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Institutional Investment Manager
DUMONT & BLAKE INVESTMENT ADVISORS LLC
DUMONT & BLAKE INVESTMENT ADVISORS LLC (CIK: 0001287618) incorporated in New Jersey, located at 731 Alexander Road Suite 301, Princeton, NJ. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q2)
Original 13F HR (0001287618-16-000007) filed in 2016.08.02
#
Name
Shares
Value ($)
%
Options
Notes
1 SPDR S&P 500 ETF TR 62,527 12,851 6.65%
2 ISHARES TR 88,869 7,258 3.75%
3 GUGGENHEIM S&P 500 EQUAL WEIGH 68,227 5,358 2.77%
4 Exxon Mobil Corp 54,413 4,548 2.35%
5 POWERSHARES QQQ TRUST 41,617 4,545 2.35%
6 LOWES COS INC 50,002 3,788 1.96%
7 S&P MidCap 400 Spdrs 14,380 3,778 1.95%
8 APPLE INC 33,637 3,666 1.90%
9 GENERAL ELECTRIC CO 109,637 3,485 1.80%
10 MICROSOFT CORP 55,038 3,040 1.57%
11 VANGUARD WHITEHALL FDS 41,552 2,869 1.48%
12 INTERNATIONAL BUSINESS MACHS 18,913 2,864 1.48%
13 ISHARES TR 17,506 2,847 1.47%
14 VANGUARD WORLD FDS 28,901 2,680 1.39%
15 Schwab S&P 500 Index FD 81,539 2,607 1.35%
16 JOHNSON & JOHNSON 22,728 2,459 1.27%
17 ISHARES TR 22,046 2,439 1.26%
18 BlackRock Inc 6,693 2,279 1.18%
19 ISHARES TR 33,200 2,255 1.17%
20 ISHARES TR 56,220 2,194 1.13%
21 PROCTER AND GAMBLE CO 25,696 2,115 1.09%
22 JPMorgan Chase & Co 35,115 2,080 1.08%
23 Calamos Convertible & High Inc 199,083 2,068 1.07%
24 ISHARES TR 17,187 1,992 1.03%
25 ISHARES TR 14,850 1,844 0.95%
26 VANGUARD UTILITIES ETF 17,128 1,842 0.95%
27 PowerShares CEF Income Composi 84,952 1,834 0.95%
28 CISCO SYS INC 64,280 1,830 0.95%
29 METLIFE INC 41,627 1,829 0.95%
30 WAL-MART STORES INC 26,571 1,820 0.94%
31 PEPSICO INC 17,134 1,756 0.91%
32 AUTOMATIC DATA PROCESSING IN 18,900 1,696 0.88%
33 CVS HEALTH CORP 16,122 1,672 0.86%
34 3M Co 10,004 1,667 0.86%
35 ISHARES TR 28,846 1,649 0.85%
36 AMGEN INC 10,960 1,643 0.85%
37 SCHLUMBERGER LTD 21,621 1,595 0.82%
38 Select Sector SPDR Tr SBI Mate 34,975 1,567 0.81%
39 ORACLE CORP 37,086 1,517 0.78%
40 SPDR S&P DIVIDEND ETF 18,677 1,493 0.77%
41 SYSCO CORP 31,360 1,465 0.76%
42 STRYKER CORP 12,985 1,393 0.72%
43 Dreyfus Midcap Index Fund 41,320 1,382 0.71%
44 Skyworks Solutions 17,041 1,327 0.69%
45 WALGREENS BOOTS ALLIANCE INC 15,715 1,324 0.68%
46 AbbVie Inc 22,355 1,277 0.66%
47 INTEL CORP 39,249 1,270 0.66%
48 WELLS FARGO & CO NEW 25,699 1,243 0.64%
49 CHEVRON CORP NEW 12,967 1,237 0.64%
50 Schwab Small-Cap Index Fund 51,800 1,230 0.64%
Page 1 of 4
Restatement filing (0001287618-16-000008) filed in 2016.08.03
#
Name
Shares
Value ($)
%
Options
Notes
1 3M Co 9,774 1,712 0.86%
2 ABBOTT LABS 18,600 731 0.37%
3 AIR PRODS & CHEMS INC 6,810 967 0.48%
4 ALPHABET INC 1,431 1,007 0.51%
5 ALPHABET INC 1,395 965 0.48%
6 ALPS ETF TR ALERIAN MLP 102,315 1,301 0.65%
7 AMARIN CORP PLC 23,900 52 0.03%
8 AMAZON COM INC 315 225 0.11%
9 AMGEN INC 11,030 1,678 0.84%
10 AMN HEALTHCARE SERVICES INC 23,070 922 0.46%
11 ANNALY CAP MGMT INC 34,651 384 0.19%
12 APPLE INC 33,224 3,176 1.59%
13 APPLE INC 100 10 0.01% Call
14 APPLIED DNA SCIENCES INC 20,921 68 0.03%
15 AT&T INC 24,057 1,040 0.52%
16 AUTOMATIC DATA PROCESSING IN 18,900 1,736 0.87%
17 AbbVie Inc 21,755 1,347 0.68%
18 Access Worldwide Communication 40,750 0 0.00%
19 Axiom Corp 130,000 1 0.00%
20 BANK AMER CORP 20,840 277 0.14%
21 BANK NEW YORK MELLON CORP 27,502 1,068 0.54%
22 BAXTER INTL INC 13,068 591 0.30%
23 BOEING CO 7,225 938 0.47%
24 BP PLC 18,500 657 0.33%
25 BRISTOL MYERS SQUIBB CO 3,110 229 0.11%
26 BRISTOL MYERS SQUIBB CO 7,000 515 0.26%
27 BUNGE LIMITED 9,425 557 0.28%
28 Babson Cap Corp 64,342 1,156 0.58%
29 Bank United 12,131 373 0.19%
30 BlackRock Inc 6,488 2,222 1.11%
31 C.H. ROBINSON WORLDWIDE INC 9,800 728 0.37%
32 CALAMOS CONV OPPORTUNITIES & 20,900 205 0.10%
33 CANNABIX TECHNOLOGIES INC COM 200,000 38 0.02%
34 CAPITAL ONE FINL CORP 14,460 918 0.46%
35 CARDINAL HEALTH INC 4,950 386 0.19%
36 CARNIVAL CORP 14,285 631 0.32%
37 CDK GLOBAL INC 6,133 340 0.17%
38 CERNER CORP 17,548 1,028 0.52%
39 CHEESECAKE FACTORY INC 11,280 543 0.27%
40 CHEVRON CORP NEW 12,742 1,336 0.67%
41 CISCO SYS INC 63,845 1,832 0.92%
42 CLOROX CO DEL 2,067 286 0.14%
43 COACH INC 2,200 90 0.05% Call
44 COACH INC 25,023 1,019 0.51%
45 COACH INC 500 20 0.01% Call
46 COLGATE PALMOLIVE CO 3,222 236 0.12%
47 COMCAST CORP NEW 15,606 1,017 0.51%
48 CONSOLIDATED EDISON INC 3,040 245 0.12%
49 CORNING INC 2,900 59 0.03% Put
50 CORNING INC 41,426 848 0.43%
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