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Institutional Investment Manager
Pine River Capital Management L.P.
Pine River Capital Management L.P. (CIK: 0001288136) incorporated in Delaware, located at 601 Carlson Parkway, Minnetonka, MN. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q3)
Original 13F HR (0001288136-16-000126) filed in 2016.11.15
#
Name
Shares
Value ($)
%
Options
Notes
101 CONSTELLATION BRANDS INC 80,170 13,348 0.23%
102 CONSTELLIUM NV CL A 2,200,000 15,840 0.27%
103 CONTINENTAL RESOURE 104,003 5,403 0.09%
104 CONVERGYS CORP 25,314 770 0.01%
105 COOPER STD HLDGS INC 7,689 760 0.01%
106 COTY INC 1,375,000 32,313 0.56% Put
107 COTY INC 3,314,826 76,904 1.32%
108 COWEN INC 33,500,000 32,557 0.56% PRN
109 CROWN HOLDINGS INC 13,738 784 0.01%
110 CSX CORP 230,682 7,036 0.12%
111 CTRIP COM INTL LTD 160,846 7,491 0.13%
112 CUMMINS INC 6,206 795 0.01%
113 CURTISS WRIGHT CORP 8,489 773 0.01%
114 CVS HEALTH CORP 8,221 732 0.01%
115 Callidus Software Inc 100,000 1,835 0.03%
116 DAQO NEW ENERGY CORP 79,113 1,677 0.03%
117 DARDEN RESTAURANTS INC 11,923 731 0.01%
118 DAVITA INC 11,264 744 0.01%
119 DELPHI AUTOMOTIVE PLC 198,895 14,185 0.24%
120 DELPHI AUTOMOTIVE PLC 176,383 12,580 0.22%
121 DELUXE CORP COM 10,846 725 0.01%
122 DEPHEID 1,414,326 74,521 1.28%
123 DEVON ENERGY CORP NEW 79,642 3,513 0.06%
124 DISCOVER FINL SVCS 12,880 728 0.01%
125 DISH NETWORK A 52,900 2,898 0.05%
126 DISNEY WALT CO 8,007 744 0.01%
127 DOUBLE EAGLE ACQUISITION COR 1,800,000 720 0.01%
128 EASTMAN CHEM CO 11,431 774 0.01%
129 EBAY INC 23,241 765 0.01%
130 ECHOSTAR CORP CL A 18,474 810 0.01%
131 ELECTRUM SPL ACQUISITION CORP 1,617,500 396 0.01%
132 EMERGENT BIOSOLUTIONS INC 284,180 8,960 0.15%
133 EMERSON ELEC CO 14,373 783 0.01%
134 ENERGEN CORP COM 320,040 18,472 0.32%
135 ENERNOC 10,307,000 7,421 0.13% PRN
136 ENSTAR GROUP LIMITED COM 5,439 895 0.02%
137 EURONET WORLDWIDE INC 48,500 3,969 0.07%
138 EVERBRIDGE INC 85,000 1,433 0.02%
139 EVEREST RE GROUP LTD 3,843 730 0.01%
140 EVERTEC INC 52,681 884 0.02%
141 EXPEDITORS INTL WASH INC 14,649 755 0.01%
142 EXPRESS SCRIPTS HLDG CO 10,624 749 0.01%
143 EXXON MOBIL CORP 73,520 6,416 0.11%
144 Endurance Specialty 11,291 739 0.01%
145 FACEBOOK INC 386,016 49,513 0.85%
146 FB FINL CORP COM 50,000 1,009 0.02%
147 FEDEX CORP 4,268 746 0.01%
148 FIDELITY AND GTY LIFE COM 38,175 885 0.02%
149 FIFTH THIRD BANCORP 35,837 733 0.01%
150 FIRST HAWAIIAN INC COM 100,000 2,686 0.05%
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New Holding filing (0001288136-17-000043) filed in 2017.05.15
#
Name
Shares
Value ($)
%
Options
Notes
1 TRINA SOLAR ADR REPTG 50 ORD 2,360,183 24,168 70.33%
2 KONGZHONG CORP SPONSO 877,416 5,914 17.21%
3 TRINA SOLAR LIMITED 4,405,000 4,284 12.47% PRN
New Holding filing (0001288136-17-000036) filed in 2017.02.13
#
Name
Shares
Value ($)
%
Options
Notes
1 Intuit Inc 1,991,283 380,573 83.93%
2 FMC TECHNOLOGIES INC 2,223,580 65,974 14.55%
3 IKANG HEALTHCARE GROUP INC 310,820 5,621 1.24%
4 SKY-MOBI LTD-SP A 508,794 1,033 0.23%
5 CONCORD MED SVCS HLDGS LTD 58,400 232 0.05%
Restatement filing (0001288136-17-000003) filed in 2017.01.11
#
Name
Shares
Value ($)
%
Options
Notes
1 SPDR S&P 500 ETF TR 5,655,000 1,223,180 22.99% Put
2 PROCTER AND GAMBLE CO 7,007,980 628,966 11.82%
3 PROCTER AND GAMBLE CO 7,000,000 628,250 11.81% Put
4 ITC HOLDINGS 6,845,959 318,200 5.98%
5 SPDR SERIES TRUST 2,500,000 96,150 1.81% Put
6 SPDR S&P 500 ETF TR 438,600 94,869 1.78%
7 COTY INC 3,314,826 76,904 1.45%
8 DEPHEID 1,414,326 74,521 1.40%
9 WHITEWAVE FOODS CO 1,364,929 74,292 1.40%
10 ISHARES TR 1,864,300 69,819 1.31% Put
11 ISHARES TR 526,000 65,334 1.23% Put
12 POWERSHARES QQQ TRUST 500,000 59,360 1.12% Put
13 REDWOOD TR INC NOTE 4.625 4/1 52,784,000 52,982 1.00% PRN
14 FACEBOOK INC 386,016 49,513 0.93%
15 VERIZON COMMUNICATIONS INC 880,399 45,764 0.86%
16 LIBERTY MEDIA CORP 82,000,000 42,845 0.81% PRN
17 MONSTER WORLDWIDE 3.5% CB 10/15/2019-REGISTERED 42,943,000 42,651 0.80% PRN
18 HP INC 2,742,883 42,598 0.80%
19 ALPHABET INC 54,659 42,486 0.80%
20 PENNYMAC CORP 38,415,000 36,856 0.69% PRN
21 SPLUNK INC 595,592 34,950 0.66%
22 TABLEAU SOFTWARE INC 615,798 34,036 0.64%
23 COWEN INC 33,500,000 32,557 0.61% PRN
24 COTY INC 1,375,000 32,313 0.61% Put
25 RTW HLDGS INC 30,089,000 30,430 0.57% PRN
26 AVID TECHNOLOGY INC 36,300,000 29,586 0.56% PRN
27 GSV CAP CORP 32,262,000 29,560 0.56% PRN
28 RAIT Financial 31,887,000 29,336 0.55% PRN
29 RESOURCE CAP CORP 27,330,000 26,782 0.50% PRN
30 SINA CORP 26,500,000 26,434 0.50% PRN
31 AUTODESK INC 324,394 23,463 0.44%
32 HALLIBURTON CO 502,521 22,553 0.42%
33 Prospect Capital Corp 20,317,000 20,849 0.39% PRN
34 TICC CAPITAL CORP 20,458,000 20,740 0.39% PRN
35 WORKDAY INC 15,550,000 19,125 0.36% PRN
36 NOBLE ENERGY INC 518,566 18,532 0.35%
37 ENERGEN CORP COM 320,040 18,472 0.35%
38 VALERO ENERGY CORP NEW 345,554 18,315 0.34%
39 ILLUMINA INC 99,510 18,077 0.34%
40 MOLSON COORS BREWING CO 162,954 17,891 0.34%
41 COMSTOCK RES INC 24,220,000 17,560 0.33% PRN
42 SOUFUN HLDGS LTD 17,000,000 16,915 0.32% PRN
43 ALPHABET INC 21,356 16,600 0.31%
44 AMTRUST FINL SVCS INC 19,079,000 16,508 0.31% PRN
45 PIONEER NAT RES CO 86,200 16,005 0.30%
46 JD COM INC 611,000 15,941 0.30%
47 CONSTELLIUM NV CL A 2,200,000 15,840 0.30%
48 VERIZON COMMUNICATIONS INC 292,922 15,226 0.29%
49 KINDER MORGAN INC DEL 647,391 14,974 0.28%
50 DELPHI AUTOMOTIVE PLC 198,895 14,185 0.27%
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