| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | CLEVELAND BIOLABS INC | 150,000 | 0 | 0.00% | ||
| 2 | MAST THERAPEUTICS INC COM | 1,250,000 | 0 | 0.00% | ||
| 3 | PLURISTEM THERAPEUTICS INC | 30,000 | 0 | 0.00% | ||
| 4 | KBS FASHION GROUP LTD | 270,000 | 0 | 0.00% | ||
| 5 | PHOSPHATE HOLDINGS INC | 656,667 | 0 | 0.00% | ||
| 6 | MARINA BIOTECH INC | 26,189 | 0 | 0.00% | ||
| 7 | Caladrius Biosciences Inc | 1,381,250 | 0 | 0.00% | ||
| 8 | MICROVISION INC DEL | 730,000 | 0 | 0.00% | ||
| 9 | SUNTECH POWER HLDGS CO | 3,000,000 | 9,000 | 0.00% | PRN | |
| 10 | BARINGTON HILCO ACQUISITION | 98,475 | 10,000 | 0.00% | ||
| 11 | KINDER MORGAN INCORPORATED DEL WARRANT EXP 052517 | 500,000 | 18,000 | 0.00% | ||
| 12 | WESTERN ASSET MTG CAP CORP | 559,440 | 26,000 | 0.00% | ||
| 13 | COMMUNITY HEALTH SYS INC NEW | 5,303,225 | 32,000 | 0.00% | ||
| 14 | DELTA TECHNOLOGY HLDGS LTD | 576,058 | 41,000 | 0.00% | ||
| 15 | CENVEO INC | 98,497 | 44,000 | 0.00% | ||
| 16 | WL ROSS HOLDING CORP - CW19 | 135,625 | 65,000 | 0.00% | ||
| 17 | GALENA BIOPHARMA INC | 50,655 | 69,000 | 0.00% | ||
| 18 | FIAT CHRYSLER AUTOMOBILES N | 8,850 | 71,000 | 0.00% | ||
| 19 | WMI HOLDINGS CORP. | 31,327 | 74,000 | 0.00% | ||
| 20 | STONE ENERGY CORP | 122,554 | 97,000 | 0.00% | ||
| 21 | ENCANA CORP | 20,674 | 126,000 | 0.00% | ||
| 22 | JASON INDS INC | 1,098,700 | 132,000 | 0.00% | ||
| 23 | Agrofresh Solutions Warrants Exp 07/31/20 | 151,350 | 151,000 | 0.00% | ||
| 24 | ROWAN COMPANIES PLC | 10,041 | 162,000 | 0.00% | ||
| 25 | HENNESSY CAP ACQUISITION COR | 1,150,000 | 173,000 | 0.00% | ||
| 26 | NABORS INDUSTRIES LTD | 18,900 | 174,000 | 0.00% | ||
| 27 | INVESCO QUALITY MUN INCOME T | 13,840 | 183,000 | 0.00% | ||
| 28 | BLACKROCK MUNI INTER DR FD I | 12,500 | 183,000 | 0.00% | ||
| 29 | NUVEEN MUN MKT OPPORTUNITY F | 14,673 | 208,000 | 0.00% | ||
| 30 | ALLIANCEBERNSTEIN NATL MUN I | 14,757 | 213,000 | 0.00% | ||
| 31 | CDW CORP | 5,188 | 215,000 | 0.00% | ||
| 32 | LANNET INC COM NEW | 12,015 | 215,000 | 0.00% | ||
| 33 | QUEST DIAGNOSTICS INC | 3,171 | 227,000 | 0.00% | ||
| 34 | XPO LOGISTICS INC | 7,657 | 235,000 | 0.00% | ||
| 35 | ADEPTUS HEALTH INC | 4,266 | 237,000 | 0.00% | ||
| 36 | NUVEEN PREM INCOME MUN FD | 16,523 | 241,000 | 0.00% | ||
| 37 | TE CONNECTIVITY LTD | 3,996 | 247,000 | 0.00% | ||
| 38 | Nuveen Municipal Advanta | 17,552 | 252,000 | 0.00% | ||
| 39 | BOULEVARD ACQUISITION | 855,100 | 257,000 | 0.00% | ||
| 40 | QUINPARIO ACQUISITION CORP 2 | 1,222,482 | 257,000 | 0.00% | ||
| 41 | BITAUTO HLDGS LIMITED SPONSORED ADS | 10,750 | 266,000 | 0.00% | ||
| 42 | IDEXX LAB | 3,421 | 268,000 | 0.00% | ||
| 43 | AMAG PHARMACEUTICALS INC | 12,061 | 282,000 | 0.00% | ||
| 44 | JACOBS ENGR GROUP INC | 6,565 | 286,000 | 0.00% | ||
| 45 | CAPITOL ACQUISITION CORP III | 1,000,000 | 300,000 | 0.00% | ||
| 46 | RANDGOLD RES LTD | 3,456 | 314,000 | 0.00% | ||
| 47 | JONES LANG LASALLE | 2,689 | 315,000 | 0.00% | ||
| 48 | MGIC INVT CORP WIS | 42,208 | 324,000 | 0.00% | ||
| 49 | ELECTRUM SPL ACQUISITION CORP | 1,617,500 | 324,000 | 0.00% | ||
| 50 | HORNBECK OFFSHORE SVCS IN | 33,400 | 332,000 | 0.00% |
Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001288136-16-000103, filed 2016.05.16), New Holdings filing (0001288136-17-000041, filed 2017.05.15), New Holdings filing (0001288136-17-000034, filed 2017.02.13), New Holdings filing (0001288136-16-000124, filed 2016.11.14). and New Holdings filing (0001288136-16-000113, filed 2016.08.15).
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
