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Institutional Investment Manager
Pine River Capital Management L.P.
Pine River Capital Management L.P. (CIK: 0001288136) incorporated in Delaware, located at 601 Carlson Parkway, Minnetonka, MN. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q2)
Original 13F HR (0001288136-16-000114) filed in 2016.08.15
#
Name
Shares
Value ($)
%
Options
Notes
1 JAZZ PHARMACEUTICALS PLC SHS USD 12,520 3,538,402 42.31%
2 SPDR S&P 500 ETF TR 6,390,000 1,338,547 16.00% Put
3 HSBC HLDGS PLC 5,000,000 475,000 5.68%
4 QIHOO 360 TECHNOLOGY CO LTD 2,202,516 160,894 1.92%
5 ISHARES TR 1,500,000 123,585 1.48% Put
6 AMERICAN CAP LIMITED 6,153,221 97,405 1.16%
7 LIBERTY MEDIA CORP 135,111,000 70,182 0.84% PRN
8 VERIZON COMMUNICATIONS INC 1,051,878 58,736 0.70%
9 ISHARES TR 1,638,800 56,309 0.67% Put
10 REDWOOD TR INC 55,389,000 55,113 0.66% PRN
11 FACEBOOK INC 469,033 53,602 0.64%
12 ALPHABET INC 71,143 49,237 0.59%
13 MONSTER WORLDWIDE 3.5% CB 10/15/2019-REGISTERED 53,443,000 46,787 0.56% PRN
14 PRICELINE GRP INC 34,874 43,538 0.52%
15 RESOURCE CAP CORP 44,095,000 42,496 0.51% PRN
16 TABLEAU SOFTWARE INC CL A 862,166 42,177 0.50%
17 APPLE INC 433,051 41,400 0.49%
18 SPLUNK 760,399 41,199 0.49%
19 TREEHOUSE FOODS INC 382,283 39,241 0.47%
20 PENNYMAC CORP 41,131,000 38,662 0.46% PRN
21 STARWOOD HOTELS & RESORTS WLDWDE ORD 458,522 33,907 0.41%
22 SPDR S&P 500 ETF TR 160,000 33,517 0.40% Call
23 COGNIZANT TECHNOLOGY SOLUTIO 576,590 33,006 0.39%
24 TESLA MTRS INC 40,000,000 32,952 0.39% PRN
25 DEMANDWARE INC 435,036 32,585 0.39%
26 HALLIBURTON 713,105 32,297 0.39%
27 NOBLE ENERGY INC 866,903 31,096 0.37%
28 GSV CAPITAL CORP SENIOR NOTE CONVERTIBLE 32,462,000 29,886 0.36% PRN
29 TICC CAPITAL CORP 29,733,000 29,863 0.36% PRN
30 TAL ED GROUP 12,425,000 29,615 0.35% PRN
31 RTW HLDGS INC 30,089,000 29,450 0.35% PRN
32 Prospect Capital Corp 28,861,000 28,971 0.35% PRN
33 TESLA MTRS INC 32,028,000 28,505 0.34% PRN
34 QIHOO 360 TECHNOLOGY CO LTD 27,500,000 26,766 0.32% PRN
35 FMC TECHNOLOGIES INC 981,611 26,180 0.31%
36 SINA CORP 26,500,000 26,003 0.31% PRN
37 RAYTHEON CO 185,532 25,225 0.30%
38 AVID TECHNOLOGY INC 36,300,000 24,593 0.29% PRN
39 LDR HLDG CORP COM 600,000 22,170 0.27%
40 ANNALY CAPITAL MANAGEMENT INC COM 2,000,000 22,140 0.26% Put
41 WHITING PETE CORP NEW 2,334,990 21,623 0.26%
42 ENERGEN CORP COM 426,630 20,567 0.25%
43 AUTODESK 374,314 20,266 0.24%
44 BERRY PLASTICS GROUP INC 500,000 19,425 0.23%
45 HP INC 1,499,859 18,823 0.23%
46 SUPERIOR ENERGY SERVICES INC 1,000,000 18,410 0.22%
47 COWEN GROUP INC NEW 20,500,000 18,373 0.22% PRN
48 MONSTER BEVERAGE COR 112,978 18,156 0.22%
49 ANADARKO PETR 336,019 17,893 0.21%
50 DELPHI AUTOMOTIVE PLC 281,994 17,653 0.21%
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New Holding filing (0001288136-17-000048) filed in 2017.08.14
#
Name
Shares
Value ($)
%
Options
Notes
1 SYNUTRA INTL INC 280,213 1,068 100.00%
New Holding filing (0001288136-17-000042) filed in 2017.05.15
#
Name
Shares
Value ($)
%
Options
Notes
1 TRINA SOLAR LIMITED 2,688,362 20,808 70.75%
2 KONGZHONG CORP 1,699,990 8,602 29.25%
New Holding filing (0001288136-17-000035) filed in 2017.02.13
#
Name
Shares
Value ($)
%
Options
Notes
1 LINKEDIN CORP COM CL A 1,921,882 363,716 88.97%
2 IKANG HEALTHCARE GROUP INC 2,058,359 44,996 11.01%
3 SKY-MOBI LTD-SP A 44,360 83 0.02%
New Holding filing (0001288136-16-000125) filed in 2016.11.15
#
Name
Shares
Value ($)
%
Options
Notes
1 ITC HOLDINGS ORD 1,056,616 49,471 29.99%
2 E-HOUSE CHINA HOLDINGS 5,308,697 34,347 20.82%
3 JUMEI INTL HLDG LTD 4,158,531 17,175 10.41%
4 IDREAMSKY TECHNOLOGY LIMITED 958,876 13,069 7.92%
5 E-Commerce China Dangdang, Inc. Sponsored ADR Class A 2,107,326 12,749 7.73%
6 INGRAM MICRO INC. CL A 235,520 8,192 4.97%
7 CHINA NEPSTAR CHAIN DRUGSTOR 3,218,066 7,852 4.76%
8 AUTOHOME INC 345,648 6,951 4.21%
9 JA SOLAR HOLDINGS COMPANY LIMITED SPON ADR REP5ORD 851,494 5,833 3.54%
10 SINOVAC BIOTECH LTD 547,899 3,249 1.97%
11 RENREN INCORPORATED SPONSORED ADR 1,684,307 3,015 1.83%
12 MOMO INC 225,000 2,275 1.38%
13 ZHAOPIN LTD 54,266 788 0.48%
Restatement filing (0001288136-16-000115) filed in 2016.08.16
#
Name
Shares
Value ($)
%
Options
Notes
1 JAZZ PHARMACEUTICALS PLC SHS USD 12,520 3,538,402 42.31%
2 SPDR S&P 500 ETF TR 6,390,000 1,338,547 16.00% Put
3 HSBC HLDGS PLC 5,000,000 475,000 5.68% PRN
4 QIHOO 360 TECHNOLOGY CO LTD 2,202,516 160,894 1.92%
5 ISHARES TR 1,500,000 123,585 1.48% Put
6 AMERICAN CAP LIMITED 6,153,221 97,405 1.16%
7 LIBERTY MEDIA CORP 135,111,000 70,182 0.84% PRN
8 VERIZON COMMUNICATIONS INC 1,051,878 58,736 0.70%
9 ISHARES TR 1,638,800 56,309 0.67% Put
10 REDWOOD TR INC 55,389,000 55,113 0.66% PRN
11 FACEBOOK INC 469,033 53,602 0.64%
12 ALPHABET INC 71,143 49,237 0.59%
13 MONSTER WORLDWIDE 3.5% CB 10/15/2019-REGISTERED 53,443,000 46,787 0.56% PRN
14 PRICELINE GRP INC 34,874 43,538 0.52%
15 RESOURCE CAP CORP 44,095,000 42,496 0.51% PRN
16 TABLEAU SOFTWARE INC CL A 862,166 42,177 0.50%
17 APPLE INC 433,051 41,400 0.49%
18 SPLUNK 760,399 41,199 0.49%
19 TREEHOUSE FOODS INC 382,283 39,241 0.47%
20 PENNYMAC CORP 41,131,000 38,662 0.46% PRN
21 STARWOOD HOTELS & RESORTS WLDWDE ORD 458,522 33,907 0.41%
22 SPDR S&P 500 ETF TR 160,000 33,517 0.40% Call
23 COGNIZANT TECHNOLOGY SOLUTIO 576,590 33,006 0.39%
24 TESLA MTRS INC 40,000,000 32,952 0.39% PRN
25 DEMANDWARE INC 435,036 32,585 0.39%
26 HALLIBURTON 713,105 32,297 0.39%
27 NOBLE ENERGY INC 866,903 31,096 0.37%
28 GSV CAPITAL CORP SENIOR NOTE CONVERTIBLE 32,462,000 29,886 0.36% PRN
29 TICC CAPITAL CORP 29,733,000 29,863 0.36% PRN
30 TAL ED GROUP 12,425,000 29,615 0.35% PRN
31 RTW HLDGS INC 30,089,000 29,450 0.35% PRN
32 Prospect Capital Corp 28,861,000 28,971 0.35% PRN
33 TESLA MTRS INC 32,028,000 28,505 0.34% PRN
34 QIHOO 360 TECHNOLOGY CO LTD 27,500,000 26,766 0.32% PRN
35 FMC TECHNOLOGIES INC 981,611 26,180 0.31%
36 SINA CORP 26,500,000 26,003 0.31% PRN
37 RAYTHEON CO 185,532 25,225 0.30%
38 AVID TECHNOLOGY INC 36,300,000 24,593 0.29% PRN
39 LDR HLDG CORP COM 600,000 22,170 0.27%
40 ANNALY CAPITAL MANAGEMENT INC COM 2,000,000 22,140 0.26% Put
41 WHITING PETE CORP NEW 2,334,990 21,623 0.26%
42 ENERGEN CORP COM 426,630 20,567 0.25%
43 AUTODESK 374,314 20,266 0.24%
44 BERRY PLASTICS GROUP INC 500,000 19,425 0.23%
45 HP INC 1,499,859 18,823 0.23%
46 SUPERIOR ENERGY SERVICES INC 1,000,000 18,410 0.22%
47 COWEN GROUP INC NEW 20,500,000 18,373 0.22% PRN
48 MONSTER BEVERAGE COR 112,978 18,156 0.22%
49 ANADARKO PETR 336,019 17,893 0.21%
50 DELPHI AUTOMOTIVE PLC 281,994 17,653 0.21%
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