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GLOBAL X FDS
GLOBAL X FDS. Institutional holdings reported to the SEC.

Institutional Holders (2015Q3)
Portfolio Summary: 35 Institutional holders with a total value of $80,597,108.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 WELLS FARGO & COMPANY/MN 4,767,839 51,588,000 64.01%
2 MORGAN STANLEY 810,320 8,768,000 10.88%
3 Maryland Capital Management 495,522 5,362,000 6.65%
4 BANK OF AMERICA CORP /DE/ 435,176 4,709,000 5.84%
5 Gradient Investments LLC 156,591 1,694,000 2.10%
6 Charles Schwab Investment Advisory, Inc. 135,332 1,464,000 1.82%
7 Lattice Strategies LLC 107,995 1,169,000 1.45%
8 UBS Group AG 98,389 1,065,000 1.32%
9 RAYMOND JAMES & ASSOCIATES 95,304 1,031,000 1.28%
10 SIGNET FINANCIAL MANAGEMENT, LLC 57,371 621,000 0.77%
11 ROYAL BANK OF CANADA 55,451 600,000 0.74%
12 WESTBOURNE INVESTMENT ADVISORS, INC. 50,554 547,000 0.68%
13 Commonwealth Equity Services, Inc 37,914 410,000 0.51%
14 LPL Financial LLC 23,695 285,000 0.35%
15 SUSQUEHANNA INTERNATIONAL GROUP, LLP 25,987 281,000 0.35%
16 JANE STREET GROUP, LLC 19,437 210,000 0.26%
17 Virtu KCG Holdings LLC 16,177 175,000 0.22%
18 SMITH, MOORE & CO. 15,328 166,000 0.21%
19 BURKE & HERBERT BANK & TRUST CO 15,200 164,000 0.20%
20 MILLENNIUM MANAGEMENT LLC 10,670 115,000 0.14%
21 Advisors Asset Management, Inc. 3,713 40,000 0.05%
22 Creative Planning 3,648 39,000 0.05%
23 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 2,000 22,000 0.03%
24 MSI Financial Services Inc 1,748 19,000 0.02%
25 AMERICAN INTERNATIONAL GROUP, INC. 1,298 14,000 0.02%
26 Live Your Vision, LLC 1,018 11,000 0.01%
27 PNC FINANCIAL SERVICES GROUP, INC. 800 8,000 0.01%
28 BANK OF MONTREAL /CAN/ 671 7,000 0.01%
29 KRILOGY FINANCIAL LLC 450 5,000 0.01%
30 WFG Advisors, LP 406 4,000 0.00%
31 Avior Wealth Management, LLC 300 3,000 0.00%
32 Sandy Spring Bank 115 1,000 0.00%
33 BNP PARIBAS FINANCIAL MARKETS 10 108 0.00%
34 Parallax Volatility Advisers, L.P. 1 0 0.00%
35 WEALTHFRONT CORP 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.