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ALLIANCEBERNSTEIN NATL MUN I
ALLIANCEBERNSTEIN NATL MUN I. Institutional holdings reported to the SEC.

Institutional Holders (2016Q1)
Portfolio Summary: 49 Institutional holders with a total value of $45,717,002.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 GUGGENHEIM CAPITAL LLC 313,891 4,536,000 9.92%
2 Fiera Capital Corp 305,470 4,414,000 9.66%
3 LPL Financial LLC 260,634 3,784,000 8.28%
4 PARAMETRIC PORTFOLIO ASSOCIATES LLC 226,638 3,275,000 7.16%
5 UBS Group AG 207,917 3,004,000 6.57%
6 ROBINSON CAPITAL MANAGEMENT, LLC 202,566 2,927,000 6.40%
7 MORGAN STANLEY 184,541 2,667,000 5.83%
8 NEWGATE CAPITAL MANAGEMENT LLC 177,513 2,554,000 5.59%
9 Raymond James Financial Services Advisors, Inc. 107,624 1,555,000 3.40%
10 PNC FINANCIAL SERVICES GROUP, INC. 106,113 1,533,000 3.35%
11 Capital Investment Advisors, LLC 96,723 1,398,000 3.06%
12 Commonwealth Equity Services, Inc 76,933 1,112,000 2.43%
13 ROYAL BANK OF CANADA 72,240 1,044,000 2.28%
14 VAN ECK ASSOCIATES CORP 68,880 995,000 2.18%
15 SIT INVESTMENT ASSOCIATES INC 56,692 819,000 1.79%
16 Advisors Asset Management, Inc. 54,689 790,000 1.73%
17 Archford Capital Strategies, LLC 11 737,000 1.61%
18 BANK OF AMERICA CORP /DE/ 50,346 727,000 1.59%
19 WELLS FARGO & COMPANY/MN 49,337 713,000 1.56%
20 Tradewinds Capital Management, LLC 47,956 693,000 1.52%
21 LADENBURG THALMANN FINANCIAL SERVICES INC. 47,370 685,000 1.50%
22 SEGALL BRYANT & HAMILL, LLC 45,500 657,000 1.44%
23 WOLVERINE ASSET MANAGEMENT LLC 40,130 579,000 1.27%
24 Thomas J. Herzfeld Advisors, Inc. 32,679 472,000 1.03%
25 BAIRD FINANCIAL GROUP, INC. 32,593 471,000 1.03%
26 MSI Financial Services Inc 23,365 338,000 0.74%
27 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 21,660 313,000 0.68%
28 PROFICIO CAPITAL PARTNERS LLC 18,225 263,000 0.58%
29 FormulaFolio Investments, LLC 17,263 249,000 0.54%
30 CFO4Life, L.P. 16,495 238,000 0.52%
31 WESTPORT RESOURCES MANAGEMENT INC 14,974 216,000 0.47%
32 Pine River Capital Management L.P. 14,757 213,000 0.47%
33 Creative Planning 14,499 210,000 0.46%
34 Segment Wealth Management, LLC 14,350 207,000 0.45%
35 Wilmington Savings Fund Society, FSB 14,100 204,000 0.45%
36 BENJAMIN F. EDWARDS & COMPANY, INC. 14,080 203,000 0.44%
37 US BANCORP \DE\ 12,787 185,000 0.40%
38 OPPENHEIMER & CO INC 12,100 175,000 0.38%
39 AMERICAN INTERNATIONAL GROUP, INC. 9,500 137,000 0.30%
40 SRH ADVISORS, LLC 8,000 116,000 0.25%
41 GENEOS WEALTH MANAGEMENT INC. 7,060 101,000 0.22%
42 WHITTIER TRUST CO OF NEVADA INC 4,200 61,000 0.13%
43 Gradient Investments LLC 3,094 45,000 0.10%
44 MCF Advisors LLC 2,282 33,000 0.07%
45 IFP ADVISORS, INC 1,688 24,000 0.05%
46 NEXT Financial Group, Inc 1,400 20,000 0.04%
47 CAPTRUST FINANCIAL ADVISORS 915 13,000 0.03%
48 Perkins Coie Trust Co 804 12,000 0.03%
49 Patten Group, Inc. 0 2 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.