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Institutional Investment Manager
Pine River Capital Management L.P.
Pine River Capital Management L.P. (CIK: 0001288136) incorporated in Delaware, located at 601 Carlson Parkway, Minnetonka, MN. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q3)
Original 13F HR (0001288136-16-000126) filed in 2016.11.15
#
Name
Shares
Value ($)
%
Options
Notes
51 TRIB 500,000 476 0.01% PRN
52 TITAN MACHY INC 486,000 423 0.01% PRN
53 MERITOR INC 171,000 234 0.00% PRN
54 FOREST CITY ENT 113,000 131 0.00% PRN
55 SYNCHRONOSS TECHNOLOGIES INC 120,000 127 0.00% PRN
56 LIBERTY INTERACTIVE LLC DEB 100,000 127 0.00% PRN
57 GREENBRIER COS INC 31,000 35 0.00% PRN
58 ASCENT CAP GROUP INC 40,000 29 0.00% PRN
59 Blucora Inc 14,000 13 0.00% PRN
60 PRICELINE GRP INC SR CONV NT0.9 21 11,000 12 0.00% PRN
61 SPDR S&P 500 ETF TR 5,655,000 1,223,180 21.04% Put
62 PROCTER AND GAMBLE CO 7,007,980 628,966 10.82%
63 PROCTER AND GAMBLE CO 7,000,000 628,250 10.81% Put
64 HSBC HOLDINGS PLC 5,000,000 497,500 8.56%
65 ITC HOLDINGS 6,845,959 318,200 5.47%
66 SPDR SERIES TRUST 2,500,000 96,150 1.65% Put
67 SPDR S&P 500 ETF TR 438,600 94,869 1.63%
68 COTY INC 3,314,826 76,904 1.32%
69 DEPHEID 1,414,326 74,521 1.28%
70 WHITEWAVE FOODS CO 1,364,929 74,292 1.28%
71 ISHARES TR 1,864,300 69,819 1.20% Put
72 ISHARES TR 526,000 65,334 1.12% Put
73 POWERSHARES QQQ TRUST 500,000 59,360 1.02% Put
74 FACEBOOK INC 386,016 49,513 0.85%
75 VERIZON COMMUNICATIONS INC 880,399 45,764 0.79%
76 HP INC 2,742,883 42,598 0.73%
77 ALPHABET INC 54,659 42,486 0.73%
78 SPLUNK INC 595,592 34,950 0.60%
79 TABLEAU SOFTWARE INC 615,798 34,036 0.59%
80 COTY INC 1,375,000 32,313 0.56% Put
81 AUTODESK INC 324,394 23,463 0.40%
82 HALLIBURTON CO 502,521 22,553 0.39%
83 NOBLE ENERGY INC 518,566 18,532 0.32%
84 ENERGEN CORP COM 320,040 18,472 0.32%
85 VALERO ENERGY CORP NEW 345,554 18,315 0.32%
86 ILLUMINA INC 99,510 18,077 0.31%
87 MOLSON COORS BREWING CO 162,954 17,891 0.31%
88 ALPHABET INC 21,356 16,600 0.29%
89 PIONEER NAT RES CO 86,200 16,005 0.28%
90 JD COM INC 611,000 15,941 0.27%
91 CONSTELLIUM NV CL A 2,200,000 15,840 0.27%
92 VERIZON COMMUNICATIONS INC 292,922 15,226 0.26%
93 KINDER MORGAN INC DEL 647,391 14,974 0.26%
94 DELPHI AUTOMOTIVE PLC 198,895 14,185 0.24%
95 COGNIZANT TECHNOLOGY SOLUTIO 296,766 14,160 0.24%
96 VEON LTD 4,000,000 13,920 0.24%
97 CONSTELLATION BRANDS INC 80,170 13,348 0.23%
98 WHITING PETROLEUM CORP COM 1,518,624 13,273 0.23%
99 VANECK ETF TRUST 500,000 13,215 0.23% Put
100 PINNACLE FOODS INC DEL 260,000 13,044 0.22%
Page 2 of 8
New Holding filing (0001288136-17-000043) filed in 2017.05.15
#
Name
Shares
Value ($)
%
Options
Notes
1 TRINA SOLAR ADR REPTG 50 ORD 2,360,183 24,168 70.33%
2 KONGZHONG CORP SPONSO 877,416 5,914 17.21%
3 TRINA SOLAR LIMITED 4,405,000 4,284 12.47% PRN
New Holding filing (0001288136-17-000036) filed in 2017.02.13
#
Name
Shares
Value ($)
%
Options
Notes
1 Intuit Inc 1,991,283 380,573 83.93%
2 FMC TECHNOLOGIES INC 2,223,580 65,974 14.55%
3 IKANG HEALTHCARE GROUP INC 310,820 5,621 1.24%
4 SKY-MOBI LTD-SP A 508,794 1,033 0.23%
5 CONCORD MED SVCS HLDGS LTD 58,400 232 0.05%
Restatement filing (0001288136-17-000003) filed in 2017.01.11
#
Name
Shares
Value ($)
%
Options
Notes
1 SPDR S&P 500 ETF TR 5,655,000 1,223,180 22.99% Put
2 PROCTER AND GAMBLE CO 7,007,980 628,966 11.82%
3 PROCTER AND GAMBLE CO 7,000,000 628,250 11.81% Put
4 ITC HOLDINGS 6,845,959 318,200 5.98%
5 SPDR SERIES TRUST 2,500,000 96,150 1.81% Put
6 SPDR S&P 500 ETF TR 438,600 94,869 1.78%
7 COTY INC 3,314,826 76,904 1.45%
8 DEPHEID 1,414,326 74,521 1.40%
9 WHITEWAVE FOODS CO 1,364,929 74,292 1.40%
10 ISHARES TR 1,864,300 69,819 1.31% Put
11 ISHARES TR 526,000 65,334 1.23% Put
12 POWERSHARES QQQ TRUST 500,000 59,360 1.12% Put
13 REDWOOD TR INC NOTE 4.625 4/1 52,784,000 52,982 1.00% PRN
14 FACEBOOK INC 386,016 49,513 0.93%
15 VERIZON COMMUNICATIONS INC 880,399 45,764 0.86%
16 LIBERTY MEDIA CORP 82,000,000 42,845 0.81% PRN
17 MONSTER WORLDWIDE 3.5% CB 10/15/2019-REGISTERED 42,943,000 42,651 0.80% PRN
18 HP INC 2,742,883 42,598 0.80%
19 ALPHABET INC 54,659 42,486 0.80%
20 PENNYMAC CORP 38,415,000 36,856 0.69% PRN
21 SPLUNK INC 595,592 34,950 0.66%
22 TABLEAU SOFTWARE INC 615,798 34,036 0.64%
23 COWEN INC 33,500,000 32,557 0.61% PRN
24 COTY INC 1,375,000 32,313 0.61% Put
25 RTW HLDGS INC 30,089,000 30,430 0.57% PRN
26 AVID TECHNOLOGY INC 36,300,000 29,586 0.56% PRN
27 GSV CAP CORP 32,262,000 29,560 0.56% PRN
28 RAIT Financial 31,887,000 29,336 0.55% PRN
29 RESOURCE CAP CORP 27,330,000 26,782 0.50% PRN
30 SINA CORP 26,500,000 26,434 0.50% PRN
31 AUTODESK INC 324,394 23,463 0.44%
32 HALLIBURTON CO 502,521 22,553 0.42%
33 Prospect Capital Corp 20,317,000 20,849 0.39% PRN
34 TICC CAPITAL CORP 20,458,000 20,740 0.39% PRN
35 WORKDAY INC 15,550,000 19,125 0.36% PRN
36 NOBLE ENERGY INC 518,566 18,532 0.35%
37 ENERGEN CORP COM 320,040 18,472 0.35%
38 VALERO ENERGY CORP NEW 345,554 18,315 0.34%
39 ILLUMINA INC 99,510 18,077 0.34%
40 MOLSON COORS BREWING CO 162,954 17,891 0.34%
41 COMSTOCK RES INC 24,220,000 17,560 0.33% PRN
42 SOUFUN HLDGS LTD 17,000,000 16,915 0.32% PRN
43 ALPHABET INC 21,356 16,600 0.31%
44 AMTRUST FINL SVCS INC 19,079,000 16,508 0.31% PRN
45 PIONEER NAT RES CO 86,200 16,005 0.30%
46 JD COM INC 611,000 15,941 0.30%
47 CONSTELLIUM NV CL A 2,200,000 15,840 0.30%
48 VERIZON COMMUNICATIONS INC 292,922 15,226 0.29%
49 KINDER MORGAN INC DEL 647,391 14,974 0.28%
50 DELPHI AUTOMOTIVE PLC 198,895 14,185 0.27%
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