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Institutional Investment Manager
DUMONT & BLAKE INVESTMENT ADVISORS LLC
DUMONT & BLAKE INVESTMENT ADVISORS LLC (CIK: 0001287618) incorporated in New Jersey, located at 731 Alexander Road Suite 301, Princeton, NJ. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q2)
Original 13F HR (0001287618-16-000007) filed in 2016.08.02
#
Name
Shares
Value ($)
%
Options
Notes
1 SPDR S&P 500 ETF TR 62,527 12,851 6.65%
2 ISHARES TR 88,869 7,258 3.75%
3 GUGGENHEIM S&P 500 EQUAL WEIGH 68,227 5,358 2.77%
4 Exxon Mobil Corp 54,413 4,548 2.35%
5 POWERSHARES QQQ TRUST 41,617 4,545 2.35%
6 LOWES COS INC 50,002 3,788 1.96%
7 S&P MidCap 400 Spdrs 14,380 3,778 1.95%
8 APPLE INC 33,637 3,666 1.90%
9 GENERAL ELECTRIC CO 109,637 3,485 1.80%
10 MICROSOFT CORP 55,038 3,040 1.57%
11 VANGUARD WHITEHALL FDS 41,552 2,869 1.48%
12 INTERNATIONAL BUSINESS MACHS 18,913 2,864 1.48%
13 ISHARES TR 17,506 2,847 1.47%
14 VANGUARD WORLD FDS 28,901 2,680 1.39%
15 Schwab S&P 500 Index FD 81,539 2,607 1.35%
16 JOHNSON & JOHNSON 22,728 2,459 1.27%
17 ISHARES TR 22,046 2,439 1.26%
18 BlackRock Inc 6,693 2,279 1.18%
19 ISHARES TR 33,200 2,255 1.17%
20 ISHARES TR 56,220 2,194 1.13%
21 PROCTER AND GAMBLE CO 25,696 2,115 1.09%
22 JPMorgan Chase & Co 35,115 2,080 1.08%
23 Calamos Convertible & High Inc 199,083 2,068 1.07%
24 ISHARES TR 17,187 1,992 1.03%
25 ISHARES TR 14,850 1,844 0.95%
26 VANGUARD UTILITIES ETF 17,128 1,842 0.95%
27 PowerShares CEF Income Composi 84,952 1,834 0.95%
28 CISCO SYS INC 64,280 1,830 0.95%
29 METLIFE INC 41,627 1,829 0.95%
30 WAL-MART STORES INC 26,571 1,820 0.94%
31 PEPSICO INC 17,134 1,756 0.91%
32 AUTOMATIC DATA PROCESSING IN 18,900 1,696 0.88%
33 CVS HEALTH CORP 16,122 1,672 0.86%
34 3M Co 10,004 1,667 0.86%
35 ISHARES TR 28,846 1,649 0.85%
36 AMGEN INC 10,960 1,643 0.85%
37 SCHLUMBERGER LTD 21,621 1,595 0.82%
38 Select Sector SPDR Tr SBI Mate 34,975 1,567 0.81%
39 ORACLE CORP 37,086 1,517 0.78%
40 SPDR S&P DIVIDEND ETF 18,677 1,493 0.77%
41 SYSCO CORP 31,360 1,465 0.76%
42 STRYKER CORP 12,985 1,393 0.72%
43 Dreyfus Midcap Index Fund 41,320 1,382 0.71%
44 Skyworks Solutions 17,041 1,327 0.69%
45 WALGREENS BOOTS ALLIANCE INC 15,715 1,324 0.68%
46 AbbVie Inc 22,355 1,277 0.66%
47 INTEL CORP 39,249 1,270 0.66%
48 WELLS FARGO & CO NEW 25,699 1,243 0.64%
49 CHEVRON CORP NEW 12,967 1,237 0.64%
50 Schwab Small-Cap Index Fund 51,800 1,230 0.64%
Page 1 of 4
Restatement filing (0001287618-16-000008) filed in 2016.08.03
#
Name
Shares
Value ($)
%
Options
Notes
101 DU PONT E I DE NEMOURS & CO 9,877 640 0.32%
102 CARNIVAL CORP 14,285 631 0.32%
103 GENTEX CORP 39,900 616 0.31%
104 POLARIS INDS INC 7,425 607 0.30%
105 OCCIDENTAL PETE CORP DEL 7,956 601 0.30%
106 LILLY ELI & CO 7,550 595 0.30%
107 STAPLES INC 68,952 594 0.30%
108 BAXTER INTL INC 13,068 591 0.30%
109 QUALCOMM INC 10,977 588 0.29%
110 MARRIOTT INTL INC NEW 8,696 578 0.29%
111 BUNGE LIMITED 9,425 557 0.28%
112 VISA INC CL A COMMON STOCK 7,320 543 0.27%
113 CHEESECAKE FACTORY INC 11,280 543 0.27%
114 Sprott Physical Gold Trust 49,452 543 0.27%
115 BRISTOL MYERS SQUIBB CO 7,000 515 0.26%
116 ConocoPhillips 11,775 513 0.26%
117 ETF MANAGERS TR 20,865 498 0.25%
118 Shire PLC 2,665 491 0.25%
119 KAR AUCTION SVCS INC 11,300 472 0.24%
120 HUNTSMAN CORP 35,005 471 0.24%
121 ISHARES TR 3,560 437 0.22%
122 GENERAL MLS INC 6,090 434 0.22%
123 MCDONALDS CORP 3,480 419 0.21%
124 HARMAN INTL INDS INC 5,580 401 0.20%
125 Seagate Technology PLC 16,173 394 0.20%
126 CARDINAL HEALTH INC 4,950 386 0.19%
127 ANNALY CAP MGMT INC 34,651 384 0.19%
128 TAKE-TWO INTERACTIVE SOFTWAR 10,000 379 0.19%
129 Bank United 12,131 373 0.19%
130 PowerShares DB Commodity 24,190 371 0.19%
131 UNITED RENTALS INC 5,345 359 0.18%
132 VANGUARD BD INDEX FDS 4,231 357 0.18%
133 FORD MTR CO DEL 27,648 348 0.17%
134 CDK GLOBAL INC 6,133 340 0.17%
135 DBX ETF TR 12,345 309 0.15%
136 MARSH & MCLENNAN COS INC 4,200 288 0.14% Call
137 CLOROX CO DEL 2,067 286 0.14%
138 BANK AMER CORP 20,840 277 0.14%
139 HUNTSMAN CORP 20,000 269 0.13% Call
140 PRA GROUP INC 10,754 260 0.13%
141 ISHARES TR 9,537 251 0.13%
142 CONSOLIDATED EDISON INC 3,040 245 0.12%
143 McKesson Corp 1,300 243 0.12%
144 ISHARES TR 2,820 241 0.12%
145 COLGATE PALMOLIVE CO 3,222 236 0.12%
146 ENTERPRISE PRODS PARTNERS L 7,986 234 0.12%
147 BRISTOL MYERS SQUIBB CO 3,110 229 0.11%
148 AMAZON COM INC 315 225 0.11%
149 SELECT SECTOR SPDR FUND SHS BE 2,705 211 0.11%
150 CALAMOS CONV OPPORTUNITIES & 20,900 205 0.10%
Page 3 of 5