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Institutional Investment Manager
DUMONT & BLAKE INVESTMENT ADVISORS LLC
DUMONT & BLAKE INVESTMENT ADVISORS LLC (CIK: 0001287618) incorporated in New Jersey, located at 731 Alexander Road Suite 301, Princeton, NJ. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q2)
Original 13F HR (0001287618-16-000007) filed in 2016.08.02
#
Name
Shares
Value ($)
%
Options
Notes
1 IDenta Corp 1,094,700 0 0.00%
2 Geopharma Inc 40,000 0 0.00%
3 Access Worldwide Communication 40,750 0 0.00%
4 Water Technologies Intl 404,000 0 0.00%
5 Iconic Brands Inc 1,825,000 1 0.00%
6 Axiom Corp 130,000 2 0.00%
7 E Digital Corp 60,000 2 0.00%
8 Delcath Systems Inc 21,695 6 0.00%
9 EXETER RES CORP 15,000 8 0.00%
10 APPLE INC 100 11 0.01% Call
11 Competitive Companies Inc 610,000 14 0.01%
12 SCHLUMBERGER LTD 200 15 0.01% Put
13 GENERAL ELECTRIC CO 500 16 0.01% Call
14 VISTA GOLD CORP 35,000 17 0.01%
15 Golden Star Res Ltd 41,000 19 0.01%
16 POWERSHARES QQQ TRUST 200 22 0.01% Put
17 ORGANOVO HLDGS INC 12,800 28 0.01%
18 AMARIN CORP PLC 19,500 30 0.02%
19 COACH INC 1,000 40 0.02% Call
20 CANNABIX TECHNOLOGIES INC COM 200,000 40 0.02%
21 AMERICAN EXPRESS CO 700 43 0.02% Put
22 RegeneRx Biopharmaceuticals 62,537 44 0.02%
23 STAPLES INC 4,000 44 0.02% Call
24 HUNTSMAN CORP 3,500 47 0.02% Call
25 GALENA BIOPHARMA INC 39,000 53 0.03%
26 MICROSOFT CORP 1,000 55 0.03% Put
27 SCHLUMBERGER LTD 900 66 0.03% Put
28 First Trust ISE-Revere Natural 16,585 68 0.04%
29 APPLIED DNA SCIENCES INC 20,921 72 0.04%
30 SEI INST'L MGD TRUST HIGH YIELD BOND FD CLASS F 11,157 74 0.04%
31 SPDR S&P 500 ETF TR 400 82 0.04% Call
32 COACH INC 2,200 88 0.05% Call
33 KAR AUCTION SVCS INC 2,900 111 0.06% Call
34 GENERAL ELECTRIC CO 5,400 172 0.09% Put
35 METLIFE INC 4,200 185 0.10% Call
36 CALAMOS CONV OPPORTUNITIES & 20,900 198 0.10%
37 ACTIVISION BLIZZARD 6,000 203 0.10%
38 SPDR S&P 500 ETF TR 1,000 206 0.11% Put
39 BRISTOL MYERS SQUIBB CO 3,260 208 0.11%
40 AMERICAN EXPRESS CO 3,424 210 0.11%
41 McKesson Corp 1,350 212 0.11%
42 ISHARES TR 8,672 218 0.11%
43 SELECT SECTOR SPDR FUND SHS BE 2,855 226 0.12%
44 COLGATE PALMOLIVE CO 3,222 228 0.12%
45 ISHARES TR 2,820 240 0.12%
46 AMAZON COM INC 415 246 0.13%
47 MARSH & MCLENNAN COS INC 4,200 255 0.13% Call
48 CLOROX CO DEL 2,066 260 0.13%
49 HUNTSMAN CORP 20,000 266 0.14% Call
50 BANK AMER CORP 20,969 284 0.15%
Page 1 of 4
Restatement filing (0001287618-16-000008) filed in 2016.08.03
#
Name
Shares
Value ($)
%
Options
Notes
1 SPDR S&P 500 ETF TR 62,912 13,179 6.61%
2 ISHARES TR 87,794 7,487 3.75%
3 GUGGENHEIM S&P 500 EQUAL WEIGH 68,147 5,476 2.75%
4 Exxon Mobil Corp 54,018 5,064 2.54%
5 POWERSHARES QQQ TRUST 41,477 4,460 2.24%
6 LOWES COS INC 49,672 3,933 1.97%
7 S&P MidCap 400 Spdrs 14,395 3,919 1.97%
8 GENERAL ELECTRIC CO 108,968 3,430 1.72%
9 APPLE INC 33,224 3,176 1.59%
10 ISHARES TR 17,766 3,004 1.51%
11 VANGUARD WHITEHALL FDS 40,962 2,927 1.47%
12 INTERNATIONAL BUSINESS MACHS 19,010 2,885 1.45%
13 Schwab S&P 500 Index FD 87,569 2,868 1.44%
14 MICROSOFT CORP 54,064 2,766 1.39%
15 VANGUARD WORLD FDS 27,981 2,753 1.38%
16 JOHNSON & JOHNSON 22,528 2,733 1.37%
17 ISHARES TR 21,951 2,524 1.27%
18 ISHARES TR 33,555 2,373 1.19%
19 BlackRock Inc 6,488 2,222 1.11%
20 ISHARES TR 55,515 2,214 1.11%
21 JPMorgan Chase & Co 34,375 2,136 1.07%
22 Calamos Convertible & High Inc 197,173 2,092 1.05%
23 PROCTER AND GAMBLE CO 24,430 2,068 1.04%
24 ISHARES TR 17,457 2,035 1.02%
25 ISHARES TR 15,065 1,935 0.97%
26 WAL-MART STORES INC 26,436 1,930 0.97%
27 PowerShares CEF Income Composi 84,247 1,867 0.94%
28 VANGUARD UTILITIES ETF 16,278 1,864 0.93%
29 CISCO SYS INC 63,845 1,832 0.92%
30 PEPSICO INC 16,795 1,779 0.89%
31 AUTOMATIC DATA PROCESSING IN 18,900 1,736 0.87%
32 3M Co 9,774 1,712 0.86%
33 SCHLUMBERGER LTD 21,401 1,692 0.85%
34 AMGEN INC 11,030 1,678 0.84%
35 METLIFE INC 41,725 1,662 0.83%
36 Select Sector SPDR Tr SBI Mate 34,625 1,605 0.80%
37 ISHARES TR 28,478 1,590 0.80%
38 Dreyfus Midcap Index Fund 44,485 1,546 0.78%
39 SPDR S&P DIVIDEND ETF 18,307 1,536 0.77%
40 CVS HEALTH CORP 15,757 1,509 0.76%
41 STRYKER CORP 12,495 1,497 0.75%
42 ORACLE CORP 36,224 1,483 0.74%
43 Schwab Small-Cap Index Fund 56,271 1,387 0.70%
44 AbbVie Inc 21,755 1,347 0.68%
45 CHEVRON CORP NEW 12,742 1,336 0.67%
46 EXPRESS SCRIPTS HOLDING COMPAN 17,209 1,304 0.65%
47 ALPS ETF TR ALERIAN MLP 102,315 1,301 0.65%
48 INTEL CORP 39,234 1,287 0.65%
49 SYSCO CORP 25,255 1,281 0.64%
50 WALGREENS BOOTS ALLIANCE INC 15,375 1,280 0.64%
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