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Institutional Investment Manager
Pine River Capital Management L.P.
Pine River Capital Management L.P. (CIK: 0001288136) incorporated in Delaware, located at 601 Carlson Parkway, Minnetonka, MN. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q3)
Original 13F HR (0001288136-16-000126) filed in 2016.11.15
#
Name
Shares
Value ($)
%
Options
Notes
1 SPDR S&P 500 ETF TR 5,655,000 1,223,180 21.04% Put
2 PROCTER AND GAMBLE CO 7,007,980 628,966 10.82%
3 PROCTER AND GAMBLE CO 7,000,000 628,250 10.81% Put
4 HSBC HOLDINGS PLC 5,000,000 497,500 8.56%
5 ITC HOLDINGS 6,845,959 318,200 5.47%
6 SPDR SERIES TRUST 2,500,000 96,150 1.65% Put
7 SPDR S&P 500 ETF TR 438,600 94,869 1.63%
8 COTY INC 3,314,826 76,904 1.32%
9 DEPHEID 1,414,326 74,521 1.28%
10 WHITEWAVE FOODS CO 1,364,929 74,292 1.28%
11 ISHARES TR 1,864,300 69,819 1.20% Put
12 ISHARES TR 526,000 65,334 1.12% Put
13 POWERSHARES QQQ TRUST 500,000 59,360 1.02% Put
14 REDWOOD TR INC NOTE 4.625 4/1 52,784,000 52,982 0.91% PRN
15 FACEBOOK INC 386,016 49,513 0.85%
16 VERIZON COMMUNICATIONS INC 880,399 45,764 0.79%
17 LIBERTY MEDIA CORP 82,000,000 42,845 0.74% PRN
18 MONSTER WORLDWIDE 3.5% CB 10/15/2019-REGISTERED 42,943,000 42,651 0.73% PRN
19 HP INC 2,742,883 42,598 0.73%
20 ALPHABET INC 54,659 42,486 0.73%
21 PENNYMAC CORP 38,415,000 36,856 0.63% PRN
22 SPLUNK INC 595,592 34,950 0.60%
23 TABLEAU SOFTWARE INC 615,798 34,036 0.59%
24 COWEN INC 33,500,000 32,557 0.56% PRN
25 COTY INC 1,375,000 32,313 0.56% Put
26 RTW HLDGS INC 30,089,000 30,430 0.52% PRN
27 AVID TECHNOLOGY INC 36,300,000 29,586 0.51% PRN
28 GSV CAP CORP 32,262,000 29,560 0.51% PRN
29 RAIT Financial 31,887,000 29,336 0.50% PRN
30 RESOURCE CAP CORP 27,330,000 26,782 0.46% PRN
31 SINA CORP 26,500,000 26,434 0.45% PRN
32 AUTODESK INC 324,394 23,463 0.40%
33 HALLIBURTON CO 502,521 22,553 0.39%
34 Prospect Capital Corp 20,317,000 20,849 0.36% PRN
35 TICC CAPITAL CORP 20,458,000 20,740 0.36% PRN
36 WORKDAY INC 15,550,000 19,125 0.33% PRN
37 NOBLE ENERGY INC 518,566 18,532 0.32%
38 ENERGEN CORP COM 320,040 18,472 0.32%
39 VALERO ENERGY CORP NEW 345,554 18,315 0.32%
40 ILLUMINA INC 99,510 18,077 0.31%
41 MOLSON COORS BREWING CO 162,954 17,891 0.31%
42 COMSTOCK RES INC 24,220,000 17,560 0.30% PRN
43 SOUFUN HLDGS LTD 17,000,000 16,915 0.29% PRN
44 ALPHABET INC 21,356 16,600 0.29%
45 AMTRUST FINL SVCS INC 19,079,000 16,508 0.28% PRN
46 PIONEER NAT RES CO 86,200 16,005 0.28%
47 JD COM INC 611,000 15,941 0.27%
48 CONSTELLIUM NV CL A 2,200,000 15,840 0.27%
49 VERIZON COMMUNICATIONS INC 292,922 15,226 0.26%
50 KINDER MORGAN INC DEL 647,391 14,974 0.26%
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New Holding filing (0001288136-17-000043) filed in 2017.05.15
#
Name
Shares
Value ($)
%
Options
Notes
1 TRINA SOLAR ADR REPTG 50 ORD 2,360,183 24,168 70.33%
2 KONGZHONG CORP SPONSO 877,416 5,914 17.21%
3 TRINA SOLAR LIMITED 4,405,000 4,284 12.47% PRN
New Holding filing (0001288136-17-000036) filed in 2017.02.13
#
Name
Shares
Value ($)
%
Options
Notes
1 Intuit Inc 1,991,283 380,573 83.93%
2 FMC TECHNOLOGIES INC 2,223,580 65,974 14.55%
3 IKANG HEALTHCARE GROUP INC 310,820 5,621 1.24%
4 SKY-MOBI LTD-SP A 508,794 1,033 0.23%
5 CONCORD MED SVCS HLDGS LTD 58,400 232 0.05%
Restatement filing (0001288136-17-000003) filed in 2017.01.11
#
Name
Shares
Value ($)
%
Options
Notes
1 SPDR S&P 500 ETF TR 5,655,000 1,223,180 22.99% Put
2 PROCTER AND GAMBLE CO 7,007,980 628,966 11.82%
3 PROCTER AND GAMBLE CO 7,000,000 628,250 11.81% Put
4 ITC HOLDINGS 6,845,959 318,200 5.98%
5 SPDR SERIES TRUST 2,500,000 96,150 1.81% Put
6 SPDR S&P 500 ETF TR 438,600 94,869 1.78%
7 COTY INC 3,314,826 76,904 1.45%
8 DEPHEID 1,414,326 74,521 1.40%
9 WHITEWAVE FOODS CO 1,364,929 74,292 1.40%
10 ISHARES TR 1,864,300 69,819 1.31% Put
11 ISHARES TR 526,000 65,334 1.23% Put
12 POWERSHARES QQQ TRUST 500,000 59,360 1.12% Put
13 FACEBOOK INC 386,016 49,513 0.93%
14 VERIZON COMMUNICATIONS INC 880,399 45,764 0.86%
15 HP INC 2,742,883 42,598 0.80%
16 ALPHABET INC 54,659 42,486 0.80%
17 SPLUNK INC 595,592 34,950 0.66%
18 TABLEAU SOFTWARE INC 615,798 34,036 0.64%
19 COTY INC 1,375,000 32,313 0.61% Put
20 AUTODESK INC 324,394 23,463 0.44%
21 HALLIBURTON CO 502,521 22,553 0.42%
22 NOBLE ENERGY INC 518,566 18,532 0.35%
23 ENERGEN CORP COM 320,040 18,472 0.35%
24 VALERO ENERGY CORP NEW 345,554 18,315 0.34%
25 ILLUMINA INC 99,510 18,077 0.34%
26 MOLSON COORS BREWING CO 162,954 17,891 0.34%
27 ALPHABET INC 21,356 16,600 0.31%
28 PIONEER NAT RES CO 86,200 16,005 0.30%
29 JD COM INC 611,000 15,941 0.30%
30 CONSTELLIUM NV CL A 2,200,000 15,840 0.30%
31 VERIZON COMMUNICATIONS INC 292,922 15,226 0.29%
32 KINDER MORGAN INC DEL 647,391 14,974 0.28%
33 DELPHI AUTOMOTIVE PLC 198,895 14,185 0.27%
34 COGNIZANT TECHNOLOGY SOLUTIO 296,766 14,160 0.27%
35 VEON LTD 4,000,000 13,920 0.26%
36 CONSTELLATION BRANDS INC 80,170 13,348 0.25%
37 WHITING PETROLEUM CORP COM 1,518,624 13,273 0.25%
38 VANECK ETF TRUST 500,000 13,215 0.25% Put
39 PINNACLE FOODS INC DEL 260,000 13,044 0.25%
40 COMCAST CORP NEW 194,858 12,927 0.24%
41 ALPHABET INC 15,656 12,588 0.24%
42 DELPHI AUTOMOTIVE PLC 176,383 12,580 0.24%
43 CHARTER COMMUNICATIONS INC N 45,133 12,185 0.23%
44 UNION PAC CORP 122,199 11,918 0.22%
45 MICRON TECHNOLOGY INC 642,471 11,423 0.21%
46 CALIFORNIA RES CORP 894,253 11,178 0.21%
47 SUPERIOR ENERGY SVCS INC 600,000 10,740 0.20%
48 HARMAN INTL INDS INC COM 120,000 10,134 0.19%
49 RPC INC 585,000 9,828 0.18%
50 MONSTER BEVERAGE CORP NEW 61,879 9,085 0.17%
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