 STAPLES INC 17,000 147 0.07% Call
22 PACKAGING CORP AMER 2,200 147 0.07% Call
23 KAR AUCTION SVCS INC 2,900 121 0.06% Call
24 COACH INC 2,200 90 0.05% Call
25 SPDR S&P 500 ETF TR 400 84 0.04% Call
26 HUNTSMAN CORP 3,500 47 0.02% Call
27 STAPLES INC 4,000 34 0.02% Call
28 COACH INC 500 20 0.01% Call
29 GENERAL ELECTRIC CO 500 16 0.01% Call
30 APPLE INC 100 10 0.01% Call
31 SPDR S&P 500 ETF TR 62,912 13,179 6.61%
32 ISHARES TR 87,794 7,487 3.75%
33 GUGGENHEIM S&P 500 EQUAL WEIGH 68,147 5,476 2.75%
34 Exxon Mobil Corp 54,018 5,064 2.54%
35 POWERSHARES QQQ TRUST 41,477 4,460 2.24%
36 LOWES COS INC 49,672 3,933 1.97%
37 S&P MidCap 400 Spdrs 14,395 3,919 1.97%
38 GENERAL ELECTRIC CO 108,968 3,430 1.72%
39 APPLE INC 33,224 3,176 1.59%
40 ISHARES TR 17,766 3,004 1.51%
41 VANGUARD WHITEHALL FDS 40,962 2,927 1.47%
42 INTERNATIONAL BUSINESS MACHS 19,010 2,885 1.45%
43 Schwab S&P 500 Index FD 87,569 2,868 1.44%
44 MICROSOFT CORP 54,064 2,766 1.39%
45 VANGUARD WORLD FDS 27,981 2,753 1.38%
46 JOHNSON & JOHNSON 22,528 2,733 1.37%
47 ISHARES TR 21,951 2,524 1.27%
48 ISHARES TR 33,555 2,373 1.19%
49 BlackRock Inc 6,488 2,222 1.11%
50 ISHARES TR 55,515 2,214 1.11%
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