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Institutional Investment Manager
Pine River Capital Management L.P.
Pine River Capital Management L.P. (CIK: 0001288136) incorporated in Delaware, located at 601 Carlson Parkway, Minnetonka, MN. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q3)
Original 13F HR (0001288136-16-000126) filed in 2016.11.15
#
Name
Shares
Value ($)
%
Options
Notes
1 SPDR S&P 500 ETF TR 5,655,000 1,223,180 21.04% Put
2 PROCTER AND GAMBLE CO 7,007,980 628,966 10.82%
3 PROCTER AND GAMBLE CO 7,000,000 628,250 10.81% Put
4 HSBC HOLDINGS PLC 5,000,000 497,500 8.56%
5 ITC HOLDINGS 6,845,959 318,200 5.47%
6 SPDR SERIES TRUST 2,500,000 96,150 1.65% Put
7 SPDR S&P 500 ETF TR 438,600 94,869 1.63%
8 COTY INC 3,314,826 76,904 1.32%
9 DEPHEID 1,414,326 74,521 1.28%
10 WHITEWAVE FOODS CO 1,364,929 74,292 1.28%
11 ISHARES TR 1,864,300 69,819 1.20% Put
12 ISHARES TR 526,000 65,334 1.12% Put
13 POWERSHARES QQQ TRUST 500,000 59,360 1.02% Put
14 REDWOOD TR INC 52,784,000 52,982 0.91% PRN
15 FACEBOOK INC 386,016 49,513 0.85%
16 VERIZON COMMUNICATIONS INC 880,399 45,764 0.79%
17 LIBERTY MEDIA CORP 82,000,000 42,845 0.74% PRN
18 MONSTER WORLDWIDE 3.5% CB 10/15/2019-REGISTERED 42,943,000 42,651 0.73% PRN
19 HP INC 2,742,883 42,598 0.73%
20 ALPHABET INC 54,659 42,486 0.73%
21 PENNYMAC CORP 38,415,000 36,856 0.63% PRN
22 SPLUNK INC 595,592 34,950 0.60%
23 TABLEAU SOFTWARE INC 615,798 34,036 0.59%
24 COWEN GROUP INC NEW 33,500,000 32,557 0.56% PRN
25 COTY INC 1,375,000 32,313 0.56% Put
26 RTW HLDGS INC 30,089,000 30,430 0.52% PRN
27 AVID TECHNOLOGY INC 36,300,000 29,586 0.51% PRN
28 GSV CAP CORP 32,262,000 29,560 0.51% PRN
29 RAIT Financial 31,887,000 29,336 0.50% PRN
30 RESOURCE CAP CORP 27,330,000 26,782 0.46% PRN
31 SINA CORP 26,500,000 26,434 0.45% PRN
32 AUTODESK INC 324,394 23,463 0.40%
33 HALLIBURTON CO 502,521 22,553 0.39%
34 Prospect Capital Corp 20,317,000 20,849 0.36% PRN
35 TICC CAPITAL CORP 20,458,000 20,740 0.36% PRN
36 WORKDAY INC 15,550,000 19,125 0.33% PRN
37 NOBLE ENERGY INC 518,566 18,532 0.32%
38 ENERGEN CORP COM 320,040 18,472 0.32%
39 VALERO ENERGY CORP NEW 345,554 18,315 0.32%
40 ILLUMINA INC 99,510 18,077 0.31%
41 MOLSON COORS BREWING CO 162,954 17,891 0.31%
42 COMSTOCK RES INC 24,220,000 17,560 0.30% PRN
43 SOUFUN HLDGS LTD 17,000,000 16,915 0.29% PRN
44 ALPHABET INC 21,356 16,600 0.29%
45 AMTRUST FINL SVCS INC 19,079,000 16,508 0.28% PRN
46 PIONEER NAT RES CO 86,200 16,005 0.28%
47 JD COM INC 611,000 15,941 0.27%
48 CONSTELLIUM NV CL A 2,200,000 15,840 0.27%
49 VERIZON COMMUNICATIONS INC 292,922 15,226 0.26%
50 KINDER MORGAN INC DEL 647,391 14,974 0.26%
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New Holding filing (0001288136-17-000043) filed in 2017.05.15
#
Name
Shares
Value ($)
%
Options
Notes
1 TRINA SOLAR ADR REPTG 50 ORD 2,360,183 24,168 70.33%
2 KONGZHONG CORP SPONSO 877,416 5,914 17.21%
3 TRINA SOLAR LIMITED 4,405,000 4,284 12.47% PRN
New Holding filing (0001288136-17-000036) filed in 2017.02.13
#
Name
Shares
Value ($)
%
Options
Notes
1 Intuit Inc 1,991,283 380,573 83.93%
2 FMC TECHNOLOGIES INC 2,223,580 65,974 14.55%
3 IKANG HEALTHCARE GROUP INC 310,820 5,621 1.24%
4 SKY-MOBI LTD-SP A 508,794 1,033 0.23%
5 CONCORD MED SVCS HLDGS LTD 58,400 232 0.05%
Restatement filing (0001288136-17-000003) filed in 2017.01.11
#
Name
Shares
Value ($)
%
Options
Notes
101 CONSTELLATION BRANDS INC 80,170 13,348 0.25%
102 CONSTELLIUM NV CL A 2,200,000 15,840 0.30%
103 CONTINENTAL RESOURE 104,003 5,403 0.10%
104 CONVERGYS CORPORATION 25,314 770 0.01%
105 COOPER STD HLDGS INC 7,689 760 0.01%
106 COTY INC 1,375,000 32,313 0.61% Put
107 COTY INC 3,314,826 76,904 1.45%
108 COWEN GROUP INC NEW 33,500,000 32,557 0.61% PRN
109 CROWN HOLDINGS INC 13,738 784 0.01%
110 CSX CORP 230,682 7,036 0.13%
111 CTRIP COM INTL LTD 160,846 7,491 0.14%
112 CUMMINS INC 6,206 795 0.01%
113 CURTISS WRIGHT CORP 8,489 773 0.01%
114 CVS HEALTH CORP 8,221 732 0.01%
115 Callidus Software Inc 100,000 1,835 0.03%
116 DAQO NEW ENERGY CORP 79,113 1,677 0.03%
117 DARDEN RESTAURANTS INC 11,923 731 0.01%
118 DAVITA INC 11,264 744 0.01%
119 DELPHI AUTOMOTIVE PLC 176,383 12,580 0.24%
120 DELPHI AUTOMOTIVE PLC 198,895 14,185 0.27%
121 DELUXE CORP COM 10,846 725 0.01%
122 DEPHEID 1,414,326 74,521 1.40%
123 DEVON ENERGY CORP NEW 79,642 3,513 0.07%
124 DISCOVER FINL SVCS 12,880 728 0.01%
125 DISH NETWORK A 52,900 2,898 0.05%
126 DISNEY WALT CO 8,007 744 0.01%
127 DOUBLE EAGLE ACQUISITION COR 1,800,000 720 0.01%
128 E L F BEAUTY INC 30,000 844 0.02%
129 EASTMAN CHEM CO 11,431 774 0.01%
130 EBAY INC 23,241 765 0.01%
131 ECHOSTAR CORP CL A 18,474 810 0.02%
132 ELECTRUM SPL ACQUISITION CORP 1,617,500 396 0.01%
133 EMERGENT BIOSOLUTIONS INC 284,180 8,960 0.17%
134 EMERSON ELEC CO 14,373 783 0.01%
135 ENERGEN CORP COM 320,040 18,472 0.35%
136 ENERNOC 10,307,000 7,421 0.14% PRN
137 ENSTAR GROUP LIMITED COM 5,439 895 0.02%
138 EURONET WORLDWIDE INC 48,500 3,969 0.07%
139 EVERBRIDGE INC 85,000 1,433 0.03%
140 EVEREST RE GROUP LTD 3,843 730 0.01%
141 EVERTEC INC COM 52,681 884 0.02%
142 EXPEDITORS INTL WASH INC 14,649 755 0.01%
143 EXPRESS SCRIPTS HLDG CO 10,624 749 0.01%
144 EXXON MOBIL CORP 73,520 6,416 0.12%
145 Endurance Specialty 11,291 739 0.01%
146 FACEBOOK INC 386,016 49,513 0.93%
147 FB FINL CORP COM 50,000 1,009 0.02%
148 FEDEX CORP 4,268 746 0.01%
149 FIDELITY AND GTY LIFE COM 38,175 885 0.02%
150 FIFTH THIRD BANCORP 35,837 733 0.01%
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