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Institutional Investment Manager
Advisors Asset Management, Inc.
Advisors Asset Management, Inc. (CIK: 0001297376) incorporated in Delaware, located at 18925 Base Camp Road, Monument, CO. Institutional holdings reported to the SEC.

Institutional Holdings (2015Q3)
Portfolio Summary: 1,885 holdings with a total value of $6,270,706,000.
#
Name
Shares
Value ($)
%
Options
Notes
101 M D C HLDGS INC COM 1,303 34,000 0.00%
102 WORTHINGTON INDS INC 1,300 34,000 0.00%
103 RENT A CENTER INC-NEW 1,400 34,000 0.00%
104 DREAMWORKS ANIMATION SKG INC 2,000 35,000 0.00%
105 E TRADE FINANCIAL CORP 1,320 35,000 0.00%
106 VEREIT 4,479 35,000 0.00%
107 TRIPADVISOR INC 550 35,000 0.00%
108 COMERICA INC 850 35,000 0.00%
109 CABLEVISION SYS CORP(NEW) NY GROUP CL ACOM 1,100 36,000 0.00%
110 MBIA INC 5,970 36,000 0.00%
111 MSA SAFETY INC 900 36,000 0.00%
112 VISHAY INTERTECHNOLOGY INC 3,714 36,000 0.00%
113 TOTAL SYS SVCS INC 800 36,000 0.00%
114 TRONOX LTD SHS CL A 8,390 37,000 0.00%
115 TORCHMARK CORP COM 650 37,000 0.00%
116 NATIONAL STORAGE AFFILIATES 2,704 37,000 0.00%
117 VARIAN MED SYS INC 500 37,000 0.00%
118 SWIFT TRANSN CO 2,432 37,000 0.00%
119 COMPANHIA BRASILEIRA DE DIST 2,936 37,000 0.00%
120 GEOSPACE TECHNOLOGIES CORP COM 2,709 37,000 0.00%
121 BT GROUP PLC 586 37,000 0.00%
122 OIL STS INTL INC 1,400 37,000 0.00%
123 FRESH MKT INC 1,699 38,000 0.00%
124 INTERPUBLIC GROUP COS INC 1,975 38,000 0.00%
125 SYNCHRONOSS TECHNOLOGIES INC 1,161 38,000 0.00%
126 INTERNATIONAL BANCSHARES COR 1,500 38,000 0.00%
127 SEADRILL LIMITED 6,597 39,000 0.00%
128 POLYCOM INC 3,700 39,000 0.00%
129 EQT MIDSTREAM PARTNERS LP 593 39,000 0.00%
130 UNUM GROUP 1,218 39,000 0.00%
131 WPX ENERGY INC 5,900 39,000 0.00%
132 MCDERMOTT INTL INC 9,416 40,000 0.00%
133 INDEPENDENCE RLTY TR INC COM 5,568 40,000 0.00%
134 GLOBAL X FDS 3,713 40,000 0.00%
135 ANWORTH MTG ASSET CORP 8,087 40,000 0.00%
136 CHENIERE ENERGY PARTNERS LP COMMON UNITS 1,574 41,000 0.00%
137 SIGNET JEWELERS LIMITED 300 41,000 0.00%
138 DEVRY EDUCATION 1,500 41,000 0.00%
139 CommVault Systems Inc 1,200 41,000 0.00%
140 SUN LIFE FINL INC 1,263 41,000 0.00%
141 ALEXANDER & BALDWIN INC NEW COM 1,200 41,000 0.00%
142 PVH CORPORATION 400 41,000 0.00%
143 TRUSTMARK CORP 1,800 42,000 0.00%
144 MACK-CALI REALTY CORP COM 2,200 42,000 0.00%
145 ABERCROMBIE & FITCH CO 2,000 42,000 0.00%
146 SUPERVALU INC 5,900 42,000 0.00%
147 CABLE ONE INC 100 42,000 0.00%
148 KNOWLES CORP COM 2,300 42,000 0.00%
149 Acxiom Corp 2,200 43,000 0.00%
150 SUNOCO LOGISTICS PRTNRS L P 1,484 43,000 0.00%
Page 3 of 38

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001013228-15-002732, filed 2015.11.16).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.